NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT FormulaFolio Investments, LLC THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the RECITALS:Operating Expenses Limitation and Security Agreement • September 22nd, 2022 • Northern Lights Fund Trust IV • New York
Contract Type FiledSeptember 22nd, 2022 Company JurisdictionWHEREAS, the Advisor renders advice and services to the Funds pursuant to the terms and provisions of an Investment Advisory Agreement between the Trust and the Advisor dated as of November 6, 2020 (the “Advisory Agreement”); and
NORTHERN LIGHTS FUND TRUST IV AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • April 21st, 2020 • Northern Lights Fund Trust IV • New York
Contract Type FiledApril 21st, 2020 Company JurisdictionTHIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 1st day of April, 2020, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Appendix A hereto (each a “Fund”, collectively the “Funds”), and the advisor of the Funds, INSPIRE (CWM ADVISORS, LLC) (the “Advisor”).
TWO ROADS SHARED TRUST AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Regents Park Funds, LLCOperating Expenses Limitation and Security Agreement • November 15th, 2019 • Two Roads Shared Trust • New York
Contract Type FiledNovember 15th, 2019 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 12th day of September, 2019, by and between TWO ROADS SHARED TRUST, a Delaware statutory trust (the “Trust”), on behalf of the to the series listed in Exhibit A of this Agreement (each a “Fund”, collectively the “Funds”) a series of the Trust, and the advisor of the Funds, Regents Park Funds, LLC (the “Advisor”).
NORTHERN LIGHTS FUND TRUST IV AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • March 26th, 2019 • Northern Lights Fund Trust IV • New York
Contract Type FiledMarch 26th, 2019 Company JurisdictionTHIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 1st day of April, 2019, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Appendix A hereto (each a “Fund”, collectively the “Funds”), and the advisor of the Funds, INSPIRE (CWM ADVISORS, LLC) (the “Advisor”).
NORTHERN LIGHTS FUND TRUST IV AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT CWM ADVISORS, LLC dba INSPIREOperating Expenses Limitation and Security Agreement • March 27th, 2018 • Northern Lights Fund Trust IV • New York
Contract Type FiledMarch 27th, 2018 Company JurisdictionTHIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 20th day of March, 2018, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Appendix A hereto (each a “Fund”, collectively the “Funds”), and the advisor of the Funds, CWM ADVISORS, LLC dba INSPIRE (the “Advisor”).
TWO ROADS SHARED TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Regents Park Funds, LLCOperating Expenses Limitation and Security Agreement • December 27th, 2017 • Two Roads Shared Trust • New York
Contract Type FiledDecember 27th, 2017 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 19th day of September, 2017, by and between TWO ROADS SHARED TRUST, a Delaware statutory trust (the “Trust”), on behalf of the Anfield Capital Diversified Alternatives ETF and Affinity World Leaders Equity ETF (each a “Fund”, collectively the “Funds”) a series of the Trust, and the advisor of the Funds, Regents Park Funds, LLC (the “Advisor”).
NORTHERN LIGHTS FUND TRUST IV AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT FormulaFolio Investments, LLCOperating Expenses Limitation and Security Agreement • October 23rd, 2017 • Northern Lights Fund Trust IV • New York
Contract Type FiledOctober 23rd, 2017 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 20th day of July, 2017, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of each of the series set forth in Appendix A (each a “Fund”, collectively the “Funds”), and the advisor of the Funds, FormulaFolio Investments, LLC (the “Advisor”).
NORTHERN LIGHTS FUND TRUST IV AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT CWM ADVISORS, LLC dba INSPIREOperating Expenses Limitation and Security Agreement • October 20th, 2017 • Northern Lights Fund Trust IV • New York
Contract Type FiledOctober 20th, 2017 Company JurisdictionTHIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 19th day of October, 2017, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Appendix A hereto (each a “Fund”, collectively the “Funds”), and the advisor of the Funds, CWM ADVISORS, LLC dba INSPIRE (the “Advisor”).
TWO ROADS SHARED TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Regents Park Funds, LLCOperating Expenses Limitation and Security Agreement • October 10th, 2017 • Two Roads Shared Trust • New York
Contract Type FiledOctober 10th, 2017 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 19th day of September, 2017, by and between TWO ROADS SHARED TRUST, a Delaware statutory trust (the “Trust”), on behalf of the Anfield Capital Diversified Alternatives ETF and Affinity World Leaders Equity ETF (each a “Fund”, collectively the “Funds”) a series of the Trust, and the advisor of the Funds, Regents Park Funds, LLC (the “Advisor”).
TWO ROADS SHARED TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Regents Park Funds, LLCOperating Expenses Limitation and Security Agreement • September 26th, 2017 • Two Roads Shared Trust • New York
Contract Type FiledSeptember 26th, 2017 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 19th day of September, 2017, by and between TWO ROADS SHARED TRUST, a Delaware statutory trust (the “Trust”), on behalf of the Anfield Capital Diversified Alternatives ETF and Affinity World Leaders Equity ETF (each a “Fund”, collectively the “Funds”) a series of the Trust, and the advisor of the Funds, Regents Park Funds, LLC (the “Advisor”).
NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT FormulaFolios Investments, LLCOperating Expenses Limitation and Security Agreement • May 5th, 2017 • Northern Lights Fund Trust IV • New York
Contract Type FiledMay 5th, 2017 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 20th day of October, 2016, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the FFI Income ETF and the FFI Hedged Growth ETF (each a “Fund”, collectively the “Funds”) a series of the Trust, and the advisor of the Funds, Regents Park Funds, LLC (the “Advisor”).