Common Contracts

2 similar Red Flag Services Amendment contracts by Highland Floating Rate Advantage Fund, Highland Floating Rate Fund

RED FLAG SERVICES AMENDMENT
Red Flag Services Amendment • December 29th, 2009 • Highland Floating Rate Advantage Fund

This Red Flags Services Amendment (“Amendment”) is being entered into as of Mary 1, 2009 (“Effective Date”), by and between PNC Global Investment Servicing (U.S.) Inc. (formerly known as PFPC Inc.) (“PNC”) and the undersigned investment company (the “Fund”) and amends the agreement between PNC and the Fund pursuant to which PNC provides transfer agency services to the Fund, as amended to date (“Existing Agreement”).

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RED FLAG SERVICES AMENDMENT
Red Flag Services Amendment • December 29th, 2009 • Highland Floating Rate Fund

This Red Flags Services Amendment (“Amendment”) is being entered into as of Mary 1, 2009 (“Effective Date”), by and between PNC Global Investment Servicing (U.S.) Inc. (formerly known as PFPC Inc.) (“PNC”) and the undersigned investment company (the “Fund”) and amends the agreement between PNC and the Fund pursuant to which PNC provides transfer agency services to the Fund, as amended to date (“Existing Agreement”).

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