3,130,435 Shares of Common Stock STAAR Surgical Company (a Delaware corporation) Common Stock, par value $0.01 per share Underwriting AgreementStaar Surgical Co • April 26th, 2007 • Ophthalmic goods • California
Company FiledApril 26th, 2007 Industry JurisdictionSTAAR Surgical Company, a Delaware corporation (the “Company”), proposes to issue and sell to Pacific Growth Equities, LLC (the “Underwriter”) an aggregate of 3,130,435 shares of Common Stock, $0.01 par value per share (the “Common Stock”), of the Company (the “Firm Shares”). In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 469,565 shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares (to the extent the aforementioned option is exercised) are herein collectively referred to as the “Shares.”
13,750,000 Shares of Common Stock Palatin Technologies, Inc. (a Delaware corporation) Common Stock Underwriting AgreementPalatin Technologies Inc • February 14th, 2007 • Pharmaceutical preparations • New York
Company FiledFebruary 14th, 2007 Industry JurisdictionPalatin Technologies, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to Pacific Growth Equities, LLC (the “Underwriter”) 13,750,000 shares of Common Stock, $0.01 par value per share (the “Common Stock”), of the Company (the “Offered Securities”).
6,200,000 Shares of Common Stock Dynavax Technologies Corporation (a Delaware corporation) Common Stock, par value $0.001 per share Underwriting AgreementDynavax Technologies Corp • October 4th, 2006 • Pharmaceutical preparations • Delaware
Company FiledOctober 4th, 2006 Industry Jurisdiction
4,820,000 Shares of Common Stock Barrier Therapeutics, Inc. (a Delaware corporation) Common Stock Underwriting AgreementBarrier Therapeutics Inc • September 15th, 2006 • Pharmaceutical preparations • Delaware
Company FiledSeptember 15th, 2006 Industry JurisdictionBarrier Therapeutics, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the Underwriters named in Schedule I annexed hereto (the “Underwriters”) an aggregate of 4,820,000 shares of Common Stock, $0.0001 par value per share (the “Common Stock”), of the Company (the “Firm Shares”). The Firm Shares are also referred to as the “Offered Securities.”