B. Riley Financial, Inc. and The Bank of New York Mellon Trust Company, N.A., as Trustee THIRD SUPPLEMENTAL INDENTURE Dated as of February 12, 2020 to the Indenture dated as of May 7, 2019 6.375% Senior Notes due 2025Third Supplemental Indenture • February 12th, 2020 • B. Riley Financial, Inc. • Services-business services, nec • New York
Contract Type FiledFebruary 12th, 2020 Company Industry JurisdictionTHIRD SUPPLEMENTAL INDENTURE (this “Third Supplemental Indenture”), dated as of February 12, 2020, between B. Riley Financial, Inc., a Delaware corporation (the “Company”), and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trustee”).
Ladenburg Thalmann Financial Services Inc. and as Trustee THIRD SUPPLEMENTAL INDENTURE Dated as of August 16, 2018 to the Indenture dated as of November 21, 2017Third Supplemental Indenture • August 16th, 2018 • Ladenburg Thalmann Financial Services Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledAugust 16th, 2018 Company Industry JurisdictionTHIRD SUPPLEMENTAL INDENTURE (this “Third Supplemental Indenture”), dated as of August 16, 2018, between Ladenburg Thalmann Financial Services Inc., a Florida corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”).
and as Trustee THIRD SUPPLEMENTAL INDENTURE Dated as of December 13, 2017 to the Indenture dated as of November 2, 2016Third Supplemental Indenture • December 13th, 2017 • B. Riley Financial, Inc. • Services-business services, nec • New York
Contract Type FiledDecember 13th, 2017 Company Industry JurisdictionTHIRD SUPPLEMENTAL INDENTURE (this “Third Supplemental Indenture”), dated as of December 13, 2017, between B. Riley Financial, Inc., a Delaware corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”).