Common Contracts

—] Shares of Class A Common Stock (Par Value $0.01 Per Share) PURCHASE AGREEMENT Merrill Lynch, Pierce, Fenner & Smith Incorporated JMP Securities LLC Imperial Capital, LLC as Representatives of the several Underwriters c/o Merrill Lynch, Pierce,...

Purchase Agreement • July 28th, 2021 • New York

• Contract Type
  Purchase Agreement
• Filed
  July 28th, 2021
• Jurisdiction
  New York

Imperial Capital Group, Inc., a Delaware corporation (the “Company”), Imperial Capital Group, LLC, a Delaware limited liability company (“ICG LLC”), and the persons listed in Schedule B hereto (the “Historic Partners”), confirm their respective agreements with Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Merrill Lynch, JMP Securities LLC and Imperial Capital, LLC are acting as representatives (in such capacity, the “Representatives”), with respect to (i) the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Class A Common Stock, par value

IMPERIAL CAPITAL GROUP, INC. (a Delaware corporation) [—] Shares of Class A Common Stock (Par Value $0.01 Per Share) PURCHASE AGREEMENT

Purchase Agreement • January 11th, 2010 • Imperial Capital Group, Inc. • Security brokers, dealers & flotation companies • New York

• Contract Type
  Purchase Agreement
• Filed
  January 11th, 2010
• Company
  Imperial Capital Group, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

Imperial Capital Group, Inc., a Delaware corporation (the “Company”), Imperial Capital Group, LLC, a Delaware limited liability company (“ICG LLC”), and the persons listed in Schedule B hereto (the “Historic Partners”), confirm their respective agreements with Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Merrill Lynch, JMP Securities LLC and Imperial Capital, LLC are acting as representatives (in such capacity, the “Representatives”), with respect to (i) the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Class A Common Stock, par value $0.01 per share, of the Company (“Common Stock”) set forth in Schedule A hereto and (ii) the grant by the Company to the Underwriters, acti