AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • July 30th, 2015 • Boulder Growth & Income Fund • Maryland
Contract Type FiledJuly 30th, 2015 Company JurisdictionTHIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this 5th day of March, 2015 by and among Boulder Growth & Income Fund, Inc., a Maryland corporation (“BIF” or the “Acquiring Fund”); Boulder Total Return Fund, Inc., a Maryland corporation (“BTF”), The Denali Fund Inc., a Maryland corporation (“DNY”), and First Opportunity Fund, Inc., a Maryland corporation (“FOFI”)(each of BTF, DNY and FOFI, a “Selling Fund” and collectively the “Selling Funds”) (each of the Acquiring Fund and Selling Funds referred to herein as a “Fund” and collectively, the “Funds”). The principal place of business of the Acquiring Fund and the Selling Funds is 2344 Spruce Street, Suite A, Boulder, Colorado 80302.
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • March 30th, 2015 • Lola Brown Trust 1b • Maryland
Contract Type FiledMarch 30th, 2015 Company JurisdictionTHIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this 5th day of March, 2015 by and among Boulder Growth & Income Fund, Inc., a Maryland corporation (“BIF” or the “Acquiring Fund”); Boulder Total Return Fund, Inc., a Maryland corporation (“BTF”), The Denali Fund Inc., a Maryland corporation (“DNY”), and First Opportunity Fund, Inc., a Maryland corporation (“FOFI”)(each of BTF, DNY and FOFI, a “Selling Fund” and collectively the “Selling Funds”) (each of the Acquiring Fund and Selling Funds referred to herein as a “Fund” and collectively, the “Funds”). The principal place of business of the Acquiring Fund and the Selling Funds is 2344 Spruce Street, Suite A, Boulder, Colorado 80302.
FORM OF AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • March 7th, 2014 • Boulder Growth & Income Fund • Maryland
Contract Type FiledMarch 7th, 2014 Company JurisdictionTHIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this day of , 2014 by and among Boulder Growth & Income Fund, Inc., a Maryland corporation (“BIF” or the “Acquiring Fund”); Boulder Total Return Fund, Inc., a Maryland corporation (“BTF”), The Denali Fund Inc., a Maryland corporation (“DNY”), and First Opportunity Fund, Inc., a Maryland corporation (“FOFI”)(each of BTF, DNY and FOFI, a “Selling Fund” and collectively the “Selling Funds”) (each of the Acquiring Fund and Selling Funds referred to herein as a “Fund” and collectively, the “Funds”). The principal place of business of the Acquiring Fund and the Selling Funds is 2344 Spruce Street, Suite A, Boulder, Colorado 80302.
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • June 28th, 2010 • DCA Total Return Fund • Delaware
Contract Type FiledJune 28th, 2010 Company JurisdictionTHIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this day of , 2010 by DCA Total Return Fund, a Delaware statutory trust (the “Acquiring Fund”); DCW Total Return Fund, a Delaware statutory trust, (the “Selling Fund”) (the Acquiring Fund and Selling Fund referred to herein as a “Fund” and collectively, the “Funds”); and Dividend Capital Investments, LLC (“DCI”), the investment adviser to the Acquiring Fund and the Selling Fund (for purposes of Section 9.1 of the Agreement only). The principal place of business of the Acquiring Fund, the Selling Fund and DCI is 518 17th Street, 17th Floor, Denver, Colorado 80202.