VOTING AGREEMENTVoting Agreement • May 15th, 2013 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledMay 15th, 2013 Company Industry JurisdictionTHIS VOTING AGREEMENT, dated as of May 9, 2013 (this “Agreement”), is made by Christopher and Stephanie Ricciardi (together, the “Shareholder”) for the benefit of Institutional Financial Markets, Inc., a Maryland corporation (the “Company”), pursuant to the Securities Purchase Agreement (the “Securities Purchase Agreement”), dated of even date herewith, by and among the Company, Mead Park Holdings, LP, and Mead Park Capital Partners LLC (the “Buyer”). Capitalized terms used but not defined herein shall have the meanings given to such terms in the Securities Purchase Agreement.
VOTING AGREEMENTVoting Agreement • May 14th, 2013 • Cohen Daniel G • Security brokers, dealers & flotation companies • New York
Contract Type FiledMay 14th, 2013 Company Industry JurisdictionTHIS VOTING AGREEMENT, dated as of May 9, 2013 (this “Agreement”), is made by Daniel G. Cohen (the “Shareholder”) for the benefit of Institutional Financial Markets, Inc., a Maryland corporation (the “Company”), pursuant to the Securities Purchase Agreement (the “Securities Purchase Agreement”), dated of even date herewith, by and among the Company, Mead Park Holdings, LP, and Mead Park Capital Partners LLC (the “Buyer”). Capitalized terms used but not defined herein shall have the meanings given to such terms in the Securities Purchase Agreement.