REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • November 20th, 2020 • Tantech Holdings LTD • Industrial organic chemicals
This Registration Rights Agreement (this “Agreement”) is made and entered into as of November 20, 2020, between Tantech Holdings Ltd., a British Virgin Islands business company (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 20th, 2020 • Tantech Holdings LTD • Industrial organic chemicals • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of November 20, 2020, between Tantech Holdings Ltd, a company incorporated under the laws of the British Virgin Islands (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
AMENDED AND RESTATED SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 28th, 2023 • Tantech Holdings LTD • Industrial organic chemicals • New York
This Amended and Restated Securities Purchase Agreement (this “Agreement”) is entered and effective as of June 26, 2023, between Tantech Holdings Ltd, a company incorporated under the laws of the British Virgin Islands (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
PLACEMENT AGENT WARRANT TANTECH HOLDINGS LTDTantech Holdings LTD • November 20th, 2020 • Industrial organic chemicals
THIS PLACEMENT AGENT WARRANT TO PURCHASE COMMON SHARES (the “Warrant”) certifies that, for value received, Univest Securities, LLC, or its assigns (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after May [___], 2021 (the “Initial Exercise Date”) and prior to 5:00 p.m. (New York time) on the date that is three (3) years following the Initial Issuance Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Tantech Holdings Ltd¸ a corporation incorporated under the laws of the British Virgin Islands (the “Company”), up to 363,6371 common shares, par value $0.0001 per share (the “Common Shares”), of the Company (the Warrant Shares”), as subject to adjustment hereunder. The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
TANTECH HOLDINGS LTD. UNDERWRITING AGREEMENTUnderwriting Agreement • December 7th, 2021 • Tantech Holdings LTD • Industrial organic chemicals • New York
The undersigned, Tantech Holdings Ltd., a British Virgin Islands company limited by shares (collectively with its Subsidiaries (as defined below) the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Aegis Capital Corp. is acting as representative to the several Underwriters (the “Representative” or “Aegis”) and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
NOTE PURCHASE AGREEMENTNote Purchase Agreement • June 30th, 2023 • Tantech Holdings LTD • Industrial organic chemicals • Utah
THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of June 29, 2023, is entered into by and between Tantech Holdings Ltd, a British Virgin Islands company (“Company”), and Streeterville Capital, LLC, a Utah limited liability company, or its successors and/or assigns (“Investor”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • April 26th, 2024 • Tantech Holdings LTD • Industrial organic chemicals • New York
SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of April 22, 2024, by and among Tantech Holdings Ltd ., a company incorporated under the laws of the British Virgin Islands , (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Tantech Holdings Ltd, the “Company”), and the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 20th, 2020 • Tantech Holdings LTD • Industrial organic chemicals • New York
This letter (the “Agreement”) constitutes the agreement by and between Univest Securities, LLC (“Univest” or the “Placement Agent”) and Tantech Holdings Ltd, a company incorporated under the laws of the British Virgin Islands (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of registered common shares (the “Shares”) of the Company, par value $0.001 per share (“Common Shares”), and registered warrants (the “Registered Warrants”) unregistered warrants (the “Unregistered Warrants” and collectively with the Registered Warrants, the “Warrants”) to purchase Common Shares (the “Warrants” and together with the Shares, the “Securities”). The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the
FORM OF SECURITIES PURCHASE AGREEMENTForm of Securities Purchase Agreement • September 27th, 2017 • Tantech Holdings LTD • Industrial organic chemicals • New York
This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of September __, 2017, is by and among Tantech Holdings Ltd, a British Virgin Islands company with headquarters located at c/o Zhejiang Forest Bamboo Technology Co., Ltd., No. 10 Cen Shan Road, Shuige Industrial Zone, Lishui City, Zhejiang Province 323000, People’s Republic of China, People’s Republic of China (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
