REGULATORY SETTLEMENT AGREEMENTRegulatory Settlement Agreement • May 5th, 2020
This Regulatory Settlement Agreement ("Agreement") is entered into by and between those state insurance departments whose signatures are shown on the signature page of this Agreement (collectively referred to herein as either the "Departments" or the "Signatory States"), and AGC Life Insurance Company, American General Assurance Company, American General Life Insurance Company of Delaware, American General Life and Accident Insurance Company, American General Life Insurance Company, SunAmerica Annuity and Life Assurance Company, SunAmerica Life Insurance Company, The United States Life Insurance Company in the City of New York (USL) (including the company formerly known as First SunAmerica Life Insurance Company, which was merged into USL effective 12/31/2011), The Variable Annuity Life Insurance Company, and Western National Life Insurance Company (collectively referred to herein as “AIG” or “the Company”) (the Departments and the Company are collectively referred to herein as the "Pa
REGULATORY SETTLEMENT AGREEMENTRegulatory Settlement Agreement • July 14th, 2020 • Delaware
This Regulatory Settlement Agreement (the “Agreement”) is entered into this day of June, 2020 by and among (i) STANDARD SECURITY LIFE INSURANCE COMPANY OF NEW YORK (“the Company”); (ii) the District of Columbia, Department of Insurance, Securities and Banking (“DISB”); (iii) the Delaware Department of Insurance (“DE”) (DISB & DE are collectively referred to herein as the “Managing Lead States”); (iv) the Kansas Insurance Department (“KS”); (v) the Wisconsin Office of the Commissioner of Insurance (“WI”);
REGULATORY SETTLEMENT AGREEMENTRegulatory Settlement Agreement • December 22nd, 2014 • Maine
This Regulatory Settlement Agreement (“Agreement”) is entered into as of this day of November, 2004, by and between Unum Life Insurance Company of America (the “Company”), the Superintendent of the State of Maine Bureau of Insurance (the “Lead Regulator”), the Commissioner of the Tennessee Department of Commerce and Insurance, and the Commissioner of the Massachusetts Division of Insurance (collectively with the Lead Regulator, the “Lead Regulators”), the insurance regulators of each of the remaining States, the District of Columbia and American Samoa that adopt, agree to and approve this Agreement (the “Participating Regulators”) and the United States Department of Labor (the “DOL”).
MID-WEST NATIONAL LIFE INSURANCE COMPANY OF TENNESSEE, AND THE CHESAPEAKE LIFE INSURANCE COMPANY REGULATORY SETTLEMENT AGREEMENTRegulatory Settlement Agreement • May 29th, 2008
REGULATORY SETTLEMENT AGREEMENTRegulatory Settlement Agreement • January 1st, 2010 • Indiana
This REGULATORY SETTLEMENT AGREEMENT (the “Agreement”) is entered into this 12th day of December, 2018 by and among (i) HEALTH INSURANCE INNOVATIONS, INC. and HEALTH PLAN INTERMEDIARIES HOLDINGS, LLC (collectively “Company”); (ii) the FLORIDA DEPARTMENT OF FINANCIAL SERVICES (“FDFS”); (iii) the INDIANA DEPARTMENT OF INSURANCE (“IDOI”); (iv) the KANSAS INSURANCE DEPARTMENT (“KID”); (v) the OFFICE OF THE MONTANA STATE AUDITOR, COMMISSIONER OF SECURITIES AND INSURANCE (“MCSI”); (vi) the UTAH
REGULATORY SETTLEMENT AGREEMENTRegulatory Settlement Agreement • May 5th, 2020 • Indiana
This REGULATORY SETTLEMENT AGREEMENT (the "Agreement") is entered into this 19th day of December, 2017 by and among: (i) HCC LIFE INSURANCE COMPANY ("HCC Life"); (ii) HCC MEDICAL INSURANCE SERVICES, LLC ("HCC MIS") ; (iii) HCC INSURANCE HOLDINGS, INC.
