UNDERWRITING AGREEMENT AGNC INVESTMENT CORP. (a Delaware corporation) 14,000,000 Depositary Shares Each Representing 1/1,000th of a share of 6.50% Series E Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock (Par Value $0.01 Per Share)Underwriting Agreement • September 30th, 2019 • AGNC Investment Corp. • Real estate investment trusts • New York
Contract Type FiledSeptember 30th, 2019 Company Industry Jurisdiction
UNDERWRITING AGREEMENT AGNC INVESTMENT CORP. (a Delaware corporation) 9,000,000 Depositary Shares Each Representing 1/1,000th of a share of 6.875% Series D Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock (Par Value $0.01 Per Share)Underwriting Agreement • March 1st, 2019 • AGNC Investment Corp. • Real estate investment trusts • New York
Contract Type FiledMarch 1st, 2019 Company Industry Jurisdiction
EDWARDS LIFESCIENCES CORPORATION (a Delaware corporation) $600,000,000 4.300% Senior Notes due 2028 UNDERWRITING AGREEMENT Dated: June 6, 2018Underwriting Agreement • June 7th, 2018 • Edwards Lifesciences Corp • Orthopedic, prosthetic & surgical appliances & supplies • New York
Contract Type FiledJune 7th, 2018 Company Industry Jurisdiction
CEDAR REALTY TRUST, INC. (a Maryland corporation) 3,000,000 Shares of 6.50% Series C Cumulative Redeemable Preferred Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 22nd, 2017 • Cedar Realty Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledAugust 22nd, 2017 Company Industry Jurisdiction
UNDERWRITING AGREEMENT AGNC INVESTMENT CORP. (a Delaware corporation) 12,000,000 Depositary Shares Each Representing 1/1,000th of a share of 7.00% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock (Par Value $0.01 Per Share)Underwriting Agreement • August 18th, 2017 • AGNC Investment Corp. • Real estate investment trusts • New York
Contract Type FiledAugust 18th, 2017 Company Industry Jurisdiction
Hexcel Corporation (a Delaware corporation) $400,000,000 3.950% Senior Notes due 2027 UNDERWRITING AGREEMENTUnderwriting Agreement • February 16th, 2017 • Hexcel Corp /De/ • Plastic materials, synth resins & nonvulcan elastomers • New York
Contract Type FiledFebruary 16th, 2017 Company Industry Jurisdiction
STIFEL FINANCIAL CORP. (a Delaware corporation)Underwriting Agreement • July 14th, 2016 • Stifel Financial Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledJuly 14th, 2016 Company Industry JurisdictionStifel Financial Corp., a Delaware corporation (the “Company”), confirms its agreement with Keefe, Bruyette & Woods, Inc. (“KBW”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom KBW, Merrill Lynch, Pierce, Fenner & Smith Incorporated (“BAML”) and Morgan Stanley & Co. LLC are acting as representatives (in such capacity, the “Representatives”), with respect to the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of $200,000,000 aggregate principal of amount of the Company’s 4.25% Senior Notes due 2024 (the “Securities”). The Securities are to be issued pursuant to the third supplemental indenture, dated as of July 18, 2014 (the “Supplemental Indenture”), to the indenture, dated as of January 23, 2012 (the “Base Indenture” and, together with the Supplemental Indenture, the “Indenture”),
Hexcel Corporation (a Delaware corporation) $300,000,000 4.700% Senior Notes due 2025 UNDERWRITING AGREEMENTUnderwriting Agreement • August 3rd, 2015 • Hexcel Corp /De/ • Plastic materials, synth resins & nonvulcan elastomers • New York
Contract Type FiledAugust 3rd, 2015 Company Industry Jurisdiction
PARAMOUNT GROUP, INC. (a Maryland corporation) [ ] Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 12th, 2014 • Paramount Group, Inc. • Real estate investment trusts • New York
Contract Type FiledNovember 12th, 2014 Company Industry Jurisdiction
REXNORD CORPORATION (a Delaware corporation) 10,000,000 Shares of Common Stock UNDERWRITING AGREEMENT Dated: August 11, 2014Underwriting Agreement • August 15th, 2014 • Rexnord Corp • General industrial machinery & equipment • New York
Contract Type FiledAugust 15th, 2014 Company Industry Jurisdiction
COLONY FINANCIAL, INC. (a Maryland corporation) 15,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 22nd, 2014 • Colony Financial, Inc. • Real estate investment trusts • New York
Contract Type FiledJuly 22nd, 2014 Company Industry Jurisdiction