TANTECH HOLDINGS LTD. UNDERWRITING AGREEMENTUnderwriting Agreement • November 3rd, 2014 • Tantech Holdings LTD • Industrial organic chemicals • Florida
The undersigned, Tantech Holdings Ltd., a company formed under the laws of British Virgin Islands (the “Company”), hereby confirms its agreement with Newbridge Securities Corporation (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
ESCROW DEPOSIT AGREEMENTEscrow Deposit Agreement • March 4th, 2015 • Tantech Holdings LTD • Industrial organic chemicals • New York
This ESCROW DEPOSIT AGREEMENT (this “Agreement”) dated as of this 3rd day of March, 2015, by and among Tantech Holding Ltd., a British Virgin Islands company (the “Company”), having an address at 10 Cen Shan Road, Shuige Industrial Zone, Lishui City, Zhejiang, China, ViewTrade Securities, Inc., a Delaware corporation (the “Placement Agent”), having an address at International Plaza, 7280 W. Palmetto Park Rd., #310, Boca Raton, FL 33433, and Signature Bank (the “Escrow Agent”), a New York State chartered bank, having an office at 565 Fifth Avenue, 12th floor, New York, NY 10017. All capitalized terms not herein defined shall have the meaning ascribed to them in that certain Registration Statement on Form F-1, as filed with the Securities and Exchange Commission on September 16, 2014 and amended or supplemented from time-to-time, including all attachments, schedules and exhibits thereto (the “Registration Statement”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • April 26th, 2024 • Tantech Holdings LTD • Industrial organic chemicals
REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of April 22, 2024, by and among Tantech Holdings Ltd, a company incorporated under the laws of the British Virgin Islands (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Tantech Holdings Ltd, the “Company”), and the investors listed on the Schedule of Buyers attached hereto (each, a “Buyer” and collectively, the “Buyers”).
Mr. Wangfeng Yan Chief Executive Officer Tantech Holdings Ltd.Tantech Holdings LTD • April 26th, 2024 • Industrial organic chemicals • New York
This letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Tantech Holdings Ltd., a British Virgin Islands company (the “Company”), that Maxim shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed private placement (the “Placement”) of shares (the “Shares”) of the Company’s common shares, par value $0.24 (the “Common Stock”), pre-funded warrants to purchase Common Stock (the “Pre-Funded Warrants”), Series A warrants to purchase Common Stock (the “Series A Warrants”) and Series B warrants to purchase Common Stock (the “Series B Warrants”, collectively with the Series A Warrants, the “Common Warrants”, collectively with the Pre-Funded Warrants, the “Warrants,” and the shares issuable upon exercise of the Warrants, the “Warrant Shares” and the Shares, Warrants and Warrant Shares, collectively, the “Securities”). The terms of the Placement shall be mutua
PLACEMENT AGREEMENTPlacement Agreement • March 4th, 2015 • Tantech Holdings LTD • Industrial organic chemicals
The undersigned, Tantech Holdings, Ltd., a British Virgin Islands company (the “Company”), and certain stockholders of the Company (the “Selling Stockholders”) named in Schedule 1 attached hereto, hereby confirms the agreement with ViewTrade Securities, Inc. (hereinafter referred to as “you” (including its correlatives) or the “Placement Agent”) as follows:
Equity Pledge Agreement Among Shanghai Jiamu Investment Management Co., Ltd, Xinyang Wang And Hangzhou Wangbo Investment Management Co., Ltd. December 10, 2019 Equity Pledge AgreementEquity Pledge Agreement • May 20th, 2020 • Tantech Holdings LTD • Industrial organic chemicals
This Equity Pledge Agreement (“This Agreement”) is made and entered into this on December 10, 2019 in Hangzhou, People’s Republic of China (“PRC”).
FORBEARANCE AGREEMENTForbearance Agreement • January 16th, 2024 • Tantech Holdings LTD • Industrial organic chemicals • Utah
This Forbearance Agreement (this “Agreement”) is entered into as of January 12, 2024 by and between Streeterville Capital, LLC, a Utah limited liability company (“Lender”), and Tantech Holdings Ltd., a British Virgin Islands company (“Borrower”). Capitalized terms used in this Agreement without definition shall have the meanings given to them in the Note (defined below).
TANTECH HOLDINGS LTD. UNDERWRITING AGREEMENTUnderwriting Agreement • March 21st, 2022 • Tantech Holdings LTD • Industrial organic chemicals • New York
The undersigned, Tantech Holdings Ltd., a British Virgin Islands company limited by shares (collectively with its Subsidiaries (as defined below) the “Company”), hereby confirms its agreement (this “Agreement”) with Aegis Capital Corp. acting as underwriter (the “Underwriter” or “Aegis”).