REGULATORY SETTLEMENT AGREEMENTRegulatory Settlement Agreement • March 25th, 2021 • South Carolina
This Regulatory Settlement Agreement (the “Agreement”) is entered into this 25th day of March, 2021 by and among (i) Companion Life Insurance Company (the “Company”); (ii) the insurance regulators of Delaware, Michigan, Pennsylvania, Texas and South Carolina (referred to collectively as the “Lead States”); and (iii) the insurance regulators of such other jurisdictions choosing to adopt, agree to and approve this Agreement pursuant to the terms hereof (the “Participating States”) (the Lead States and the Participating States shall be collectively referred to herein as the “Settling Jurisdictions”). (The Settling Jurisdictions and the Company are each referred to herein as a “Party/Parties”.)
REGULATORY SETTLEMENT AGREEMENTRegulatory Settlement Agreement • June 2nd, 2015
This Regulatory Settlement Agreement (“Agreement”), including Exhibits, is entered into as of this 28 day of April 2015, by and among American Modern Insurance Group, Inc., on behalf of itself, its insurance company subsidiaries listed in Exhibit 1 of this Agreement, and any successors thereto (collectively, the "Company"); and the Departments of Insurance of Ohio, Indiana, Washington, and the Departments of Insurance of the Signatory States (collectively, the “Departments”). Together, the Company and the Departments are the “Parties.”
REGULATORY SETTLEMENT AGREEMENTRegulatory Settlement Agreement • February 2nd, 2012
This Regulatory Settlement Agreement (“Agreement”) is entered into by and between those state insurance Departments whose signatures are shown on the signature page of this agreement (collectively referred to herein as the “Departments”), and The Prudential Insurance Company of America, Pruco Life Insurance Company, Pruco Life Insurance Company of New Jersey, Prudential Retirement Insurance and Annuity Company, and Prudential Annuities Life Assurance Corporation (formerly known as American Skandia Life Assurance Corporation), (collectively (“Prudential” or “the Company”) (the Departments and Company are collectively referred to herein as the (“Parties”) as of this 27th day of January 2012.
REGULATORY SETTLEMENT AGREEMENTRegulatory Settlement Agreement • May 5th, 2020
This Regulatory Settlement Agreement (“Agreement”) is entered into by and between those state insurance departments whose signatures are shown on the signature page of this Agreement (collectively referred to herein as either the “Departments” or the “Signatory States”), and MetLife, Inc. and its predecessors, successors, and assigns and subsidiaries, including Metropolitan Life Insurance Company, New England Life Insurance Company, MetLife Insurance Company of Connecticut, General American Life Insurance Company, Metropolitan Tower Life Insurance Company, MetLife Investors Insurance Company, First MetLife Investors Insurance Company, MetLife Investors USA Insurance Company, and Delaware American Life Insurance Company (collectively referred to herein as “MetLife” or “Company”) (the Departments and Company are collectively referred to herein as the “Parties”).
AMENDMENT TO REGULATORY SETTLEMENT AGREEMENTRegulatory Settlement Agreement • November 7th, 2005 • Unumprovident Corp • Accident & health insurance
On November 18, 2004, four substantially identical regulatory settlement agreements (each an “RSA”) were entered into among Provident Life and Accident Insurance Company and Provident Life and Casualty Insurance Company (“Provident”), The Paul Revere Life Insurance Company (“Revere), Unum Life Insurance Company of America (“Unum”) (the “Companies”) and First Unum Life Insurance Company (“First Unum”), their domestic insurance regulator (the “Lead Regulator”), the domestic insurance regulators of the other Companies (the “Lead Regulators”), the United States Department of Labor (“DOL”), and the chief insurance regulators of forty-five other states and the District of Columbia (the “Participating Regulators”). The definitions and terms used in the RSA are applicable to this Amendment, which is deemed to be an amendment to each RSA.
REGULATORY SETTLEMENT AGREEMENTRegulatory Settlement Agreement • September 3rd, 2002
Settlement Agreement”) is entered into as of this 29th day of August 2002, by and between Metropolitan Life Insurance Company (“Metropolitan Life” or “MetLife”) as party of the first part, and the State of New York Insurance Department (the “Department” or “Lead Regulatory Negotiator”), along with the insurance regulators of each of the states of the United States and of the District of Columbia that adopt, approve and agree to this Regulatory Settlement Agreement (the “Participating Regulators”), as parties of the second part.
