UNITED DEVELOPMENT FUNDING IV UP TO 35,000,000 COMMON SHARES OF BENEFICIAL INTEREST AMENDED AND RESTATED EXCLUSIVE DEALER MANAGER AGREEMENT November 10, 2009Exclusive Dealer Manager Agreement • March 28th, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledMarch 28th, 2013 Company Industry JurisdictionThis Amended and Restated Exclusive Dealer Manager Agreement (this “Agreement”) amends, restates and replaces in full that certain Exclusive Dealer Manager Agreement, dated as of August 24, 2009, by and among the Trust, the Advisor and the Dealer Manager (as defined below). Upon the terms and subject to the conditions contained in this Agreement, the Trust hereby appoints Realty Capital Securities, LLC, a Delaware limited liability company (the “Dealer Manager”), to act as the exclusive dealer manager for the Offering, and the Dealer Manager desires to accept such engagement.
UNITED DEVELOPMENT FUNDING IV UP TO 35,000,000 COMMON SHARES OF BENEFICIAL INTEREST AMENDED AND RESTATED EXCLUSIVE DEALER MANAGER AGREEMENT November 10, 2009Exclusive Dealer Manager Agreement • November 12th, 2009 • United Development Funding IV • Real estate investment trusts • New York
Contract Type FiledNovember 12th, 2009 Company Industry JurisdictionThis Amended and Restated Exclusive Dealer Manager Agreement (this “Agreement”) amends, restates and replaces in full that certain Exclusive Dealer Manager Agreement, dated as of August 24, 2009, by and among the Trust, the Advisor and the Dealer Manager (as defined below). Upon the terms and subject to the conditions contained in this Agreement, the Trust hereby appoints Realty Capital Securities, LLC, a Delaware limited liability company (the “Dealer Manager”), to act as the exclusive dealer manager for the Offering, and the Dealer Manager desires to accept such engagement.
UNITED DEVELOPMENT FUNDING IV UP TO 35,000,000 COMMON SHARES OF BENEFICIAL INTEREST EXCLUSIVE DEALER MANAGER AGREEMENT August 24, 2009Exclusive Dealer Manager Agreement • August 24th, 2009 • United Development Funding IV • Real estate investment trusts • New York
Contract Type FiledAugust 24th, 2009 Company Industry JurisdictionUnited Development Funding IV (the “Trust”) is a Maryland real estate investment trust that intends to qualify to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ending December 31, 2009, or the first year during which the Trust begins material operations. The Trust proposes to offer (a) up to 25,000,000 common shares of beneficial interest, $.01 par value per share (the “Shares”), for a purchase price of $20.00 per Share, in the primary offering (the “Primary Offering”), and (b) up to 10,000,000 Shares for a purchase price of $20.00 per Share for issuance through the Trust’s distribution reinvestment program (the “DRP” and together with the Primary Offering, the “Offering”) (subject to the right of the Trust to reallocate such Shares between the Primary Offering and the DRP), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined in Section 1(a)).