Lease Agreement English TranslationLease Agreement • July 18th, 2022 • Tantech Holdings LTD • Industrial organic chemicals
ESCROW AGREEMENTEscrow Agreement • March 4th, 2015 • Tantech Holdings LTD • Industrial organic chemicals • Florida
This ESCROW AGREEMENT (this “Agreement”) dated as of March 2, 2015 is entered into by and among Tantech Holdings Ltd. (the “Company”), Tanbsok Group Ltd. (the “Selling Shareholder”), ViewTrade Securities, Inc. (the “Placement Agent”), and Pearlman Schneider LLP (the “Escrow Agent”).
Exclusive Call Opinion Agreement Among Shanghai Jiamu Investment Management Co., Ltd, Wangfeng Yan And Hangzhou Wangbo Investment Management Co., Ltd.Exclusive Call Opinion Agreement • May 20th, 2020 • Tantech Holdings LTD • Industrial organic chemicals
This Exclusive Call Opinion Agreement(“this Agreement”) is made and entered into this on May 15, 2020 in Hangzhou, People’s Republic of China (“PRC”) by and among:
EXCHANGE AGREEMENTExchange Agreement • September 10th, 2024 • Tantech Holdings LTD • Industrial organic chemicals • Utah
This Exchange Agreement (this “Agreement”) is entered into as of September 5, 2024 by and between Streeterville Capital, LLC, a Utah limited liability company (“Lender”), and Tantech Holdings Ltd, a British Virgin Islands company (“Borrower”). Capitalized terms used in this Agreement without definition shall have the meanings given to them in the Original Note (as defined below).
Summary Translation Lease Agreement between Shenzhen Shilian Junhui Real Estate Operation and Management Inc. and Shenzhen Yimao New Energy Sales Co., Ltd.Lease Agreement • June 30th, 2020 • Tantech Holdings LTD • Industrial organic chemicals
The house is located in Suite 510, Floor 5, Tower B, Zhongshe Square, 1028 Buji Rd, Luohu District, Shenzhen City, Guangdong Province, China, with an area of 120 square meters.
Pledge Agreement Among Shanghai Jiamu Investment Management Co., Ltd, Zhengyu Wang and Wangfeng Yan And Hangzhou Wangbo Investment Management Co., Ltd.Pledge Agreement • May 11th, 2018 • Tantech Holdings LTD • Industrial organic chemicals
This Pledge Agreement (“This Agreement”) is made and entered into this 13th day July, 2017 in Hangzhou, People’s Republic of China (“PRC”).
TANTECH HOLDINGS LTD. UNDERWRITING AGREEMENTUnderwriting Agreement • December 15th, 2014 • Tantech Holdings LTD • Industrial organic chemicals • Florida
The undersigned, Tantech Holdings Ltd., a company formed under the laws of British Virgin Islands (the “Company”), and the stockholder of the Company (the “Selling Stockholder”) named in Schedule 2 hereto, hereby confirms the agreement with Newbridge Securities Corporation (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
AMENDMENT NO. 1 TO PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 8th, 2020 • Tantech Holdings LTD • Industrial organic chemicals • New York
This AMENDMENT NO. 1 TO PLACEMENT AGENCY AGREEMENT (this “Amendment”) dated as of December 8, 2020, by and between Tantech Holdings Ltd (the “Company”) and Univest Securities, LLC (“Univest” or the “Placement Agent”). Each of the Company and the Placement Agent shall be referred to collectively as the “Parties” and individually as a “Party.”
