RECITALSPlacement Agent Agreement • November 7th, 2007 • New Frontier Energy Inc • Crude petroleum & natural gas
Contract Type FiledNovember 7th, 2007 Company Industry
April 10, 2006Placement Agent Agreement • April 21st, 2006 • Nuvim Inc • Wholesale-groceries & related products • Oregon
Contract Type FiledApril 21st, 2006 Company Industry Jurisdiction
M-WISE INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • February 10th, 2006 • M Wise Inc • Radiotelephone communications • Delaware
Contract Type FiledFebruary 10th, 2006 Company Industry Jurisdiction
PLACEMENT AGENT AGREEMENT AGREEMENT dated as of August ____, 2005, by and between Bear, Stearns & Co. Inc. ("Bear Stearns") and Mezzacappa Investors, LLC, a Delaware limited liability company (the "Investment Manager"). NOW, THEREFORE, the parties...Placement Agent Agreement • October 19th, 2005 • Mezzacappa Partners, LLC • New York
Contract Type FiledOctober 19th, 2005 Company Jurisdiction
July 27, 2004 Mr. Ron Lipstein Chief Executive Officer Ortec International Inc. 3960 Broadway New York, NY 10032 Gentlemen: This letter Agreement (the "Agreement") confirms the engagement of Burnham Hill Partners ("BHP"), a division of Pali Capital,...Placement Agent Agreement • July 28th, 2004 • Ortec International Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledJuly 28th, 2004 Company Industry JurisdictionThis letter Agreement (the "Agreement") confirms the engagement of Burnham Hill Partners ("BHP"), a division of Pali Capital, Inc., and ViewTrade Securities, Inc. ("ViewTrade") by Ortec International (the "Company") to jointly act as the Company's exclusive placement agent in connection with the Company's issuance of common stock and warrants pursuant to the S-2 registration statement initially filed with the Securities and Exchange Commission on September 22, 2003 ("Financing"). Such registration statement and all amendments thereto, whether such amendments have heretofore been, or will hereafter be, filed are collectively referred to in this agreement as the "Registration Statement."
Exhibit 1.1 AMENDED AND RESTATED PLACEMENT AGENT AGREEMENT THIS PLACEMENT AGENT AGREEMENT (the "Agreement") is entered into as of June 10, 2004 to amend and restate the version hereof dated April 1, 2004, by and between Rush Financial Technologies,...Placement Agent Agreement • June 18th, 2004 • Rush Financial Technologies Inc • Security brokers, dealers & flotation companies • Illinois
Contract Type FiledJune 18th, 2004 Company Industry Jurisdiction
Exhibit 1.1.1 PLACEMENT AGENT AGREEMENT THIS PLACEMENT AGENT AGREEMENT (the "Agreement") is entered into as of April 1, 2004 by and between Rush Financial Technologies, Inc., a Texas corporation (the "Company"), and Invest Linc Securities, LLC, a...Placement Agent Agreement • May 4th, 2004 • Rush Financial Technologies Inc • Security brokers, dealers & flotation companies • Illinois
Contract Type FiledMay 4th, 2004 Company Industry Jurisdiction
Exhibit 1.1.2 PLACEMENT AGENT AGREEMENT THIS PLACEMENT AGENT AGREEMENT (the "Agreement") is entered into as of April 30, 2004 by and between Rush Financial Technologies, Inc., a Texas corporation (the "Company"), and RushTrade Securities, Inc. (the...Placement Agent Agreement • May 4th, 2004 • Rush Financial Technologies Inc • Security brokers, dealers & flotation companies • Illinois
Contract Type FiledMay 4th, 2004 Company Industry Jurisdiction
EXHIBIT 10.13Placement Agent Agreement • April 9th, 2004 • Medical Staffing Solutions Inc • Services-help supply services • Nevada
Contract Type FiledApril 9th, 2004 Company Industry Jurisdiction
EXHIBIT 1.1A AMENDMENT TO PLACEMENT AGENT AGREEMENT This Amendment ("Amendment") is entered into as of the 14th day of June, 2003, and amends that certain Placement Agent Agreement by and between Joseph Carl Securities, Inc. ("Placement Agent") and...Placement Agent Agreement • September 29th, 2003 • Pacific Biometrics Inc • Services-commercial physical & biological research • Washington
Contract Type FiledSeptember 29th, 2003 Company Industry Jurisdiction
EXHIBIT 10.32 [JAGMEDIA LETTERHEAD] December 10, 2002 RMC 1 Capital Markets, Inc. 5525 N. MacArthur Blvd., Suite 615 Irving, TX 75038 Attention: Mark White Gentlemen: This letter agreement (the "Agreement") will confirm the understanding between JAG...Placement Agent Agreement • January 9th, 2003 • Jag Media Holdings Inc • Services-business services, nec • Texas
Contract Type FiledJanuary 9th, 2003 Company Industry Jurisdiction
MAY 1, 2002 Mr. David N. Judelson Vice Chairman Biopure Corporation 375 Park Avenue Suite 2507 New York, NY 10152 Dear Mr. Judelson, This agreement amends, restates and supersedes in its entirety the Agreement dated April 1, 2002 between DP...Placement Agent Agreement • June 14th, 2002 • Biopure Corp • Biological products, (no disgnostic substances) • New York
Contract Type FiledJune 14th, 2002 Company Industry Jurisdiction
Exhibit (h)Placement Agent Agreement • February 28th, 2002 • Montgomery Partners Absolute Return Fund LLC • Services-management consulting services • Delaware
Contract Type FiledFebruary 28th, 2002 Company Industry Jurisdiction
1 EXHIBIT 4.24 Saliva Diagnostic Systems, Inc. 11719 NE 95th Street Vancouver, Washington 98682 Gentlemen: This letter will confirm our mutual agreement to modify the terms of our engagement as exclusive placement agent to act on behalf of Saliva...Placement Agent Agreement • September 2nd, 1998 • Saliva Diagnostic Systems Inc • Surgical & medical instruments & apparatus
Contract Type FiledSeptember 2nd, 1998 Company Industry
EXHIBIT 10.28 AMENDMENT NUMBER 2 TO PLACEMENT AGENT AGREEMENT This Amendment Number 2 to Placement Agent Agreement, is entered into between Legacy Brands, Inc., a California corporation, (the "Company") and Capitol Bay Securities (the "Placement...Placement Agent Agreement • July 8th, 1998 • Legacy Brands Inc • Cookies & crackers
Contract Type FiledJuly 8th, 1998 Company Industry
FORM OFPlacement Agent Agreement • February 5th, 1996 • Asian Small Companies Portfolio
Contract Type FiledFebruary 5th, 1996 Company
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • January 26th, 1996 • California Tax Free Portfolio
Contract Type FiledJanuary 26th, 1996 Company
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • January 25th, 1996 • Florida Tax Free Portfolio
Contract Type FiledJanuary 25th, 1996 Company
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • January 25th, 1996 • Rhode Island Tax Free Portfolio
Contract Type FiledJanuary 25th, 1996 Company
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • January 24th, 1996 • Ohio Tax Free Portfolio
Contract Type FiledJanuary 24th, 1996 Company
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • January 24th, 1996 • National Municipals Portfolio
Contract Type FiledJanuary 24th, 1996 Company
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • December 29th, 1995 • Greater China Growth Portfolio
Contract Type FiledDecember 29th, 1995 Company