RED OAK CAPITAL FUND IV, LLC a Delaware limited liability company AND UMB Bank, N.A. Trustee INDENTURE Dated as of [______], 2020 Debt SecuritiesIndenture • December 27th, 2019 • Red Oak Capital Fund IV, LLC • Real estate • Delaware
INDENTURE, dated as of [______], 2020, between RED OAK CAPITAL FUND IV, LLC, a Delaware limited liability company (the “Company”), and UMB Bank, N.A., a national banking association, as trustee (the “Trustee”):
PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • December 27th, 2019 • Red Oak Capital Fund IV, LLC • Real estate • Delaware
This Pledge and Security Agreement (this “Security Agreement”) is entered into as of [____], 2020, by and among Red Oak Capital Fund IV, LLC, a Delaware limited liability company (“Grantor”), and UMB Bank, N.A., in its capacity as indenture trustee under the Indenture (as defined below) and collateral agent hereunder (the “Trustee”), for the benefit of the holders of Series A Bonds, Series B Bonds, Series Ra Bonds and Series Rb Bonds issued by Grantor under the Indenture (as defined in the Indenture).
Date: ___________, 2019 Crescent Securities Group, Inc. Dallas, Texas 75231Managing Broker-Dealer/Underwriter Agreement • December 27th, 2019 • Red Oak Capital Fund IV, LLC • Real estate • Michigan
This letter sets forth the agreement (“Agreement”) among Red Oak Capital Fund IV, LLC, a Delaware limited liability company (the “Company”) and Crescent Securities Group, Inc., a Texas corporation (“Crescent”), the “Managing Broker-Dealer/Underwriter” or “MBD/U”), regarding the offering and sale by the Company of up to $50,000,000 of Bonds (the “Securities”) to be issued by the Company (the “Offering”).
COMMERCIAL LOAN AGREEMENT Dated as of October 14, 2020 Between PHOENIX TEN PROPERTIES LLC, a Georgia limited liability company, as Borrower and RED OAK CAPITAL FUND IV, LLC a Delaware limited liability company as Lender Loan No....Commercial Loan Agreement • October 21st, 2020 • Red Oak Capital Fund IV, LLC • Real estate • Michigan
THIS LOAN AGREEMENT is made as of October 14, 2020 (this “Agreement”), between RED OAK CAPITAL FUND IV, LLC, a Delaware limited liability company, having an address at 625 Kenmoor Ave SE, Suite 200, Grand Rapids, Michigan 49546 (“Lender”) and PHOENIX TEN PROPERTIES LLC, a Georgia limited liability company, having its principal place of business at 3455 Peachtree Road NE, Suite 500, Atlanta, Georgia 30326 (“Borrower”).
LIMITED LIABILITY COMPANY AGREEMENT OF RED OAK CAPITAL FUND IV, LLCLimited Liability Company Agreement • November 19th, 2019 • Red Oak Capital Fund IV, LLC • Delaware
This Limited Liability Company Agreement, dated November 18, 2019, of Red Oak Capital Fund IV, LLC, a Delaware limited liability company (the “Company”), is entered into by the Company and Red Oak Capital GP, LLC, a Delaware limited liability company, the sole member of the Company (the “Member”).
RED OAK CAPITAL FUND IV, LLC SUBSCRIPTION AGREEMENT INSTRUCTION PAGESubscription Agreement • November 19th, 2019 • Red Oak Capital Fund IV, LLC • Delaware
We, Red Oak Capital Fund IV, LLC (“we,” “our,” “us,” or the “Company”), are offering a minimum of $2,000,000 in the aggregate and a maximum of $50,000,000 in the aggregate of our 6.25% senior secured bonds (the “Series A Bonds”), our 8.25% senior secured bonds (the “Series B Bonds”), our 6.5% senior secured bonds (the “Series Ra Bonds”), and our 9.0% senior secured bonds (the “Series Rb Bonds,” and collectively with the Series A Bonds, Series B Bonds and Series Ra Bonds, the “Bonds”) pursuant to the offering circular (the “Offering Circular”) dated [______], 20__ (the “Offering”). The purchase price per Bond is $1,000, with a minimum purchase amount of $10,000. Sales of Series A Bonds and Series Ra Bonds is limited to $15,000,000 in the aggregate. Series Ra Bonds and Series Rb Bonds may be purchased solely by subscribers described under “Plan of Distribution – Eligibility to Purchase Series Ra Bonds and Series Rb Bonds” in the Offering Circular.
