OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • April 26th, 2022 • Northern Lights Fund Trust • New York
Contract Type FiledApril 26th, 2022 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the "Agreement") is effective as of the 12th day of December, 2018, as revised December 11, 2019 and February 25, 2022 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the "Trust"), on behalf of Navigator Ultra Short Bond Fund (the "Fund") a series of the Trust, and the Advisor of the Fund, Clark Capital Management Group, Inc. (the "Advisor").
NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT ANCHOR CAPITAL MANAGEMENT GROUP, INC.Operating Expenses Limitation and Security Agreement • December 22nd, 2017 • Northern Lights Fund Trust IV • New York
Contract Type FiledDecember 22nd, 2017 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 19th day of October, 2017, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the Anchor Alternative Equity Fund, Anchor Tactical Municipal Bond Fund, and Anchor Tactical Real Estate Fund (each a “Fund”, collectively the “Funds”) each a series of the Trust, and the Advisor of the Funds, Anchor Capital Management Group, Inc. (the “Advisor”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT DEARBORN CAPITAL MANAGEMENT, LLCOperating Expenses Limitation and Security Agreement • January 25th, 2017 • Northern Lights Fund Trust • New York
Contract Type FiledJanuary 25th, 2017 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 25th day of March, 2015, as revised December 6, 2016 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Grant Park Absolute Return Fund and Grant Park Fixed Income Fund (each a “Fund” and collectively referred to as the “Funds”) a series of the Trust, and the Advisor of the Fund, Dearborn Capital Management, LLC (the “Advisor”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • July 27th, 2015 • Northern Lights Fund Trust • New York
Contract Type FiledJuly 27th, 2015 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 20th day of May, 2010, as revised on the 12th day of August, 2014, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Power Income Fund and Power Dividend Index Fund (each a “Fund” and collectively the “Funds”) each a series of the Trust, and the advisor of such Funds, W.E. Donoghue & Co., Inc. (the “Advisor”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT ASTOR LONG/SHORT ETF FUND ASTOR ACTIVE INCOME ETF FUND ASTOR S.T.A.R. ETF FUNDOperating Expenses Limitation and Security Agreement • May 28th, 2015 • Northern Lights Fund Trust • New York
Contract Type FiledMay 28th, 2015 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of June 30, 2014, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Astor Long/Short ETF Fund, Astor Active Income ETF Fund and Astor S.T.A.R. ETF Fund (each a “Fund”, collectively the “Funds”) each a series of the Trust, and the advisor of the Fund, Astor Investment Management, LLC (the “Advisor”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT DEARBORN CAPITAL MANAGEMENT, LLCOperating Expenses Limitation and Security Agreement • April 30th, 2015 • Northern Lights Fund Trust • New York
Contract Type FiledApril 30th, 2015 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 25th day of March by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Grant Park Absolute Return Fund and Grant Park Fixed Income Fund (each a “Fund” and collectively referred to as the “Funds”) a series of the Trust, and the Advisor of the Fund, Dearborn Capital Management, LLC (the “Advisor”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT ASTOR LONG/SHORT ETF FUND ASTOR ACTIVE INCOME ETF FUND ASTOR S.T.A.R. ETF FUNDOperating Expenses Limitation and Security Agreement • March 9th, 2015 • Northern Lights Fund Trust • New York
Contract Type FiledMarch 9th, 2015 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of June 30, 2014, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Astor Long/Short ETF Fund, Astor Active Income ETF Fund and Astor S.T.A.R. ETF Fund (each a “Fund”, collectively the “Funds”) each a series of the Trust, and the advisor of the Fund, Astor Investment Management, LLC (the “Advisor”).