Enlivex Therapeutics Ltd. Ordinary Shares (par value NIS0.40 per share) Controlled Equity OfferingSM Sales AgreementSales Agreement • December 30th, 2022 • Enlivex Therapeutics Ltd. • Pharmaceutical preparations • New York
Contract Type FiledDecember 30th, 2022 Company Industry JurisdictionEnlivex Therapeutics Ltd., a company organized under the laws of the State of Israel (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. and JMP Securities LLC (collectively, the “Agents”), as follows:
Gracell Biotechnologies Inc. Shares of American Depositary Shares Each Representing Five Ordinary Shares (par value US$0.0001 per share) Controlled Equity OfferingSM Sales AgreementSales Agreement • April 28th, 2022 • Gracell Biotechnologies Inc. • Pharmaceutical preparations • New York
Contract Type FiledApril 28th, 2022 Company Industry JurisdictionGracell Biotechnologies, Inc., an exempted company incorporated with limited liability under the laws of Cayman Islands (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. and BTIG, LLC (each an “Agent” and, collectively, the “Agents”), as follows:
Electrameccanica Vehicles Corp. COMMON SHARES SALES AGREEMENTSales Agreement • September 30th, 2021 • Electrameccanica Vehicles Corp. • Motor vehicles & passenger car bodies • New York
Contract Type FiledSeptember 30th, 2021 Company Industry JurisdictionElectrameccanica Vehicles Corp., a corporation incorporated under the Business Corporations Act (British Columbia) (the “Company”), Stifel, Nicolaus & Company, Incorporated (“Stifel”), as sales agent, and Roth Capital Partners, LLC (“Roth”, and together with Stifel, the “Agents”), as sales agent, for whom Stifel is acting as representative, confirm their agreement (this “Agreement”) as follows:
CURIS, INC. Common Stock ($0.01 par value per share) Sales AgreementSales Agreement • March 16th, 2021 • Curis Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledMarch 16th, 2021 Company Industry JurisdictionCuris, Inc. (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. (“Cantor”) and JonesTrading Institutional Services LLC (“JonesTrading”; each of Cantor and JonesTrading individually an “Agent” and collectively, the “Agents”), as follows:
Electrameccanica Vehicles Corp. COMMON SHARES SALES AGREEMENTSales Agreement • February 8th, 2021 • Electrameccanica Vehicles Corp. • Motor vehicles & passenger car bodies • New York
Contract Type FiledFebruary 8th, 2021 Company Industry JurisdictionElectrameccanica Vehicles Corp., a corporation incorporated under the Business Corporations Act (British Columbia) (the “Company”), Stifel, Nicolaus & Company, Incorporated (“Stifel”), as sales agent, and Roth Capital Partners, LLC (“Roth”, and together with Stifel, the “Agents”), as sales agent, for whom Stifel is acting as representative, confirm their agreement (this “Agreement”) as follows:
Electrameccanica Vehicles Corp. COMMON SHARES SALES AGREEMENTSales Agreement • December 21st, 2020 • Electrameccanica Vehicles Corp. • Motor vehicles & passenger car bodies • New York
Contract Type FiledDecember 21st, 2020 Company Industry JurisdictionElectrameccanica Vehicles Corp., a corporation incorporated under the Business Corporations Act (British Columbia) (the “Company”), Stifel, Nicolaus & Company, Incorporated (“Stifel”), as sales agent, and Roth Capital Partners, LLC (“Roth”, and together with Stifel, the “Agents”), as sales agent, for whom Stifel is acting as representative, confirm their agreement (this “Agreement”) as follows:
KURA ONCOLOGY, INC. COMMON STOCK SALES AGREEMENTSales Agreement • March 5th, 2019 • Kura Oncology, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMarch 5th, 2019 Company Industry JurisdictionKura Oncology, Inc., a Delaware corporation (the “Company”), SVB Leerink LLC (“SVB Leerink”), as sales agent, and Stifel, Nicolaus & Company, Incorporated (“Stifel”, and together with SVB Leerink, the “Agents”), as sales agent, confirm their agreement (this “Agreement”) as follows: