Common Contracts
10 similar Principal Underwriting Agreement contracts by Amcap Fund Inc, American High Income Trust, Cash Management Trust of America, others
PRINCIPAL UNDERWRITING AGREEMENT EVERGREEN EQUITY TRUST CLASS B SHARESPrincipal Underwriting Agreement • March 12th, 1998 • Evergreen Equity Trust /De/ • Massachusetts
PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT, between THE U.S. TREASURY MONEY FUND OF AMERICA, a Massachusetts business trust (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation ("AFD"). W I T N E S...Principal Underwriting Agreement • November 26th, 1997 • U S Treasury Money Fund of America • California
If you initiate and are responsible for sales of shares a) amounting to $1 million or more or b) made at net asset value to retirement plans of organizations with collective retirement plan assets of $100 million or more, you will be paid a dealer commission of 1.00% on sales to $2 million, plus 0.80% on amounts over $2 million up to $3 million, plus 0.50% on amounts over $3 million up to $50 million, plus 0.25% on amounts over $50 million up to $100 million, plus 0. 15% on amounts over $100 million. For each account of a shareholder of the respective Companies (and accounts related by the fight of accumulation), only such net asset value sales made over a 12 month period (commencing from the date of the first such sale) will be considered for purposes of determinin the level of dealer commissions to be paid during that period with respect to such account(s). No dealer commissions are paid on any other sales of shares at net asset value, except that commissions may be paid to dealers o
With respect to sales of shares of any tax-exempt fund, the commission schedule for sales of shares to retirement plans of organizations with assets of $100 million or more is inapplicable. 4. On sales of shares of Companies listed in Category 3 on...Principal Underwriting Agreement • November 26th, 1997 • Cash Management Trust of America • California
PRINCIPAL UNDERWRITING AGREEMENT This PRINCIPAL UNDERWRITING AGREEMENT, between THE CASH MANAGEMENT TRUST OF AMERICA, a Massachusetts business trust (the "Trust"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation ("AFD"); W I T N E S S E T H: WHEREAS, the Trust is registered under the Investment Company Act of 1940, as amended to date (the "1940 Act"), as an open-end investment company and it is a part of the business of the Trust, and affirmatively in the interest of the Trust, to offer its shares for sale, either continuously, or from time to time by means of such arrangements as are determined by its Trustees to be appropriate; and WHEREAS, AFD is engaged in the business of promoting the distribution of shares of investment companies through securities dealers; and WHEREAS, the Trust and AFD wish to enter into an Agreement with each other to promote the distribution of the Trust's shares; NOW, THEREFORE, the parties agree as follows: 1. (a) AFD shall be the exclusive
PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT, between AMERICAN HIGH-INCOME TRUST, a Massachusetts business trust (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation ("AFD"). W I T N E S S E T H:...Principal Underwriting Agreement • November 25th, 1997 • American High Income Trust • California
If you initiate and are responsible for sales of shares a) amounting to $1 million or more or b) made at net asset value to retirement plans of organizations with collective retirement plan assets of $100 million or more, you will be paid a dealer commission of 1.00% on sales to $2 million, plus 0.80% on amounts over $2 million up to $3 million, plus 0.50% on amounts over $3 million up to $50 million, plus 0.25% on amounts over $50 million up to $100 million, plus 0. 15% on amounts over $100 million. For each account of a shareholder of the respective Companies (and accounts related by the fight of accumulation), only such net asset value sales made over a 12 month period (commencing from the date of the first such sale) will be considered for purposes of determinin the level of dealer commissions to be paid during that period with respect to such account(s). No dealer commissions are paid on any other sales of shares at net asset value, except that commissions may be paid to dealers o
PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT, between INTERMEDIATE BOND FUND OF AMERICA, a Massachusetts business trust (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation ("AFD"). W I T N E S S E T...Principal Underwriting Agreement • October 29th, 1997 • Intermediate Bond Fund of America • California
