AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of DCA Total Return Fund (formerly Dividend Capital Realty Income Allocation Fund) (a Delaware Statutory Trust) Amended and Restated as of March 16, 2009Agreement and Declaration of Trust • June 28th, 2010 • DCA Total Return Fund
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made this 16th day of March, 2009, by the Trustees named hereunder, and by the holders of shares of beneficial interest to be issued hereunder, amending and restating the Agreement and Declaration of Trust dated January 24, 2005, for the purpose of changing the name of the Trust and making certain revisions to Articles I and III.
CUSTODIAN AGREEMENT (FOREIGN AND DOMESTIC SECURITIES)Custodian Agreement • June 28th, 2010 • DCA Total Return Fund • California
This Custodian Agreement is made by and between DCA Total Return Fund (“Principal”) and UNION BANK, N.A. (“Custodian”). Principal desires that Custodian hold and administer on behalf of Principal certain Securities (as herein defined). Custodian is willing to do so on the terms and conditions set forth in this Agreement. Accordingly, Principal and Custodian agree as follows:
DIVIDEND CAPITAL REALTY INCOME ALLOCATION FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 28th, 2010 • DCA Total Return Fund • Delaware
AGREEMENT, made this 30th day of May, 2006, between Dividend Capital Realty Income Allocation Fund, a statutory trust organized under the laws of the State of Delaware (the “Fund”) and Dividend Capital Investments LLC, a Delaware limited liability company (the “Adviser”).
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • June 28th, 2010 • DCA Total Return Fund • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this day of , 2010 by DCA Total Return Fund, a Delaware statutory trust (the “Acquiring Fund”); DCW Total Return Fund, a Delaware statutory trust, (the “Selling Fund”) (the Acquiring Fund and Selling Fund referred to herein as a “Fund” and collectively, the “Funds”); and Dividend Capital Investments, LLC (“DCI”), the investment adviser to the Acquiring Fund and the Selling Fund (for purposes of Section 9.1 of the Agreement only). The principal place of business of the Acquiring Fund, the Selling Fund and DCI is 518 17th Street, 17th Floor, Denver, Colorado 80202.
AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of February 2, 2017 by and between The Zweig Fund, Inc., a Maryland corporation (the "Acquiring Fund"), and Virtus Total Return Fund, a...Agreement and Plan of Reorganization • July 31st, 2017 • Virtus Total Return Fund • Delaware
AGREEMENT AND DECLARATION OF TRUST of Dividend Capital Realty Income Allocation Fund (a Delaware Statutory Trust) Amended and Restated as of January 24, 2005Agreement and Declaration • January 26th, 2005 • Dividend Capital Realty Income Allocation Fund
AGREEMENT AND DECLARATION OF TRUST made as of the date set forth below by the Trustees named hereunder, and by the holders of shares of beneficial interest to be issued hereunder, as hereinafter provided.
DIVIDEND CAPITAL REALTY INCOME ALLOCATION FUND PURCHASE AGREEMENTAllocation Fund Purchase Agreement • February 23rd, 2005 • Dividend Capital Realty Income Allocation Fund
Purchase Agreement dated February 14, 2005 between Dividend Capital Realty Income Allocation Fund, a statutory trust organized under the laws of the State of Delaware (the "Fund"), and Dividend Capital Investments LLC (the "Adviser"), a limited liability corporation organized under the laws of the State of Delaware
INVESTMENT ACCOUNTING AGREEMENTAccounting Agreement • February 23rd, 2005 • Dividend Capital Realty Income Allocation Fund • Massachusetts
THIS AGREEMENT is made effective the 17th day of February, 2005, by and between STATE STREET BANK AND TRUST COMPANY, a trust company chartered under the laws of the commonwealth of Massachusetts, having its principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 ("State Street") and DIVIDEND CAPITAL INVESTMENTS LLC, a Delaware limited liability company, having its principal office and place of business at 518 17th Street, Suite 1700, Denver Colorado, 80202 (the "Manager").
CO-ADMINISTRATIVE, TAX, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • June 28th, 2010 • DCA Total Return Fund • Colorado
THIS AGREEMENT (the “Agreement”) is made as of April 1, 2009 between DCA Total Return Fund a Delaware statutory trust (the “Fund”) and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
ADMINISTRATION AGREEMENTAdministration Agreement • February 23rd, 2005 • Dividend Capital Realty Income Allocation Fund • Delaware
AGREEMENT, dated as of the 9th day of February, 2005, between Dividend Capital Realty Income Allocation Fund, a Delaware statutory trust (the "Fund"), and Dividend Capital Investments LLC, a Delaware limited liability corporation ("DCI" or the "Administrator").
