Common Contracts
8 similar Placement Agreement contracts
PLACEMENT AGREEMENTPlacement Agreement • May 5th, 2020 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of Colony Bankcorp, Inc., a Georgia corporation (the “Company”), representing the right to purchase an aggregate of up to 500,000 shares (the “Warrant Shares”) of the Company’s common stock,
PLACEMENT AGREEMENTPlacement Agreement • May 5th, 2020 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of MainSource Financial Group, Inc., an Indiana corporation (the “Company”), representing the right to purchase an aggregate of up to 571,906 shares (the “Warrant Shares”) of the Company’s common stock, without par value (the “Common Stock”), in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined); to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented to us that they have total assets in excess of $25,000,000; an
PLACEMENT AGREEMENTPlacement Agreement • May 18th, 2015 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of The First Bancorp, Inc., a Maine corporation (the “Company”), representing the right to purchase an aggregate of up to 226,819.47 shares (the “Warrant Shares”) of the Company’s common stock, (the “Common Stock”) in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined), to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented that they have total assets in excess of $25,000,000, and to directors and executive offic
PLACEMENT AGREEMENTPlacement Agreement • May 18th, 2015 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of BBCN Bancorp, Inc., a corporation organized under the laws of the state of Delaware (the “Company”), representing the right to purchase an aggregate of up to 19,013.62 shares (the “Warrant Shares”) of the Company’s common stock, $0.001 per share (the “Common Stock”), in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined), to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented to us that they have total assets
PLACEMENT AGREEMENTPlacement Agreement • May 18th, 2015 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of BBCN Bancorp, Inc., a corporation organized under the laws of the state of Delaware (the “Company”), representing the right to purchase an aggregate of up to 350,767.26 shares (the “Warrant Shares”) of the Company’s common stock, $0.001 per share (the “Common Stock”), in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined), to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented to us that they have total assets
PLACEMENT AGREEMENTPlacement Agreement • June 4th, 2013 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the
PLACEMENT AGREEMENTPlacement Agreement • June 4th, 2013 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of Flagstar Bancorp, Inc., a Michigan corporation (the “Company”), representing the right to purchase an aggregate of up to 645,137.9 shares (the “Warrant Shares”) of the Company’s common stock, $0.01 par value (the “Common Stock”), in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined); and to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented to us that they have total assets in excess of $25,000,000. Such pot
PLACEMENT AGREEMENTPlacement Agreement • November 16th, 2011 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as exclusive placement agent for the sale of, a warrant (the “Warrant”) of Eagle Bancorp, Inc., a Maryland corporation (the “Company”), representing the right to purchase an aggregate of up to 385,434 shares (the “Warrant Shares”) of the Company’s common stock, $0.01 par value (the “Common Stock”), in a private placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined), and directors and officers of the Company who are “accredited investors,” as defined in Rule 501 of Regulation D (each an “Accredited Investor”) under the Act. Such QIBs and Accredited Investors are herein referred to collectively as the “Bidders”.