If you initiate and are responsible for sales of shares a) amounting to $1 million or more or b) made at net asset value to retirement plans of organizations with collective retirement plan assets of $100 million or more, you will be paid a dealer commission of 1.00% on sales to $2 million, plus 0.80% on amounts over $2 million up to $3 million, plus 0.50% on amounts over $3 million up to $50 million, plus 0.25% on amounts over $50 million up to $100 million, plus 0. 15% on amounts over $100 million. For each account of a shareholder of the respective Companies (and accounts related by the fight of accumulation), only such net asset value sales made over a 12 month period (commencing from the date of the first such sale) will be considered for purposes of determinin the level of dealer commissions to be paid during that period with respect to such account(s). No dealer commissions are paid on any other sales of shares at net asset value, except that commissions may be paid to dealers o
PRINCIPAL UNDERWRITING AGREEMENT FOR CLASS Y SHARES OF KEYSTONE SMALL COMPANY GROWTH FUND II AGREEMENT made this 11th day of December, 1996 by and between Keystone Small Company Growth Fund II, a Massachusetts business trust ("Fund"), and Evergreen...Principal Underwriting Agreement • August 1st, 1997 • Keystone Small Cap Stock Fund • Massachusetts
PRINCIPAL UNDERWRITING AGREEMENT FOR CLASS B-1 SHARES OF KEYSTONE FLORIDA TAX FREE FUND, A SERIES OF KEYSTONE STATE TAX FREE FUNDPrincipal Underwriting Agreement • July 11th, 1997 • Keystone State Tax Free Fund • Massachusetts
With respect to sales of shares of any tax-exempt fund, the commission schedule for sales of shares to retirement plans of organizations with assets of $100 million or more is inapplicable. 4. On sales of shares of Companies listed in Category 3 on...Principal Underwriting Agreement • May 6th, 1997 • Europacific Growth Fund • Hawaii
PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT, between EUROPACIFIC GROWTH FUND, a Massachusetts business trust (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation ("AFD"); W I T N E S S E T H: WHEREAS, the Fund is registered under the Investment Company Act of 1940, as amended (the "1940 Act"), as an open-end investment company which offers shares of beneficial interest and it is a part of the business of the Fund, and affirmatively in the interest of the Fund, to offer shares of the Fund for sale, either continuously, or from time to time by means of such arrangements as are determined by its Trustees to be appropriate; and WHEREAS, AFD is engaged in the business of promoting the distribution of shares of investment companies through broker-securities dealers; and WHEREAS, the Fund and AFD wish to enter into an agreement with each other to promote the distribution of the shares of the Fund; NOW, THEREFORE, the parties agree as follows
1 PRINCIPAL UNDERWRITING AGREEMENT AGREEMENT made this 26th day of March, 1997 by and between ONE Fund, Inc., a Maryland corporation ("Fund") and Ohio National Equities, Inc., an Ohio corporation ("Principal Underwriter"). It is hereby mutually agreed...Principal Underwriting Agreement • April 30th, 1997 • One Fund Inc • Ohio
PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT, between AMCAP FUND, INC., a Maryland corporation (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation ("AFD"); W I T N E S S E T H: WHEREAS, the Fund is...Principal Underwriting Agreement • April 23rd, 1997 • Amcap Fund Inc • Hawaii
If you initiate and are responsible for sales of shares a) amounting to $1 million or more or b) made at net asset value to retirement plans of organizations with collective retirement plan assets of $100 million or more, you will be paid a dealer commission of 1.00% on sales to $2 million, plus 0.80% on amounts over $2 million up to $3 million, plus 0.50% on amounts over $3 million up to $50 million, plus 0.25% on amounts over $50 million up to $100 million, plus 0. 15% on amounts over $100 million. For each account of a shareholder of the respective Companies (and accounts related by the fight of accumulation), only such net asset value sales made over a 12 month period (commencing from the date of the first such sale) will be considered for purposes of determinin the level of dealer commissions to be paid during that period with respect to such account(s). No dealer commissions are paid on any other sales of shares at net asset value, except that commissions may be paid to dealers o
