Methes Energies International Ltd. FORM OF UNDERWRITING AGREEMENT dated _____________, 2012 Paulson Investment Company, Inc.Underwriting Agreement • October 5th, 2012 • Methes Energies International LTD • Industrial organic chemicals • New York
Contract Type FiledOctober 5th, 2012 Company Industry JurisdictionIntroductory. Methes Energies International Ltd., a Nevada corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”) an aggregate of 700,000 Units, each Unit consisting of (i) one share of the Company’s common stock, no par value (“Common Stock”), (ii) one Class A warrant, to purchase one share of Common Stock at an exercise price equal to 150% of the initial unit offering price (each a “Class A Warrant”), and (iii) one Class B warrant, to purchase one share of Common Stock at an exercise price equal to 200% of the initial unit offering price (each a “Class B Warrant”), and together with the Class A Warrants, the “Warrants”). The Warrants are to be issued under the terms of a Warrant Agreement (the “Warrant Agreement”) by and between the Company and Corporate Stock Transfer, as warrant agent (the “Warrant Agent”), substantially in the form most recently filed as an exhibit to the Registration Statement (hereinafter de
Methes Energies International Ltd. FORM OF UNDERWRITING AGREEMENT dated _____________, 2012 Paulson Investment Company, Inc.Underwriting Agreement • June 22nd, 2012 • Methes Energies International LTD • Industrial organic chemicals • New York
Contract Type FiledJune 22nd, 2012 Company Industry JurisdictionIntroductory. Methes Energies International Ltd., a Nevada corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”) an aggregate of 1,000,000 Units, each Unit consisting of (i) one share of the Company’s common stock, no par value (“Common Stock”), (ii) one Class A warrant, to purchase one share of Common Stock at an exercise price equal to 150% of the initial unit offering price (each a “Class A Warrant”), and (iii) one Class B warrant, to purchase one share of Common Stock at an exercise price equal to 200% of the initial unit offering price (each a “Class B Warrant”), and together with the Class A Warrants, the “Warrants”). The Warrants are to be issued under the terms of a Warrant Agreement (the “Warrant Agreement”) by and between the Company and Corporate Stock Transfer, as warrant agent (the “Warrant Agent”), substantially in the form most recently filed as an exhibit to the Registration Statement (hereinafter de
Vanguard Energy Corporation UNDERWRITING AGREEMENT dated , 2011 Paulson Investment Company, Inc.Underwriting Agreement • November 7th, 2011 • Vanguard Energy Corp • Drilling oil & gas wells • New York
Contract Type FiledNovember 7th, 2011 Company Industry Jurisdiction
Vanguard Energy Corporation UNDERWRITING AGREEMENT dated , 2011 Paulson Investment Company, Inc.Underwriting Agreement • October 13th, 2011 • Vanguard Energy Corp • Drilling oil & gas wells • New York
Contract Type FiledOctober 13th, 2011 Company Industry Jurisdiction
Vanguard Energy Corporation UNDERWRITING AGREEMENT dated , 2011 Paulson Investment Company, Inc.Underwriting Agreement • August 2nd, 2011 • Vanguard Energy Corp • Drilling oil & gas wells • New York
Contract Type FiledAugust 2nd, 2011 Company Industry Jurisdiction
Vanguard Energy Corporation UNDERWRITING AGREEMENT dated , 2011 Paulson Investment Company, Inc.Underwriting Agreement • May 13th, 2011 • Vanguard Energy Corp • New York
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S&W Seed Company UNDERWRITING AGREEMENT dated , 2010 Paulson Investment Company, Inc.Underwriting Agreement • April 29th, 2010 • S&W Seed Co • Agricultural production-crops • New York
Contract Type FiledApril 29th, 2010 Company Industry JurisdictionReferences to the Prospectus in this Exhibit A include any supplements thereto at the First Closing Date and, if applicable, each Subsequent Closing Date. Capitalized terms used and not defined herein shall have the meanings ascribed to them in the Underwriting Agreement.
