DELCATH SYSTEMS, INC. Units, and Pre-Funded Units UNDERWRITING AGREEMENTUnderwriting Agreement • November 2nd, 2017 • Delcath Systems, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledNovember 2nd, 2017 Company Industry Jurisdiction
6,737,247 Units INOVIO PHARMACEUTICALS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • December 1st, 2011 • Inovio Pharmaceuticals, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledDecember 1st, 2011 Company Industry JurisdictionPursuant to this Underwriting Agreement (this “Agreement”), Inovio Pharmaceuticals, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to Brean Murray, Carret & Co., LLC (the “Underwriter”) up to an aggregate of 6,737,247 units (the “Firm Units”) with each Firm Unit consisting of (i) one share of common stock, $0.001 par value per share (the “Common Stock”) of the Company and (ii) one warrant to purchase 0.75 of one share of Common Stock (a “Warrant” and, collectively, the “Warrants”). The terms and conditions of the Warrants are set forth in the form of Exhibit A attached hereto. The Firm Units will not be issued or certificated. The Firm Units and Warrants are immediately separable and will be issued separately.
14,285,715 Firm Shares 2,142,857 Additional Shares GTx, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 27th, 2010 • GTX Inc /De/ • Pharmaceutical preparations • New York
Contract Type FiledOctober 27th, 2010 Company Industry Jurisdiction