COLONY FINANCIAL, INC. (a Maryland corporation) 3,000,000 Shares of 7.50% Series B Cumulative Redeemable Preferred Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 17th, 2014 • Colony Financial, Inc. • Real estate investment trusts • New York
Contract Type FiledJune 17th, 2014 Company Industry Jurisdiction
REXNORD CORPORATION (a Delaware corporation) 15,000,000 Shares of Common Stock UNDERWRITING AGREEMENT Dated: January 30, 2014Underwriting Agreement • January 31st, 2014 • Rexnord Corp • General industrial machinery & equipment • New York
Contract Type FiledJanuary 31st, 2014 Company Industry Jurisdiction
PROTHENA CORPORATION PLC (an Irish public limited company) 2,767,177 Ordinary Shares UNDERWRITING AGREEMENTUnderwriting Agreement • January 29th, 2014 • Prothena Corp PLC • Pharmaceutical preparations • New York
Contract Type FiledJanuary 29th, 2014 Company Industry Jurisdiction
PROTHENA CORPORATION PLC (an Irish public limited company) — Ordinary Shares UNDERWRITING AGREEMENTUnderwriting Agreement • September 30th, 2013 • Prothena Corp PLC • Pharmaceutical preparations • New York
Contract Type FiledSeptember 30th, 2013 Company Industry Jurisdiction
DYNEX CAPITAL, INC. (A Virginia corporation) 2,000,000 Shares of 7.625% Series B Cumulative Redeemable Preferred Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 16th, 2013 • Dynex Capital Inc • Real estate investment trusts • New York
Contract Type FiledApril 16th, 2013 Company Industry Jurisdiction
CREDIT ACCEPTANCE CORPORATION (a Michigan Corporation) 1,500,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 12th, 2013 • Credit Acceptance Corp • Personal credit institutions • New York
Contract Type FiledApril 12th, 2013 Company Industry Jurisdictioneach donee, trustee, distributee, or transferee, as the case may be, (2) such transfers are not required to be reported with the Securities and Exchange Commission on Form 4 in accordance with Section 16 of the Securities Exchange Act of 1934, as amended, and (3) the undersigned does not otherwise voluntarily effect any public filing or report regarding such transfers during the term of the lock-up:
STIFEL FINANCIAL CORP. (a Delaware corporation)Underwriting Agreement • December 21st, 2012 • Stifel Financial Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledDecember 21st, 2012 Company Industry JurisdictionStifel Financial Corp., a Delaware corporation (the “Company”), confirms its agreement with Merrill Lynch, Pierce, Fenner and Smith Incorporated and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Stifel, Nicolaus & Company, Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley & Co. LLC are acting as representatives (in such capacity, the “Representatives”), with respect to the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of $150,000,000 aggregate principal of amount of the Company’s 5.375% Senior Notes due 2022 (the “Securities”). The Securities are to be issued pursuant to a supplemental indenture, to be dated as of December 21, 2012 (the “Supplemental Indenture”), to the indenture, dated as of January 23, 2012 (together with the Supplemental Indentur
APACHE CORPORATION $1,200,000,000 2.625% Notes due 2023 $800,000,000 4.250% Notes due 2044 UNDERWRITING AGREEMENTUnderwriting Agreement • December 4th, 2012 • Apache Corp • Crude petroleum & natural gas • New York
Contract Type FiledDecember 4th, 2012 Company Industry Jurisdiction
FLEETMATICS GROUP PLC (an Irish public limited company) Ordinary Shares UNDERWRITING AGREEMENTUnderwriting Agreement • September 24th, 2012 • FleetMatics Group PLC • Services-prepackaged software • New York
Contract Type FiledSeptember 24th, 2012 Company Industry Jurisdiction
BLOOMIN’ BRANDS, INC. (a Delaware corporation) [—] Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 3rd, 2012 • Bloomin' Brands, Inc. • Retail-eating places • New York
Contract Type FiledAugust 3rd, 2012 Company Industry Jurisdiction
BLOOMIN’ BRANDS, INC. (a Delaware corporation) [—] Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 25th, 2012 • Bloomin' Brands, Inc. • Retail-eating places • New York
Contract Type FiledJuly 25th, 2012 Company Industry Jurisdiction
AUTOZONE, INC. (a Nevada corporation) 3.70% SENIOR NOTES DUE 2022 UNDERWRITING AGREEMENT Dated: April 17, 2012Underwriting Agreement • April 19th, 2012 • Autozone Inc • Retail-auto & home supply stores • New York
Contract Type FiledApril 19th, 2012 Company Industry Jurisdiction
