Common Contracts

This Agreement sets forth the terms and conditions under which U U,

Prime Brokerage Agreement • July 1st, 2014 • New York

• Contract Type
  Prime Brokerage Agreement
• Filed
  July 1st, 2014
• Jurisdiction
  New York

its successors and assigns (the “Executing Broker”) will accept your instructions to execute securities transactions for your account and clear such transactions through the facilities of Pershing LLC (“Pershing”) pursuant to the fully disclosed clearing agreement between Executing Broker and Pershing with such broker-dealer as you may designate, from time to time, as your prime broker (“Prime Broker”), provided that Pershing has entered into a Prime Brokerage Agreement with such broker-dealer with respect to your prime brokerage transactions (hereinafter referred to as “Prime Brokerage Transaction(s)”).

AGREEMENT FOR PRIME BROKERAGE CLEARANCE SERVICES

Prime Brokerage Agreement • January 9th, 2013 • New York

• Contract Type
  Prime Brokerage Agreement
• Filed
  January 9th, 2013
• Jurisdiction
  New York

This Agreement sets forth the terms and conditions under which Bolton Global Capital, Inc., its successors and assigns (the "Executing Broker") will accept your instructions to execute securities transactions for your account and clear such transactions through the facilities of Pershing LLC (“Pershing”) pursuant to the fully disclosed clearing agreement between Executing Broker and Pershing with such broker-dealer as you may designate, from time to time, as your prime broker ("Prime Broker"), provided that Pershing has entered into a Prime Brokerage Agreement with such broker-dealer with respect to your prime brokerage transactions (hereinafter referred to as "Prime Brokerage Transaction(s) ").

Contract

Prime Brokerage Agreement • June 5th, 2012 • New York

• Contract Type
  Prime Brokerage Agreement
• Filed
  June 5th, 2012
• Jurisdiction
  New York

This Agreement sets forth the terms and conditions under which Aufhauser Securities , its successors and assigns (the “Executing Broker”) will accept your instructions to execute securities transactions for your account and clear such transactions through the facilities of Pershing LLC (“Pershing”) pursuant to the fully disclosed clearing agreement between Executing Broker and Pershing with such broker-dealer as you may designate, from time to time, as your prime broker (“Prime Broker”), provided that Pershing has entered into a Prime Brokerage Agreement with such broker-dealer with respect to your prime brokerage transactions (hereinafter referred to as “Prime Brokerage Transaction(s)”).