PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • November 18th, 2022 • MCI Income Fund VII, LLC • Delaware
Contract Type FiledNovember 18th, 2022 Company JurisdictionTHIS PLEDGE AND SECURITY AGREEMENT (this “Security Agreement”) is entered into as of ___________, 2022, by and among MCI Income Fund VII, LLC, a Delaware limited liability company (“Grantor”), and UMB Bank, N.A., in its capacity as indenture trustee under the Indenture (as defined below) and collateral agent hereunder (the “Trustee”), for the benefit of the holders of Class A Bonds and Class B Bonds issued by Grantor under the Indenture (as defined in the Indenture).
PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • September 1st, 2020 • Red Oak Capital Intermediate Income Fund, LLC • Real estate • Delaware
Contract Type FiledSeptember 1st, 2020 Company Industry JurisdictionThis Pledge and Security Agreement (this “Security Agreement”) is entered into as of __________, 2020, by and among Red Oak Capital Intermediate Income Fund, LLC, a Delaware limited liability company (“Grantor”), and UMB Bank, N.A., in its capacity as indenture trustee under the Indenture (as defined below) and collateral agent hereunder (the “Trustee”), for the benefit of the holders of Senior Secured Bonds or (“Bonds”) issued by Grantor under the Indenture (as defined in the Indenture).
PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • July 8th, 2020 • Red Oak Capital Fund V, LLC • Delaware
Contract Type FiledJuly 8th, 2020 Company JurisdictionThis Pledge and Security Agreement (this “Security Agreement”) is entered into as of __________, 2020, by and among Red Oak Capital Fund V, LLC, a Delaware limited liability company (“Grantor”), and UMB Bank, N.A., in its capacity as indenture trustee under the Indenture (as defined below) and collateral agent hereunder (the “Trustee”), for the benefit of the holders of Series A Bonds and Series A R-Bonds issued by Grantor under the Indenture (as defined in the Indenture).
EX-4.4 7 dex44.htm FORM OF PLEDGE AND SECURITY AGREEMENT FORM OF PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • May 5th, 2020 • Delaware
Contract Type FiledMay 5th, 2020 JurisdictionTHIS PLEDGE AND SECURITY AGREEMENT (this “Security Agreement”) is entered into as of , 2011 by and among GWG Holdings, Inc., a Delaware corporation (“Holdings”), GWG Life Settlements, LLC, a Delaware limited liability company (“GWG Life,” and referred to collectively with Holdings as the “Entity Grantors”), Jon R. Sabes and Steven F. Sabes (collectively, the “Individual Grantors,” and referred to collectively with the Entity Grantors as the “Grantors”), and Bank of Utah in its capacity as indenture trustee under the Indenture (defined below) and collateral trustee hereunder (the “Trustee”) for the benefit of the Holders (as defined in the Indenture).
PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • December 27th, 2019 • Red Oak Capital Fund IV, LLC • Real estate • Delaware
Contract Type FiledDecember 27th, 2019 Company Industry JurisdictionThis Pledge and Security Agreement (this “Security Agreement”) is entered into as of [____], 2020, by and among Red Oak Capital Fund IV, LLC, a Delaware limited liability company (“Grantor”), and UMB Bank, N.A., in its capacity as indenture trustee under the Indenture (as defined below) and collateral agent hereunder (the “Trustee”), for the benefit of the holders of Series A Bonds, Series B Bonds, Series Ra Bonds and Series Rb Bonds issued by Grantor under the Indenture (as defined in the Indenture).
PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • July 30th, 2019 • Red Oak Capital Fund III, LLC • Real estate • Delaware
Contract Type FiledJuly 30th, 2019 Company Industry JurisdictionThis Pledge and Security Agreement (this “Security Agreement”) is entered into as of [____], 2019, by and among Red Oak Capital Fund III, LLC, a Delaware limited liability company (“Grantor”), and UMB Bank, N.A., in its capacity as indenture trustee under the Indenture (as defined below) and collateral agent hereunder (the “Trustee”), for the benefit of the holders of Series A Bonds and Series B Bonds issued by Grantor under the Indenture (as defined in the Indenture).
AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • October 26th, 2017 • GWG Holdings, Inc. • Life insurance • Delaware
Contract Type FiledOctober 26th, 2017 Company Industry JurisdictionThis Amended and Restated Pledge and Security Agreement (this “Security Agreement”) is entered into as of October 23, 2017, by and among GWG Holdings, Inc., a Delaware corporation (“Holdings”), GWG Life, LLC, a Delaware limited liability company (“GWG Life,” and referred to collectively with Holdings as the “Entity Grantors”), Jon R. Sabes and Steven F. Sabes (collectively, the “Individual Grantors,” and referred to collectively with the Entity Grantors simply as the “Grantors”), and Bank of Utah, in its capacity as indenture trustee under the Indenture (as defined below) and collateral trustee hereunder (the “Trustee”), for the benefit of the holders of L Bonds issued by Holdings under the Indenture and guaranteed by GWG Life (as defined in the Indenture).
AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • October 10th, 2017 • GWG Life, LLC • Life insurance • Delaware
Contract Type FiledOctober 10th, 2017 Company Industry JurisdictionThis Amended and Restated Pledge and Security Agreement (this “Security Agreement”) is entered into as of October ____, 2017, by and among GWG Holdings, Inc., a Delaware corporation (“Holdings”), GWG Life, LLC, a Delaware limited liability company (“GWG Life,” and referred to collectively with Holdings as the “Entity Grantors”), Jon R. Sabes and Steven F. Sabes (collectively, the “Individual Grantors,” and referred to collectively with the Entity Grantors simply as the “Grantors”), and Bank of Utah, in its capacity as indenture trustee under the Indenture (as defined below) and collateral trustee hereunder (the “Trustee”), for the benefit of the holders of L Bonds issued by Holdings under the Indenture and guaranteed by GWG Life (as defined in the Indenture).
PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • August 29th, 2014 • GWG Life, LLC • Life insurance • Delaware
Contract Type FiledAugust 29th, 2014 Company Industry JurisdictionThis Pledge and Security Agreement (this “Security Agreement”) is entered into as of [●], 2014 by and among GWG Holdings, Inc., a Delaware corporation (“Holdings”), GWG Life, LLC, a Delaware limited liability company formerly known as GWG Life Settlements, LLC (“GWG Life,” and referred to collectively with Holdings as the “Entity Grantors”), Jon R. Sabes and Steven F. Sabes (collectively, the “Individual Grantors,” and referred to collectively with the Entity Grantors as the “Grantors”), and Bank of Utah in its capacity as indenture trustee under the Indenture (defined below) and collateral trustee hereunder (the “Trustee”) for the benefit of the Holders (as defined in the Indenture).
PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • October 20th, 2011 • GWG Holdings, Inc. • Life insurance • Delaware
Contract Type FiledOctober 20th, 2011 Company Industry JurisdictionTHIS PLEDGE AND SECURITY AGREEMENT (this “Security Agreement”) is entered into as of October 19, 2011 by and among GWG Holdings, Inc., a Delaware corporation (“Holdings”), GWG Life Settlements, LLC, a Delaware limited liability company (“GWG Life,” and referred to collectively with Holdings as the “Entity Grantors”), Jon R. Sabes and Steven F. Sabes (collectively, the “Individual Grantors,” and referred to collectively with the Entity Grantors as the “Grantors”), and Bank of Utah in its capacity as indenture trustee under the Indenture (defined below) and collateral trustee hereunder (the “Trustee”) for the benefit of the Holders (as defined in the Indenture).
FORM OF PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • August 24th, 2011 • GWG Holdings, Inc. • Life insurance • Delaware
Contract Type FiledAugust 24th, 2011 Company Industry JurisdictionTHIS PLEDGE AND SECURITY AGREEMENT (this “Security Agreement”) is entered into as of , 2011 by and among GWG Holdings, Inc., a Delaware corporation (“Holdings”), GWG Life Settlements, LLC, a Delaware limited liability company (“GWG Life,” and referred to collectively with Holdings as the “Entity Grantors”), Jon R. Sabes and Steven F. Sabes (collectively, the “Individual Grantors,” and referred to collectively with the Entity Grantors as the “Grantors”), and Bank of Utah in its capacity as indenture trustee under the Indenture (defined below) and collateral trustee hereunder (the “Trustee”) for the benefit of the Holders (as defined in the Indenture).