CUSTODIAN AGREEMENTDividend Capital Realty Income Allocation Fund • February 23rd, 2005 • Massachusetts
This Agreement is made effective the 18th day of February, 2005, by and between DIVIDEND CAPITAL REALTY INCOME ALLOCATION FUND a statutory trust organized and existing under the laws of Delaware ("Fund"), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company ("State Street"),
JOINT INSURED BOND AGREEMENTJoint Insured Bond Agreement • October 6th, 2015 • Virtus Total Return Fund
THIS AGREEMENT, effective as of the 1st day of September, 2015 by and between the undersigned parties (which entities, together with any and all other entities hereafter included as named insureds under the Fidelity Bond (as hereafter defined) are collectively referred to as the “Parties” and singularly as a “Party”).
SUBADVISORY AGREEMENTSubadvisory Agreement • June 28th, 2010 • DCA Total Return Fund • Delaware
This SUBADVISORY AGREEMENT (the “Agreement”) is dated as of March 16, 2009 by and among DIVIDEND CAPITAL REALTY INCOME ALLOCATION FUND and DIVIDEND CAPITAL GLOBAL REALTY EXPOSURE FUND, each a Delaware statutory trust (each a “Fund” and collectively, the “Funds”), DIVIDEND CAPITAL INVESTMENTS, LLC, a Delaware limited liability company (the “Adviser”) and CALAMOS ADVISORS LLC, a Delaware limited liability company (the “Subadviser”).
DIVIDEND CAPITAL REALTY INCOME ALLOCATION FUND INVESTMENT ADVISORY AGREEMENTDividend Capital Realty Income Allocation Fund • February 23rd, 2005 • Delaware
AGREEMENT, made this 9th day of February, 2005, between Dividend Capital Realty Income Allocation Fund, a statutory trust organized under the laws of the State of Delaware (the "Fund") and Dividend Capital Investments LLC, a Delaware limited liability company (the "Adviser").
AMENDED AND RESTATED CO-ADMINISTRATION AGREEMENTCo-Administration Agreement • June 28th, 2010 • DCA Total Return Fund • Delaware
AGREEMENT, dated as of the 19th day of May, 2009, between DCA Total Return, a Delaware statutory trust (the “Fund”), and Dividend Capital Investments LLC, a Delaware limited liability corporation (“DCI” or the “Administrator”).
TRANSFER AGENCY AGREEMENTAgency Agreement • February 23rd, 2005 • Dividend Capital Realty Income Allocation Fund • New York
AGREEMENT, made as of February 17, 2005, by and between Dividend Capital Realty Income Allocation Fund, a statutory trust organized and existing under the laws of the State of Delaware (hereinafter referred to as the "Customer"), and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the "Bank"). Schedule I is deemed a part of this Agreement and all activities contained in Schedule I are subject to the provisions of this Agreement.
Morgan Keegan & Company, Inc. MASTER AGREEMENT AMONG UNDERWRITERS BASIC PROVISIONS FOR OFFERINGS OF SECURITIESDividend Capital Realty Income Allocation Fund • February 23rd, 2005 • Tennessee
From time to time Morgan Keegan & Company, Inc., ("We" or the "Manager") may invite you to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale (an "Offering") to which this Master Agreement Among Underwriters (the "Morgan Keegan & Company, Inc. Master AAU") shall apply, we will send the information set forth below in Section 1 (a) to you by one or more wires, telexes, facsimiles or electronic data transmissions or other written communications (each a "Wire" and collectively, an "AAU"). Each Wire will indicate that it is a Wire pursuant to the Morgan Keegan & Company, Inc. Master AAU. The Wire inviting you to participate in an Offering is referred to herein as the "Invitation Wire." You and We hereby agree that the provisions of the Morgan Keegan &
MASTER SELECTED DEALERS AGREEMENTDividend Capital Realty Income Allocation Fund • February 23rd, 2005 • Tennessee
AGREEMENTAgreement • February 15th, 2017 • Virtus Total Return Fund • New York
This Agreement (the “Agreement”) is made and entered into effective as of the 27th day of September, 2016 by and among Virtus Investment Advisers, Inc. (“Virtus”), a Massachusetts corporation having a place of business at 100 Pearl Street, Hartford, CT 06103, and Bulldog Investors LLC, a New Jersey limited liability company having a place of business at Park 80 West, 250 Pehle Avenue, Suite 708, Saddle Brook, New Jersey, and its officers, directors, partners, employees and “affiliated persons” (as that term is defined in the Investment Company Act of 1940, as amended (the “1940 Act”)) (collectively, “Bulldog” and with Virtus, each, a “Party,” and collectively the “Parties”). Any pooled investment vehicles or accounts managed or controlled by Bulldog or its affiliated persons are referred to herein collectively as “Bulldog Funds.”
FORM OF ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • February 23rd, 2005 • Dividend Capital Realty Income Allocation Fund • Delaware
Additional Compensation Agreement (the "Agreement"), dated as of February [ ], 2005, between Dividend Capital Investments LLC, a Delaware limited liability company (the "Investment Adviser") and Morgan Keegan & Company, Inc. ("Morgan Keegan").
