SHARES/ TRADE AFFILIATED PRINCIPAL PURCHASE PAR UNDERWRITING FUND NAME SECURITY DESCRIPTION DATE UNDERWRITER EXECUTING BROKER PRICE AMOUNT CONCESSION -------------------------- ------------------------ -------- ---------------------- -----------------...Securities Purchase Agreement • May 27th, 2011 • Wells Fargo Master Trust
Contract Type FiledMay 27th, 2011 Company
AFFILIATED SHARES/ SECURITY TRADE PRINCIPAL EXECUTING PURCHASE PAR UNDERWRITING FUND NAME DESCRIPTION DATE UNDERWRITER BROKER PRICE AMOUNT CONCESSION ------------------ ---------------------- -------- --------------- ------------------------ --------...Securities Purchase Agreement • March 1st, 2011 • Wells Fargo Variable Trust
Contract Type FiledMarch 1st, 2011 Company
December 22, 2006 Laurus Master Fund Ltd. c/o M&C Corporate Services Limited P.O. Box 309 GT Ugland House George Town South Church Street Grand Cayman, Cayman Islands Gentlemen: Reference is made to that certain Securities Purchase Agreement by and...Securities Purchase Agreement • February 6th, 2007 • TRUEYOU.COM • Services-personal services
Contract Type FiledFebruary 6th, 2007 Company IndustryThis letter is to confirm our mutual understanding that in the event that all principal, interest and fees outstanding on the Note have not been indefeasibly paid in full as of April 30, 2007, the Company shall issue to Laurus 8,750,000 warrants (the "Additional Warrants") pursuant to the form attached hereto as EXHIBIT A in addition to the 10,000,000 Warrants that have been issued to Laurus concurrently herewith pursuant to the terms of the SPA. The Company and Laurus hereby agree that all representations, warranties and covenants in the SPA regarding the Warrants shall hereby be deemed to be made with respect to the Additional Warrants at such time.
EXHIBIT 99.1 AMENDMENT TO SECURITIES PURCHASE AGREEMENT In accordance with Section 5.4 of the Securities Purchase Agreement (the "Agreement") dated July 27, 2006 among MicroIslet, Inc., a Nevada corporation (the "Company"), and the "Purchasers"...Securities Purchase Agreement • December 12th, 2006 • Microislet Inc • Biological products, (no disgnostic substances)
Contract Type FiledDecember 12th, 2006 Company Industry
EX-4.7 CANCELLATION LETTER Golden Gate Investors, Inc. 1795 UNION STREET, 3rd FLOOR SAN FRANCISCO, CALIFORNIA 94123 TELEPHONE: (415) 409-8703 FACSIMILE: (415) 409-8704 E-MAIL: LJCI@PACBELL.NET LA JOLLA www.LJCInvestors.com SAN FRANCISCO June 14, 2006...Securities Purchase Agreement • June 27th, 2006 • World Am, Inc. • Communications equipment, nec
Contract Type FiledJune 27th, 2006 Company IndustryThis will confirm that the Securities Purchase Agreement, and the 6 3/4% Convertible Debenture, Warrants to Purchase Common Stock, and Registration Rights Agreement in connection therewith, all dated as of January 23, 2006, between World Am, Inc. ("World") and Golden Gate Investors, Inc. ("GGI") are hereby cancelled. The $131,200 already advanced by GGI under these documents shall be credited against advances required under a new Securities Purchase Agreement, and related documents, to be entered into by World and La Jolla Cove Investors, Inc.
October 17, 2004 Scottish Re Group Limited Crown House, 3rd Floor 4 Par-la- Ville Road Hamilton, Bermuda HM 12 Ladies and Gentlemen: Reference is made to the Securities Purchase Agreement, dated the date hereof (the "Purchase Agreement"), among...Securities Purchase Agreement • October 21st, 2004 • Scottish Re Group LTD • Life insurance
Contract Type FiledOctober 21st, 2004 Company Industry
EXHIBIT 4.5 Generation Capital Associates 1085 Riverside Trace Atlanta, GA 30328 Tel 404/303-8450 Fax 404/255-2218 Via Fax: 803-736-7735 January 13, 2004 Mr. George E. Mendenhall CEO Integrated Business Systems and Services, Inc. 1601 Shop Road -...Securities Purchase Agreement • February 5th, 2004 • Integrated Business Systems & Services Inc • Services-prepackaged software
Contract Type FiledFebruary 5th, 2004 Company Industry
EXHIBIT 10.107 AMENDMENT NO. 1 TO SECURITIES PURCHASE AGREEMENT This Amendment No. 1 to Securities Purchase Agreement, dated as of December 9, 2002, shall serve to amend the Securities Purchase Agreement (the "Agreement"), dated as of September 11,...Securities Purchase Agreement • January 14th, 2003 • Kanakaris Wireless • Computer peripheral equipment, nec
Contract Type FiledJanuary 14th, 2003 Company Industry
EXHIBIT 4(Y) "TYPE A" SECURITIES PURCHASE AGREEMENT To Be Filed By AmendmentSecurities Purchase Agreement • May 21st, 1998 • Tirex Corp • Special industry machinery (no metalworking machinery)
Contract Type FiledMay 21st, 1998 Company Industry
September 30, 1997 Teligent, L.L.C. ll Canal Center Plaza, Suite 300 Alexandria, VA 22314 Attn.: Mr. Laurence E. Harris Gentlemen: This letter is being delivered in connection with that certain Securities Purchase Agreement dated the date hereof...Securities Purchase Agreement • December 8th, 1997 • Ntta&t Investment Inc • Radiotelephone communications
Contract Type FiledDecember 8th, 1997 Company Industry
EXHIBIT 1.1 =================================================================== ============= SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • April 14th, 1997 • Queen Sand Resources Inc • Texas
Contract Type FiledApril 14th, 1997 Company Jurisdiction