Common Contracts
12 similar Placement Agency Agreement contracts by GD Culture Group LTD, Summit Wireless Technologies, Inc., AnPac Bio-Medical Science Co., Ltd., others
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 26th, 2024 • GD Culture Group LTD • Wholesale-metals & minerals (no petroleum) • New York
This letter (the “Agreement”) constitutes the agreement by and between Univest Securities, LLC (“Univest” or the “Placement Agent”) and GD Culture Group Limited, a Nevada corporation (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placements (the “Placements”) of up to an aggregate of approximately $926,957 of Securities (defined below) via a registered direct offering of shares of common stock, par value $0.0001 (“Common Stock”), of the Company (the “Offered Shares” or the “Securities”) . The terms of the Placements and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein shall be deemed to mean that the Placement Agent would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Securities or complete
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 13th, 2024 • TOP Financial Group LTD • Security & commodity brokers, dealers, exchanges & services • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 3rd, 2023 • GD Culture Group LTD • Wholesale-metals & minerals (no petroleum) • New York
This letter (the “Agreement”) constitutes the agreement by and between Univest Securities, LLC (“Univest” or the “Placement Agent”) and GD Culture Group Limited, a Nevada corporation (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placements (the “Placements”) of (i) via a registered direct offering of shares of common stock, par value $0.0001 (“Common Stock”), of the Company (the “Offered Shares”) and pre-funded warrants to purchase shares of Common Stock (the “Pre-Funded Warrants”, collectively with the Shares, the “Public Securities”) and (ii) warrants to purchase shares of Common Stock (the “Warrants”) (collectively with the Public Securities, the “Securities”) in a concurrent private placement. The terms of the Placements and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchas
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 4th, 2023 • GD Culture Group LTD • Wholesale-metals & minerals (no petroleum) • New York
This letter (the “Agreement”) constitutes the agreement by and between Univest Securities, LLC (“Univest” or the “Placement Agent”) and GD Culture Group Limited, a Nevada corporation (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placements (the “Placements”) of (i) via a registered direct offering of shares of common stock, par value $0.0001 (“Common Stock”), of the Company (the “Offered Shares”) and pre-funded warrants to purchase shares of Common Stock (the “Pre-Funded Warrants”, collectively with the Shares, the “Public Securities”) and (ii) warrants to purchase shares of Common Stock (the “Warrants”) (collectively with the Public Securities, the “Securities”) in a concurrent private placement. The terms of the Placements and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchas
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 4th, 2023 • AnPac Bio-Medical Science Co., Ltd. • Services-medical laboratories • New York
This letter (the “Agreement”) constitutes the agreement by and between Univest Securities, LLC (“Univest” or the “Placement Agent”) and AnPac Bio-Medical Science Co., Ltd., a company incorporated under the laws of the British Virgin Islands (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of American depositary shares (the “Offered ADSs”), with each American depositary share (the “ADS”) representing twenty (20) Class A ordinary shares, par value US$0.01 per share, of the Company (the “Ordinary Shares”), pre-funded warrants (the “Pre-Funded Warrants”), to purchase ADSs (the “Pre-Funded Warrant ADSs”), and warrants (the “Warrants”), to purchase ADSs (the “Warrant ADSs”) (collectively with the Offered ADSs, Warrants and Pre-Funded Warrants, the “Securities”). The terms of the Placement and the Securities shall be mutually agreed upon b
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 26th, 2021 • Summit Wireless Technologies, Inc. • Semiconductors & related devices • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 20th, 2021 • Data Storage Corp • Services-computer processing & data preparation • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 18th, 2021 • Code Chain New Continent LTD • Wholesale-metals & minerals (no petroleum) • New York
This letter (the “Agreement”) constitutes the agreement by and between Univest Securities, LLC (“Univest” or the “Placement Agent”) and Code Chain New Continent Limited, a Nevada corporation (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of registered shares of common stock (the “Shares”) of the Company, par value $0.0001 per share (“Common Stock”), and unregistered warrants to purchase Common Stock (the “Warrants” and together with the Shares, the “Securities”). The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the Placement Agent would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Securities or complete the Placeme
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 20th, 2021 • TD Holdings, Inc. • National commercial banks • New York
This letter (the “Agreement”) constitutes the agreement by and between Univest Securities, LLC (“Univest” or the “Placement Agent”) and TD Holdings, Inc., a company incorporated under the laws of the State of Delaware (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement of an equity line of credit facility (the “Placement”) of registered shares of common stock (the “Offered Shares”) of the Company, par value $0.001 per share (“Common Stock”) to White Lion Capital LLC (the “Purchaser”). The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the Purchaser and nothing herein constitutes that the Placement Agent would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Offered Shares or complete the Placement. This Agreement and the documents executed and deliv
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 20th, 2020 • Tantech Holdings LTD • Industrial organic chemicals • New York
This letter (the “Agreement”) constitutes the agreement by and between Univest Securities, LLC (“Univest” or the “Placement Agent”) and Tantech Holdings Ltd, a company incorporated under the laws of the British Virgin Islands (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of registered common shares (the “Shares”) of the Company, par value $0.001 per share (“Common Shares”), and registered warrants (the “Registered Warrants”) unregistered warrants (the “Unregistered Warrants” and collectively with the Registered Warrants, the “Warrants”) to purchase Common Shares (the “Warrants” and together with the Shares, the “Securities”). The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 10th, 2020 • Summit Wireless Technologies, Inc. • Semiconductors & related devices • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 5th, 2020 • Summit Wireless Technologies, Inc. • Semiconductors & related devices • New York