REGULATORY SETTLEMENT AGREEMENTRegulatory Settlement Agreement • June 4th, 2002 • Georgia
THIS REGULATORY SETTLEMENT AGREEMENT (the “Regulatory Settlement Agreement”) is entered into as of this 20th day of February, 2002, by and between Life Insurance Company of Georgia (“LOG”) and Southland Life Insurance Company (“Southland”) (LOG and Southland are sometimes collectively referred to herein as the “Companies”), as parties of the first part, and the Insurance Commissioner for the State of Georgia (the "Lead Regulatory Negotiator"), and the insurance regulators of each of the states of the United States and of the District of Columbia that adopt, approve and agree to this Regulatory Settlement Agreement (the "Participating Regulators") by virtue of the provisions of Article II hereof, as parties of the second part.
REGULATORY SETTLEMENT AGREEMENTRegulatory Settlement Agreement • March 19th, 2006 • Illinois
This Regulatory Settlement Agreement is entered into by and between Zurich American Insurance Company and its insurance subsidiaries, including but not limited to, Steadfast Insurance Company, Fidelity & Deposit Company of Maryland, Empire Fire & Marine Insurance Company, American Guarantee & Liability Insurance Company, Empire Indemnity Insurance Company, and Assurance Company of America (collectively, the “Zurich Insurers”), and the principal insurance regulator (or his or her authorized representative) of each state that adopts, approves and agrees to this Regulatory Settlement (the “Settling Insurance Regulators”).
IN THE MATTER OF THE MARKET CONDUCT EXAMINATION OF THE MEGA LIFE AND HEALTH INSURANCE COMPANY, MID-WEST NATIONAL LIFE INSURANCE COMPANY OF TENNESSEE, AND THE CHESAPEAKE LIFE INSURANCE COMPANY REGULATORY SETTLEMENT AGREEMENTRegulatory Settlement Agreement • August 18th, 2008 • HealthMarkets, Inc. • Accident & health insurance
REGULATORY SETTLEMENT AGREEMENTRegulatory Settlement Agreement • December 22nd, 2014 • New York
This Regulatory Settlement Agreement (“Agreement”) is entered into as of this day of November, 2004, by and between First Unum Life Insurance Company (the “Company”), the Superintendent of Insurance of the State of New York (the “Lead Regulator”), the Commissioner of the Tennessee Department of Commerce and Insurance, the Commissioner of the Massachusetts Division of Insurance and the Superintendent of the State of Maine Bureau of Insurance (collectively with the Lead Regulator, the “Lead Regulators”), and the United States Department of Labor (the “DOL”).
MULTI-STATE MARKET CONDUCT REGULATORY AGREEMENTRegulatory Settlement Agreement • January 13th, 2022
9th day of November by and among (i) American Family Mutual Insurance Company, S.I. (American Family) (ii) the Illinois Department of Insurance (IL)(IL is referred to as the “Managing Lead State”); (iii) the Minnesota Department of Commerce (MN); (iv) the Wisconsin Office of the Commissioner of Insurance (WI)(collectively referred to as the “Lead States”); and
Exhibit 10.1 IN THE MATTER OF METROPOLITAN LIFE INSURANCE COMPANY ___________________________________/ REGULATORY SETTLEMENT AGREEMENT TABLE OF CONTENTSRegulatory Settlement Agreement • November 14th, 2002 • Metlife Inc • Insurance agents, brokers & service • New York
IN THE MATTER OFRegulatory Settlement Agreement • November 10th, 2020 • Maine
day of November, 2004, by and between Unum Life Insurance Company of America (the “Company”), the Superintendent of the State of Maine Bureau of Insurance (the “Lead Regulator”), the Commissioner of the Tennessee Department of Commerce and Insurance, and the Commissioner of the Massachusetts Division of Insurance (collectively with the Lead Regulator, the “Lead Regulators”), the insurance regulators of each of the remaining States, the District of Columbia and American Samoa that adopt, agree to and approve this Agreement (the “Participating Regulators”) and the United States Department of Labor (the “DOL”).
