SIDOTI & COMPANY, INC. [ ] Shares of Common Stock $0.001 par value per share UNDERWRITING AGREEMENTUnderwriting Agreement • August 7th, 2015 • Sidoti & Company, Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledAugust 7th, 2015 Company Industry JurisdictionSidoti & Company, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions contained in this Underwriting Agreement (this “Agreement”), to issue and sell a minimum of [ ] shares (the “Minimum Amount”) and a maximum of [ ] shares (the “Maximum Amount”) of its common stock, par value $0.001 per share (the “Common Stock”), to investors (collectively, the “Investors”) in an initial public offering through you as representative (the “Representative”) and the other underwriters (the “Underwriters”) named on Schedule 1 hereto, acting on a best efforts basis only, in connection with such sales. The shares of Common Stock to be sold in this offering are referred to herein as the “Shares.” The Shares are more fully described in the Registration Statement (as hereinafter defined).
SIDOTI & COMPANY, INC. [ ] Shares of Common Stock $0.001 par value per share UNDERWRITING AGREEMENTUnderwriting Agreement • June 19th, 2015 • Sidoti & Company, Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledJune 19th, 2015 Company Industry JurisdictionSidoti & Company, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions contained in this Underwriting Agreement (this “Agreement”), to issue and sell a minimum of [ ] shares (the “Minimum Amount”) and a maximum of [ ] shares (the “Maximum Amount”) of its common stock, par value $0.001 per share (the “Common Stock”), to investors (collectively, the “Investors”) in an initial public offering through you as representative (the “Representative”) and the other underwriters (the “Underwriters”) named on Schedule 1 hereto, acting on a best efforts basis only, in connection with such sales. The shares of Common Stock to be sold in this offering are referred to herein as the “Shares.” The Shares are more fully described in the Registration Statement (as hereinafter defined).
XBIOTECH, INC. [ ] Shares of Common Stock No par value per share UNDERWRITING AGREEMENTUnderwriting Agreement • March 10th, 2015 • XBiotech Inc. • Pharmaceutical preparations • New York
Contract Type FiledMarch 10th, 2015 Company Industry Jurisdiction