Standard Contracts
This Agreement sets forth the terms and conditions under which U U,Prime Brokerage Agreement • July 1st, 2014 • New York
Contract Type FiledJuly 1st, 2014 Jurisdictionits successors and assigns (the “Executing Broker”) will accept your instructions to execute securities transactions for your account and clear such transactions through the facilities of Pershing LLC (“Pershing”) pursuant to the fully disclosed clearing agreement between Executing Broker and Pershing with such broker-dealer as you may designate, from time to time, as your prime broker (“Prime Broker”), provided that Pershing has entered into a Prime Brokerage Agreement with such broker-dealer with respect to your prime brokerage transactions (hereinafter referred to as “Prime Brokerage Transaction(s)”).
Prime Brokerage AgreementPrime Brokerage Agreement • February 27th, 2008
Contract Type FiledFebruary 27th, 2008
PRIME BROKERAGE AGREEMENTPrime Brokerage Agreement • July 26th, 2010 • New York
Contract Type FiledJuly 26th, 2010 JurisdictionThis Agreement is made the / / - between ("Prime Broker") and ("Executing Broker") which is either a self- clearing executing broker and/or a firm which is clearing transactions on behalf of an introducing firm.
ContractPrime Brokerage Agreement • October 2nd, 2024
Contract Type FiledOctober 2nd, 2024The description below is based on the Prime Brokerage Agreement entered into between Morgan Stanley & Co. LLC and Leverage Shares plc on 28 June 2024 as amended and restated on 30 September 2024
T +353 (0)1 224 6000Prime Brokerage Agreement • January 18th, 2021
Contract Type FiledJanuary 18th, 2021
Form 151 prime brokerage agreementPrime Brokerage Agreement • August 12th, 2022
Contract Type FiledAugust 12th, 2022Lek Securities Corporation Agreement for Prime Broker Clearing Services This Agreement by and between Lek Securities Corporation ( LSC ), on its own behalf or on behalf of its Correspondent firm for which More information Margin Agreement To: APEX CLEARING CORPORATION AND, To: FIRSTRADE SECURITIES INC. Account Number: 1. I agree as follows with respect to the margin account I have opened with you for the purchase and sale More information CUSTOMER ACCOUNT AGREEMENT This Customer Account Agreement (the Agreement ) sets forth the respective rights and obligations of Apex Clearing Corporation ( you or your or Apex ) and the Customer s (as More information The logo on this form may have been updated. The content of this document has not been modified since its original website posting. In light of rapidly changing business and regulatory environments, current More information PMA Securities, Inc. Institutional Brokerage Account Agreement 1. Provision of Services: To open a Brokerage Accoun
T +353 (0)1 224 6000Prime Brokerage Agreement • January 24th, 2023
Contract Type FiledJanuary 24th, 2023
EXHIBIT 99.h17 AMENDMENT NO. 1 TO PRIME BROKERAGE AGREEMENT, DATED AS OF SEPTEMBER___, 2005, BY AND BETWEEN GOLDMAN, SACHS & CO. AND LONG/SHORT EQUITY FUND, A SERIES OF AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. Reference is hereby made to the...Prime Brokerage Agreement • September 29th, 2005 • American Century Quantitative Equity Funds, Inc.
Contract Type FiledSeptember 29th, 2005 Company
AGREEMENT FOR PRIME BROKERAGE CLEARANCE SERVICESPrime Brokerage Agreement • April 4th, 2005 • New York
Contract Type FiledApril 4th, 2005 Jurisdiction[insert name of executing broker], its successors and assigns (the “Executing Broker”) will clear your securities transactions through the facilities of Pershing LLC (“Pershing”) pursuant to the fully disclosed clearing agreement between Executing Broker and Pershing with such broker-dealer as you may designate, from time to time, as your prime broker (“Prime Broker”), provided that Pershing has entered into a Prime Brokerage Agreement with such broker-dealer with respect to your prime brokerage transactions (hereinafter referred to as “Prime Brokerage Transaction(s)”).
Summary of Agreement for Prime BrokeragePrime Brokerage Agreement • November 7th, 2024
Contract Type FiledNovember 7th, 2024Pershing LLC (“Pershing”) has agreed to act as prime broker for Leverage Shares plc (the “Client”), in accordance with the terms of the Agreement for Prime Brokerage (the “Agreement”) entered into between the Client and the Pershing. Subject to the terms of the Agreement and in accordance with the letter dated January 25, 1994 from the Division of Market Regulation of the Securities and Exchange Commission (or, if applicable, any subsequent amending or superseding letter or order, rule or regulation), Pershing agrees to (i) open and maintain accounts for the Client (the “Account”) and execute transactions therein, (ii) perform certain settlement and clearance services in connection with transactions in such accounts, and (iii) perform other services in support thereof. Pershing is a FINRA member broker-dealer registered with the U.S. Securities and Exchange Commission (“SEC”) and is subject to the laws, rules and regulations, of all U.S. and if applicable, non-U.S., federal state and l
EX-99.(H)(8) 15 d647213dex99h8.htm PRIME BROKERAGE AGREEMENT EXHIBIT (h)(8)Prime Brokerage Agreement • May 5th, 2020
Contract Type FiledMay 5th, 2020This agreement (including all terms, schedules, supplements and exhibits attached hereto, this “U.S. PB Agreement”) is entered into between Customer specified below (“Customer”) and BNP PARIBAS PRIME BROKERAGE, INC. (“BNPP PB”), on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). This U.S. PB Agreement sets forth the terms and conditions on which BNPP PB will open and maintain Accounts (as defined in the Account Agreement) for margin, execution, settlement and other products or services and otherwise transact business with Customer. All capitalized terms used but not defined herein shall have the meaning set forth in the Account Agreement.
Form 151 prime brokerage agreementPrime Brokerage Agreement • February 9th, 2021
Contract Type FiledFebruary 9th, 2021Lek Securities Corporation Agreement for Prime Broker Clearing Services This is an agreement and between Lek Securities Corporation (LSC), on its behalf or on behalf of its correspondent firm, for which more information Margin Agreement: APEX CLEARING CORPORATION AND, K: FIRSTRADE SECURITIES INC. Account number:
Prime Brokerage AgreementPrime Brokerage Agreement • May 6th, 2021
Contract Type FiledMay 6th, 2021
Agreement for Prime BrokeragePrime Brokerage Agreement • August 7th, 2017
Contract Type FiledAugust 7th, 2017This Agreement for Prime Brokerage and all annexes hereto (together, this “Agreement”) is entered into with the undersigned (“Client”) and Pershing LLC (“Pershing”). Capitalized terms used in this Agreement and not otherwise defined are defined in Section V. Paragraph 31. Definitions. In consideration of Pershing opening and/or maintaining one or more deposit, custody, securities or other accounts (“Account”) for Client, Client agrees as follows: