Number of Shares of Common Stock: Warrant No. COMMON STOCK PURCHASE WARRANT To Purchase Common Stock of ENERGY FOCUS, INC.Common Stock Purchase Warrant • March 30th, 2012 • Energy Focus, Inc/De • Electric lighting & wiring equipment • Delaware
Contract Type FiledMarch 30th, 2012 Company Industry JurisdictionThis Warrant is issued pursuant to, and the Holder is entitled to the benefits of, that certain Securities Purchase Agreement dated as of February 27, 2012 by and among the Company and the investors party thereto (the “Securities Purchase Agreement”). Capitalized terms used herein without definition are used with the definitions assigned thereto in such Securities Purchase Agreement.
ContractCommon Stock Purchase Warrant • January 14th, 2011 • Thermoenergy Corp • Hazardous waste management • Delaware
Contract Type FiledJanuary 14th, 2011 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE TRANSFERRED IN VIOLATION OF SUCH ACT, THE RULES AND REGULATIONS THEREUNDER OR THE PROVISIONS OF THIS COMMON STOCK PURCHASE WARRANT.
ContractCommon Stock Purchase Warrant • June 29th, 2010 • Energy Focus, Inc/De • Electric lighting & wiring equipment • Delaware
Contract Type FiledJune 29th, 2010 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE TRANSFERRED IN VIOLATION OF SUCH ACT, THE RULES AND REGULATIONS THEREUNDER OR THE PROVISIONS OF THIS COMMON STOCK PURCHASE WARRANT.
ContractCommon Stock Purchase Warrant • March 31st, 2010 • Energy Focus, Inc/De • Electric lighting & wiring equipment • Delaware
Contract Type FiledMarch 31st, 2010 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE TRANSFERRED IN VIOLATION OF SUCH ACT, THE RULES AND REGULATIONS THEREUNDER OR THE PROVISIONS OF THIS COMMON STOCK PURCHASE WARRANT.
Final Form of WarrantCommon Stock Purchase Warrant • March 31st, 2010 • Energy Focus, Inc/De • Electric lighting & wiring equipment • Delaware
Contract Type FiledMarch 31st, 2010 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE TRANSFERRED IN VIOLATION OF SUCH ACT, THE RULES AND REGULATIONS THEREUNDER OR THE PROVISIONS OF THIS COMMON STOCK PURCHASE WARRANT.
ContractCommon Stock Purchase Warrant • November 16th, 2009 • Thermoenergy Corp • Hazardous waste management • New York
Contract Type FiledNovember 16th, 2009 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE TRANSFERRED IN VIOLATION OF SUCH ACT, THE RULES AND REGULATIONS THEREUNDER OR THE PROVISIONS OF THIS COMMON STOCK PURCHASE WARRANT.
ContractCommon Stock Purchase Warrant • September 17th, 2008 • Thermoenergy Corp • Hazardous waste management • Delaware
Contract Type FiledSeptember 17th, 2008 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE TRANSFERRED IN VIOLATION OF SUCH ACT, THE RULES AND REGULATIONS THEREUNDER OR THE PROVISIONS OF THIS COMMON STOCK PURCHASE WARRANT.
ContractCommon Stock Purchase Warrant • December 19th, 2007 • Thermoenergy Corp • Hazardous waste management • Delaware
Contract Type FiledDecember 19th, 2007 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE TRANSFERRED IN VIOLATION OF SUCH ACT, THE RULES AND REGULATIONS THEREUNDER OR THE PROVISIONS OF THIS COMMON STOCK PURCHASE WARRANT.
ContractCommon Stock Purchase Warrant • November 20th, 2007 • Thermoenergy Corp • Hazardous waste management • New York
Contract Type FiledNovember 20th, 2007 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE TRANSFERRED IN VIOLATION OF SUCH ACT, THE RULES AND REGULATIONS THEREUNDER OR THE PROVISIONS OF THIS COMMON STOCK PURCHASE WARRANT.
Number of Shares of Common Stock: _____ Warrant No. 2007-____ COMMON STOCK PURCHASE WARRANT To Purchase Common Stock of THERMOENERGY CORPORATIONCommon Stock Purchase Warrant • July 10th, 2007 • Thermoenergy Corp • Hazardous waste management • Delaware
Contract Type FiledJuly 10th, 2007 Company Industry JurisdictionThis Is To Certify That _______, or registered assign, is entitled, at any time from the Closing Date (as hereinafter defined) to the Expiration Date (as hereinafter defined), to purchase from ThermoEnergy Corporation, a Delaware corporation (the “Company”), _____ shares of Common Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, including fractional parts, at a purchase price per share as set forth in Section 2.2 hereof (the “Exercise Price”), all on the terms and conditions and pursuant to the provisions hereinafter set forth.
ContractCommon Stock Purchase Warrant • July 19th, 2005 • Thermoenergy Corp • Hazardous waste management • New York
Contract Type FiledJuly 19th, 2005 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE TRANSFERRED IN VIOLATION OF SUCH ACT, THE RULES AND REGULATIONS THEREUNDER OR THE PROVISIONS OF THIS COMMON STOCK PURCHASE WARRANT.