IN THE MATTER OFRegulatory Settlement Agreement • November 10th, 2020 • Maine
Contract Type FiledNovember 10th, 2020 Jurisdictionday of November, 2004, by and between Unum Life Insurance Company of America (the “Company”), the Superintendent of the State of Maine Bureau of Insurance (the “Lead Regulator”), the Commissioner of the Tennessee Department of Commerce and Insurance, and the Commissioner of the Massachusetts Division of Insurance (collectively with the Lead Regulator, the “Lead Regulators”), the insurance regulators of each of the remaining States, the District of Columbia and American Samoa that adopt, agree to and approve this Agreement (the “Participating Regulators”) and the United States Department of Labor (the “DOL”).