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Common Contracts

6 similar Fully Disclosed Clearing Agreement contracts by Broadpoint Securities Group, Inc., Gleacher & Company, Inc., Southern Trust Securities Holding Corp, Summit Financial Services Group Inc

EX-10.24 3 dex1024.htm FULLY DISCLOSED CLEARING AGREEMENT OF PERSHING, LLC FULLY DISCLOSED CLEARING AGREEMENT OF PERSHING LLC (FINRA MEMBER)
Fully Disclosed Clearing Agreement • May 5th, 2020 • New York

THIS AGREEMENT is made and entered into this 19th day of March, 2008 by and between Pershing LLC (“Pershing”), a limited liability company, and Summit Brokerage Services, Inc. (“Broker”), a Florida corporation.

Standard Contracts

FULLY DISCLOSED CLEARING AGREEMENT OF PERSHING LLC ([FINRA MEMBER])
Fully Disclosed Clearing Agreement • March 18th, 2013 • Gleacher & Company, Inc. • Security brokers, dealers & flotation companies • New York

THIS AGREEMENT is made and entered into this 26 day of February, 2008 by and between Pershing LLC (“Pershing”), a limited liability company, and Broadpoint Capital, Inc. (“Broker”), a New York corporation.

FULLY DISCLOSED CLEARING AGREEMENT
Fully Disclosed Clearing Agreement • January 30th, 2012 • Southern Trust Securities Holding Corp • Security & commodity brokers, dealers, exchanges & services • New York

THIS AGREEMENT is made and entered into this 17th day of June, 2005 by and between Pershing LLC ("Pershing"), a Limited Liability Company, and Capital Investment Services, Inc. ("Broker"), a Florida Corporation.

FULLY DISCLOSED CLEARING AGREEMENT OF PERSHING LLC ([FINRA MEMBER])
Fully Disclosed Clearing Agreement • April 25th, 2008 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies • New York

THIS AGREEMENT is made and entered into this 21st day of April, 2008 by and between Pershing LLC (“Pershing”), a limited liability company, and Broadpoint Securities, Inc. (“Broker”), a _New York corporation.

FULLY DISCLOSED CLEARING AGREEMENT OF PERSHING LLC (FINRA MEMBER)
Fully Disclosed Clearing Agreement • March 31st, 2008 • Summit Financial Services Group Inc • Security brokers, dealers & flotation companies • New York

THIS AGREEMENT is made and entered into this 19th day of March, 2008 by and between Pershing LLC (“Pershing”), a limited liability company, and Summit Brokerage Services, Inc. (“Broker”), a Florida corporation.

FULLY DISCLOSED CLEARING AGREEMENT OF PERSHING LLC ([FINRA MEMBER])
Fully Disclosed Clearing Agreement • March 3rd, 2008 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies • New York

THIS AGREEMENT is made and entered into this 26 day of February, 2008 by and between Pershing LLC (“Pershing”), a limited liability company, and Broadpoint Capital, Inc. (“Broker”), a New York corporation.