UNDERWRITING AGREEMENTUnderwriting Agreement • April 23rd, 2010 • Healthy Fast Food Inc • Retail-eating places • New York
Contract Type FiledApril 23rd, 2010 Company Industry Jurisdiction
UNDERWRITING AGREEMENT Dated February 16, 2010 Rodman & Renshaw, LLCUnderwriting Agreement • February 22nd, 2010 • Derma Sciences, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledFebruary 22nd, 2010 Company Industry Jurisdiction
DERMA SCIENCES, INC. UNDERWRITING AGREEMENT Dated February [ ], 2010 Rodman & Renshaw, LLCUnderwriting Agreement • February 16th, 2010 • Derma Sciences, Inc. • Surgical & medical instruments & apparatus • New York
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S&W Seed Company UNDERWRITING AGREEMENT dated , 2010 Paulson Investment Company, Inc.Underwriting Agreement • January 29th, 2010 • S&W Seed Co • New York
Contract Type FiledJanuary 29th, 2010 Company JurisdictionReferences to the Prospectus in this Exhibit A include any supplements thereto at the First Closing Date and, if applicable, each Subsequent Closing Date. Capitalized terms used and not defined herein shall have the meanings ascribed to them in the Underwriting Agreement.
Underwriting AgreementUnderwriting Agreement • January 25th, 2010 • Biocurex Inc • Surgical & medical instruments & apparatus • Oregon
Contract Type FiledJanuary 25th, 2010 Company Industry JurisdictionIntroductory. BioCurex, Inc., f/k/a Whispering Oaks International, Inc., a Texas corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”) an aggregate of 1,200,000 Units, each Unit consisting of (i) 70 shares of the Company’s common stock, par value $0.001 per share (“Common Stock”), and (ii) 70 warrants, each to purchase one share of Common Stock (each a “Unit Warrant”, collectively, the “Unit Warrants”). The Unit Warrants are to be issued under the terms of a Warrant Agreement (the “Warrant Agreement”) by and between the Company and Securities Transfer Corporation, as warrant agent (the “Warrant Agent”), substantially in the form most recently filed as an exhibit to the Registration Statement (hereinafter defined). The 1,200,000 Units to be sold by the Company are collectively called the “Firm Units”. In addition, the Company has granted to the Underwriters an option to purchase up to an additional 180,000 Units (the
Healthy Fast Food, Inc. UNDERWRITING AGREEMENT dated _____________, 2010 Paulson Investment Company, Inc.Underwriting Agreement • December 31st, 2009 • Healthy Fast Food Inc • Retail-eating places • New York
Contract Type FiledDecember 31st, 2009 Company Industry Jurisdiction
Whispering Oaks International, Inc. (d/b/a BioCurex) UNDERWRITING AGREEMENT dated ____________, 2009 Paulson Investment Company, Inc.Underwriting Agreement • October 5th, 2009 • Whispering Oaks International Inc • Surgical & medical instruments & apparatus • New York
Contract Type FiledOctober 5th, 2009 Company Industry JurisdictionIntroductory. Whispering Oaks International, Inc., dba BioCurex, a Texas corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”) an aggregate of _______ Units, each Unit consisting of (i) ___ shares of the Company’s common stock (“Common Stock”), and (ii) ___ warrants, each to purchase one share of Common Stock (each a “Unit Warrant”, collectively, the “Unit Warrants”). The Unit Warrants are to be issued under the terms of a Warrant Agreement (the “Warrant Agreement”) by and between the Company and _________________, as warrant agent (the “Warrant Agent”), substantially in the form most recently filed as an exhibit to the Registration Statement (hereinafter defined). The _______ Units to be sold by the Company are collectively called the “Firm Units”. In addition, the Company has granted to the Underwriters an option to purchase up to an additional _______ Units (the “Optional Units”), as provided in Section 2. The Fi
ICOP DIGITAL, INC. UNDERWRITING AGREEMENT dated , 2009 Paulson Investment Company, Inc.Underwriting Agreement • May 29th, 2009 • Icop Digital, Inc • Radio & tv broadcasting & communications equipment • Oregon
Contract Type FiledMay 29th, 2009 Company Industry Jurisdiction
Form of Smart Move, Inc. UNDERWRITING AGREEMENT dated , 2008 Paulson Investment Company, Inc.Underwriting Agreement • December 9th, 2008 • Smart Move, Inc. • Trucking (no local) • New York