Translation of Employment Agreement for Ningfang LiangTranslation of Employment Agreement • January 21st, 2015 • Tantech Holdings LTD • Industrial organic chemicals
Terms: As part-time Chief Financial Officer, Mr. Liang will be responsible for preparing the Company’s financial statement as of December 31, 2012 based on US GAAP before any private financing is in place as well as helping with the US auditing for the Company’s last three fiscal years. He shall also be responsible for the quarterly financial report as of March 31 of 2013 and help the Company to complete a US auditing review. He shall be responsible for preparing the quarterly and yearly reports as well as drafting the Management Discussion and Analysis section in any F-1/S-1 registration statement and responsible for answering the questions and comments related to the registration statement from Securities and Exchange Commission. He shall be responsible for answering questions from investors and investment banks; conducting a roadshow on behalf of the Company; after the listing of securities, and with the consent from both parties, Mr. Liang shall be named the full time CFO and will
Form of Subscription AgreementForm of Subscription Agreement • March 4th, 2015 • Tantech Holdings LTD • Industrial organic chemicals
This subscription (this “ Subscription ”) is dated March [ ], 2015, by and between the investor identified on the signature page hereto (the “ Investor ”) and Tantech Holdings Ltd, a British Virgin Islands corporation (the “ Company ”), whereby the parties agree as follows:
Employment AgreementEmployment Agreement • June 30th, 2020 • Tantech Holdings LTD • Industrial organic chemicals
According to the relevant provisions of the "Contract Law of the People's Republic of China", both parties A and B reached an agreement on the employment of Party B as follows.
Non-Competition AgreementNon-Competition Agreement • April 27th, 2021 • Tantech Holdings LTD • Industrial organic chemicals
This Non-Competition Agreement is made and entered into as of March 29, 2021, between Zhengyu Wang (“Party A”) and Yefang Zhang (“Party B”, and together with Party A, each a “Party” and collectively the “Parties”), Tantech Holdings Ltd. (“Tantech”), Farmmi, Inc. (“Farmmi”) and CN Energy Group. Inc. (“CN Energy”). Tantech, Farmmi and CN Energy act as the third-party beneficiaries to have the right power to enforce this Agreement.
AddendumTantech Holdings LTD • March 4th, 2015 • Industrial organic chemicals
Supplementary AgreementSupplementary Agreement • December 18th, 2019 • Tantech Holdings LTD • Industrial organic chemicals
Party A and B signed " The Investment Agreement between Tantech Holdings (Lishui) Co., Ltd. and Jingning Zhonggang Mining Co., Ltd on Fuquan Chengwang Mining Co.,Ltd "(hereinafter referred to as "The Agreement") on November 29, 2019,. According to Article 4.1.6 of the Agreement, Fuquan Chengwang Mining Co.,Ltd shall obtain a new mining license on December 31, 2019., Since the processing of the mining license involves the approval of multiple government departments, it is uncertain to process the new license on December 31, 2019. Accordingly, in order to protect Party A's investment from losses, Party A, Party B and Party C reach the following supplementary agreement through negotiation:
Exclusive Management Consulting and Technology Service Agreement Between Shanghai Jiamu Investment Management Co., Ltd, And Hangzhou Wangbo Investment Management Co., Ltd.Technology Service Agreement • May 11th, 2018 • Tantech Holdings LTD • Industrial organic chemicals
This Exclusive Management Consulting and Technology Service Agreement (“This Agreement”) is made and entered into this 13th day of July, 2017 in Hangzhou, People’s Republic of China (“PRC”).
Share Transfer AgreementShare Transfer Agreement • January 2nd, 2024 • Tantech Holdings LTD • Industrial organic chemicals
Lishui Jikang Energy Technology Co., Ltd. (the "target company") was established in Lishui City, Zhejiang Province on January 2, 2020 with a registered capital of RMB 5 million yuan and 100% held and operated by Party A. Party A would like to transfer and Party B would like to receive the 100% shares held by Party A.
Exclusive Purchase Agreement Among Shanghai Jiamu Investment Management Co., Ltd, Zhengyu Wang and Wangfeng Yan And Hangzhou Wangbo Investment Management Co., Ltd.Exclusive Purchase Agreement • May 11th, 2018 • Tantech Holdings LTD • Industrial organic chemicals
This Exclusive Purchase Agreement(“this Agreement”) is made and entered into this 13th day of July, 2017 in Hangzhou, People’s Republic of China (“PRC”) by and among:
Termination AgreementTermination Agreement • May 20th, 2020 • Tantech Holdings LTD • Industrial organic chemicals
1、 Party A, Party B and Party C signed the relevant VIE documents on July 3,2017 (see the following list for details of the specific agreement), making Party C the VIE entity of Tantech Holdings Ltd .