STAG INDUSTRIAL, INC. (a Maryland corporation) 2,400,000 Shares of 9.0% Series A Cumulative Redeemable Preferred Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 1st, 2011 • STAG Industrial, Inc. • Real estate investment trusts • New York
Contract Type FiledNovember 1st, 2011 Company Industry Jurisdiction
UNDERWRITING AGREEMENT AMERICAN CAPITAL MORTGAGE INVESTMENT CORP. (a Maryland corporation) 17,500,000 Shares of Common Stock Dated: [ ] [ ], 2011Underwriting Agreement • July 29th, 2011 • American Capital Mortgage Investment Corp. • Real estate investment trusts • New York
Contract Type FiledJuly 29th, 2011 Company Industry JurisdictionThe undersigned, an officer and/or director, manager or affiliate of American Capital Mortgage Investment Corp., a Maryland corporation (the “Company”), understands that Citigroup Global Markets Inc., Deutsche Bank Securities Inc., UBS Securities LLC and Wells Fargo Securities, LLC (in such capacity, the “Representatives”) propose to enter into an Underwriting Agreement (the “Underwriting Agreement”) with the Company and American Capital MTGE Management, LLC, a Delaware limited liability company and manager of the Company (the “Manager”), providing for the public offering of shares of the Company’s common stock, $0.01 par value per share (“Common Stock”). In recognition of the benefit that such an offering will confer upon the undersigned, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the undersigned agrees with the Representatives that, during a period of 180 days following the date of the Underwriting Agreement (the “Lock
STAG INDUSTRIAL, INC. (a Maryland corporation) 13,750,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 21st, 2011 • STAG Industrial, Inc. • Real estate investment trusts • New York
Contract Type FiledApril 21st, 2011 Company Industry JurisdictionSTAG Industrial, Inc., a Maryland corporation (the “Company”), and STAG Industrial Operating Partnership, L.P., a Delaware limited partnership and the Company’s operating partnership (the “Operating Partnership”), confirm their respective agreements with Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”), J.P. Morgan Securities LLC (“J.P. Morgan”) and UBS Securities LLC (“UBS”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Merrill Lynch, J.P. Morgan and UBS are acting as representatives (in such capacity, the “Representatives”), with respect to (i) the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Common Stock, par value $.01 per share, of the Company (“Common Stock”) set forth in Schedule A hereto and (ii) the grant by th
STAG INDUSTRIAL, INC. (a Maryland corporation) Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 8th, 2011 • STAG Industrial, Inc. • Real estate investment trusts • New York
Contract Type FiledApril 8th, 2011 Company Industry JurisdictionSTAG Industrial, Inc., a Maryland corporation (the “Company”), and STAG Industrial Operating Partnership, L.P., a Delaware limited partnership and the Company’s operating partnership (the “Operating Partnership”), confirm their respective agreements with Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”), J.P. Morgan Securities LLC (“J.P. Morgan”) and UBS Securities LLC (“UBS”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Merrill Lynch, J.P. Morgan and UBS are acting as representatives (in such capacity, the “Representatives”), with respect to (i) the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Common Stock, par value $.01 per share, of the Company (“Common Stock”) set forth in Schedule A hereto and (ii) the grant by th
Equity One, Inc. 6,500,000 Shares of Common Stock UNDERWRITING AGREEMENT Dated: April 9, 2009Underwriting Agreement • April 14th, 2009 • Equity One, Inc. • Real estate investment trusts • New York
Contract Type FiledApril 14th, 2009 Company Industry JurisdictionEquity One, Inc., a Maryland corporation (the “Company”), confirms its agreement with Citigroup Global Markets Inc. and Morgan Stanley & Co. Incorporated and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 9 hereof), for whom Citigroup Global Markets Inc. and Morgan Stanley & Co. Incorporated are acting as representatives (in such capacity, the “Representatives”), with respect to (i) the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of Common Stock, par value $0.01 per share, of the Company (“Common Stock”) set forth in Schedule A and Schedule B hereto and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of 975,000 additional shares of Common Stock to cover over