Contract Type FiledDecember 9th, 2008 Company Industry JurisdictionIntroductory. Smart Move, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”) an aggregate of 5,500,000 Units, each Unit consisting of (i) one share of the Company’s common stock (“Common Stock”), (ii) one redeemable Class A warrant to purchase one share of Common Stock (each a “Class A Warrant” and, collectively, the “Class A Warrants”) and (iii) one non-redeemable Class B warrant to purchase one share of Common Stock (each a “Class B Warrant” and, collectively, the “Class B Warrants” and, together with the Class A Warrants, the “Warrants”). The Warrants are to be issued under the terms of a Warrant Agreement (the “Warrant Agreement”) by and between the Company and Corporate Stock Transfer, Inc., as warrant agent (the “Warrant Agent”), substantially in the form most recently filed as an exhibit to the Registration Statement (hereinafter defined). The 5,500,000 Units to be sold by the Company are
Form of Smart Move, Inc. UNDERWRITING AGREEMENT dated , 2008 Paulson Investment Company, Inc.Underwriting Agreement • November 10th, 2008 • Smart Move, Inc. • Trucking (no local) • New York
Contract Type FiledNovember 10th, 2008 Company Industry JurisdictionIntroductory. Smart Move, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”) an aggregate of 2,900,000 Units, each Unit consisting of (i) one share of the Company’s common stock (“Common Stock”), (ii) one redeemable Class A warrant to purchase one share of Common Stock (each a “Class A Warrant” and, collectively, the “Class A Warrants”) and (iii) one non-redeemable Class B warrant to purchase one share of Common Stock (each a “Class B Warrant” and, collectively, the “Class B Warrants” and, together with the Class A Warrants, the “Warrants”) . The Warrants are to be issued under the terms of a Warrant Agreement (the “Warrant Agreement”) by and between the Company and [ ], as warrant agent (the “Warrant Agent”), substantially in the form most recently filed as an exhibit to the Registration Statement (hereinafter defined). The 2,900,000 Units to be sold by the Company are collectively called the “F
FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • March 11th, 2008 • Healthy Fast Food Inc • Retail-eating places • New York
Contract Type FiledMarch 11th, 2008 Company Industry Jurisdiction
FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • February 8th, 2008 • Healthy Fast Food Inc • Retail-eating places • New York
Contract Type FiledFebruary 8th, 2008 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • December 11th, 2007 • Quantum Group Inc /Fl • Services-management consulting services • Oregon
Contract Type FiledDecember 11th, 2007 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • December 6th, 2007 • Quantum Group Inc /Fl • Services-management consulting services • Oregon
Contract Type FiledDecember 6th, 2007 Company Industry Jurisdiction
UNDERWRITING AGREEMENT dated , 2007 Paulson Investment Company, Inc.Underwriting Agreement • November 9th, 2007 • NitroSecurity, Inc. • Services-prepackaged software • Oregon
Contract Type FiledNovember 9th, 2007 Company Industry JurisdictionPaulson Investment Company, Inc. [As representative of the several underwriters listed on Schedule A hereto.] 811 SW Naito Parkway Portland, Oregon 97204
UNDERWRITING AGREEMENTUnderwriting Agreement • September 26th, 2007 • Quantum Group Inc /Fl • Services-management consulting services • Oregon
Contract Type FiledSeptember 26th, 2007 Company Industry Jurisdiction
FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • August 13th, 2007 • Healthy Fast Food Inc • New York
Contract Type FiledAugust 13th, 2007 Company Jurisdiction
CLEVELAND BIOLABS, INC. Common Stock UNDERWRITING AGREEMENT dated July ___, 2006 Sunrise Securities Corp. Roth Capital Partners, LLCUnderwriting Agreement • July 14th, 2006 • Cleveland Biolabs Inc • Services-commercial physical & biological research • New York
Contract Type FiledJuly 14th, 2006 Company Industry Jurisdiction
Ascent Solar Technologies, Inc. UNDERWRITING AGREEMENT dated [ ], 2006 Paulson Investment Company, Inc.Underwriting Agreement • January 23rd, 2006 • Ascent Solar Technologies, Inc. • New York
Contract Type FiledJanuary 23rd, 2006 Company JurisdictionIntroductory. Ascent Solar Technologies, Inc., a Delaware corporation (the "Company") proposes to issue and sell to the several underwriters named in Schedule A (the "Underwriters") an aggregate of [ ] Units, each Unit consisting of (i) one share of the Company's common stock ("Common Stock"), (ii) one Class A warrant to purchase one share of Common Stock (each a "Class A Warrant and, collectively, the Class A Warrants"), and (iii) two Class B warrants, each to purchase one share of Common Stock (each a "Class B Warrant, collectively, the Class B Warrants" and, together with the Class A Warrants, the "Warrants"). The Warrants are to be issued under the terms of a Warrant Agreement (the "Warrant Agreement") by and between the Company and [ ], as warrant agent (the "Warrant Agent"), substantially in the form most recently filed as an exhibit to the Registration Statement (hereinafter defined). The [ ] Units to be sold by the Company are collectively called the "Firm Units". In addition,