REGULATORY SETTLEMENT AGREEMENTRegulatory Settlement Agreement • July 14th, 2020 • Delaware
This Regulatory Settlement Agreement (the “Agreement”) is entered into this day of June, 2020 by and among (i) INDEPENDENCE AMERICAN INSURANCE COMPANY (“the Company”); (ii) the District of Columbia, Department of Insurance, Securities and Banking (“DISB”); (iii) the Delaware Department of Insurance (“DE”) (DISB & DE are collectively referred to herein as the “Managing Lead States”); (iv) the Kansas Insurance Department (“KS”); (v) the Wisconsin Office of the Commissioner of Insurance (“WI”); (vi) the South Dakota Department of Labor and Regulation, Division of Insurance (“SD”) (and collectively with the Managing Lead States, KS, SD and WI referred to herein as the “Lead States”); and (vii) the insurance related regulatory bodies of such other jurisdictions choosing to adopt, agree to and approve this Agreement pursuant to the terms hereof (“the Participating States”, the Lead States and the Participating States collectively referred to herein as the “Settling Jurisdictions”). The Settl
IN THE MATTER OF THE MARKET CONDUCT EXAMINATION OF THE MEGA LIFE AND HEALTH INSURANCE COMPANY, MID-WEST NATIONAL LIFE INSURANCE COMPANY OF TENNESSEE, AND THE CHESAPEAKE LIFE INSURANCE COMPANY AGREEMENT COMPLETING AND CLOSING MULTISTATE EXAMINATIONRegulatory Settlement Agreement • June 29th, 2012 • HealthMarkets, Inc. • Accident & health insurance
IN THE MATTER OFRegulatory Settlement Agreement • December 20th, 2006 • Massachusetts
day of December, 2006 by and between The MEGA Life and Health Insurance Company, Mid-West National Life Insurance Company and The Chesapeake Life Insurance Company (collectively, the “Company”) and the Commissioner of the Massachusetts Division of Insurance.
AMENDMENT TO REGULATORY SETTLEMENT AGREEMENTRegulatory Settlement Agreement • December 22nd, 2014
On November 18,2004, four substantially identical regulatory settlement agreements (each an "RSA") were entered into among Provident Life and Accident Insurance Company and Provident Life and Casualty Insurance Company ("Provident"), The Paul Revere Life Insurance Company ("Revere), Unum Life Insurance Company of America ("Unum") (the "Companies") and First Unum Life Insurance Company ("First Unum"), their domestic insurance regulator (the "Lead Regulator"), the domestic insurance regulators of the other Companies (the ''Lead Regulators"), the United States Department of Labor ("DOL"), and the chief insurance regulators of fortyfive other states and the District of Columbia (the "Participating Regulators"). The definitions and terms used in the RSA are applicable to this Amendment, which is deemed to be an amendment to each RSA.
REGULATORY SETTLEMENT AGREEMENTRegulatory Settlement Agreement • December 13th, 2018 • Health Insurance Innovations, Inc. • Insurance agents, brokers & service • Indiana
This REGULATORY SETTLEMENT AGREEMENT (the “Agreement”) is entered into this 12th day of December, 2018 by and among (i) Health Insurance Innovations, Inc and Health Plan Intermediaries Holdings, LLC (collectively “Company”); (ii) the Florida Department of Financial Services (“FDFS”); (iii) the Indiana Department of Insurance (“IDOI”); (iv) the Kansas Insurance Department (“KID”); (v) the Office of the Montana State Auditor, Commissioner of Securities and Insurance (“MCSI”); (vi) the Utah Insurance Department (“UID”) (FDFS, IDOI, KID, MCSI and UID collectively referred to herein as the “Lead States”); and (vii) the insurance-related regulatory bodies of such other jurisdictions choosing to adopt, agree to and approve this Agreement pursuant to the terms hereof (the “Subscribing Jurisdictions”) (Subscribing Jurisdictions and Lead States collectively referred to herein as the “Settling Jurisdictions”) (the Settling Jurisdictions and Company are collectively referred to herein as the “Part
