Common Contracts
32 similar Sales Agreement contracts by PIMCO Dynamic Income Fund, Pimco Corporate & Income Opportunity Fund, Pimco Corporate & Income Strategy Fund, others
WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. COMMON SHARES CAPITAL ON DEMAND™ SECOND AMENDED AND RESTATED SALES AGREEMENTSales Agreement • October 10th, 2024 • Western Asset Mortgage Opportunity Fund Inc. • New York
Western Asset Mortgage Opportunity Fund Inc., a Maryland corporation (the “Fund”), Franklin Templeton Fund Adviser, LLC, a Delaware limited liability company (f/k/a Legg Mason Partners Fund Advisor, LLC, the “Manager”), Western Asset Management Company, LLC, a California limited liability company (the “Subadviser”) and JonesTrading Institutional Services LLC (“Jones”) previously entered into a Capital on Demand™ Amended and Restated Sales Agreement dated May 12, 2021 (the “Original Agreement”). The parties hereby amend and restate the Original Agreement and collectively confirm their agreement in the form of this Capital on Demand™ Second Amended and Restated Sales Agreement (this “Agreement”), which supersedes and replaces the Original Agreement, as follows:
PIMCO INCOME STRATEGY FUND II COMMON SHARES CAPITAL ON DEMAND™ THIRD AMENDED AND RESTATED SALES AGREEMENTSales Agreement • April 29th, 2024 • PIMCO Income Strategy Fund II • New York
PIMCO Income Strategy Fund II, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), and JonesTrading Institutional Services LLC (“Jones”) previously entered into a Capital on Demand™ Second Amended and Restated Sales Agreement dated October 5, 2021 (the “Original Agreement”). The parties hereby amend and restate the Original Agreement and the parties hereto collectively confirm their agreement in the form of this Capital on Demand™ Third Amended and Restated Sales Agreement (this “Agreement”), which supersedes and replaces the Original Agreement, as follows:
PIMCO INCOME STRATEGY FUND COMMON SHARES CAPITAL ON DEMAND™ THIRD AMENDED AND RESTATED SALES AGREEMENTSales Agreement • February 16th, 2024 • Pimco Income Strategy Fund • New York
PIMCO Income Strategy Fund, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), and JonesTrading Institutional Services LLC (“Jones”) previously entered into a Capital on Demand™ Second Amended and Restated Sales Agreement dated October 5, 2021 (the “Original Agreement”). The parties hereby amend and restate the Original Agreement and the parties hereto collectively confirm their agreement in the form of this Capital on Demand™ Third Amended and Restated Sales Agreement (this “Agreement”), which supersedes and replaces the Original Agreement, as follows:
PIMCO CORPORATE & INCOME STRATEGY FUND COMMON SHARES CAPITAL ON DEMAND™ SECOND AMENDED AND RESTATED SALES AGREEMENTSales Agreement • February 16th, 2024 • Pimco Corporate & Income Strategy Fund • New York
PIMCO Corporate & Income Strategy Fund, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), and JonesTrading Institutional Services LLC (“Jones”) previously entered into a Capital on Demand™ Amended and Restated Sales Agreement dated October 5, 2021 (the “Original Agreement”). The parties hereby amend and restate the Original Agreement and the parties hereto collectively confirm their agreement in the form of this Capital on Demand™ Amended and Restated Sales Agreement (this “Agreement”), which supersedes and replaces the Original Agreement, as follows:
PIMCO CORPORATE & INCOME OPPORTUNITY FUND COMMON SHARES CAPITAL ON DEMAND™ THIRD AMENDED AND RESTATED SALES AGREEMENTSales Agreement • September 28th, 2023 • Pimco Corporate & Income Opportunity Fund • New York
PIMCO Corporate & Income Opportunity Fund, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), and JonesTrading Institutional Services LLC (“Jones”) previously entered into a Capital on Demand™ Second Amended and Restated Sales Agreement dated October 5, 2021, as amended (the “Original Agreement”). The parties hereby amend and restate the Original Agreement and the parties hereto collectively confirm their agreement in the form of this Capital on Demand™ Third Amended and Restated Sales Agreement (this “Agreement”), which supersedes and replaces the Original Agreement, as follows:
PIMCO DYNAMIC INCOME FUND COMMON SHARES CAPITAL ON DEMAND™ THIRD AMENDED AND RESTATED SALES AGREEMENTSales Agreement • September 28th, 2023 • PIMCO Dynamic Income Fund • New York
PIMCO Dynamic Income Fund, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), and JonesTrading Institutional Services LLC (“Jones”) previously entered into a Capital on Demand™ Second Amended and Restated Sales Agreement dated September 8, 2021, as amended (the “Original Agreement”). The parties hereby amend and restate the Original Agreement and the parties hereto collectively confirm their agreement in the form of this Capital on Demand™ Third Amended and Restated Sales Agreement (this “Agreement”), which supersedes and replaces the Original Agreement, as follows:
PIMCO DYNAMIC INCOME OPPORTUNITIES FUND COMMON SHARES CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • February 8th, 2023 • PIMCO Dynamic Income Opportunities Fund • New York
PIMCO Dynamic Income Opportunities Fund, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), and Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), confirm their agreement (this “Capital on Demand™ Agreement” or “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
WESTERN ASSET HIGH INCOME FUND II INC. COMMON STOCK CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • December 9th, 2022 • Western Asset High Income Fund Ii Inc. • New York
Western Asset High Income Fund II Inc., a Maryland corporation (the “Fund”), Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”), and Western Asset Management Company, LLC, a California limited liability company (the “Subadviser”), confirm their agreement (this “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
PIMCO MUNICIPAL INCOME FUND II COMMON SHARES CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • August 11th, 2022 • Pimco Municipal Income Fund Ii • New York
PIMCO Municipal Income Fund II, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), and Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), confirm their agreement (this “Capital on Demand™ Agreement” or “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
PIMCO DYNAMIC INCOME FUND COMMON SHARES CAPITAL ON DEMAND™ SECOND AMENDED AND RESTATED SALES AGREEMENTSales Agreement • June 23rd, 2022 • PIMCO Dynamic Income Fund • New York
PIMCO Dynamic Income Fund, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), and JonesTrading Institutional Services LLC (“Jones”) previously entered into a Capital on Demand™ Amended and Restated Sales Agreement dated November 8, 2019, as amended (the “Original Agreement”). The parties hereby amend and restate the Original Agreement and the parties hereto collectively confirm their agreement in the form of this Capital on Demand™ Second Amended and Restated Sales Agreement (this “Agreement”), which supersedes and replaces the Original Agreement, as follows:
PIMCO HIGH INCOME FUND COMMON SHARES CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • May 31st, 2022 • Pimco High Income Fund • New York
PIMCO High Income Fund, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), and Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), confirm their agreement (this “Capital on Demand™ Agreement” or “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
CREDIT SUISSE ASSET MANAGEMENT INCOME FUND, INC. UP TO $150,000,000 OF COMMON STOCK CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • November 22nd, 2021 • Credit Suisse Asset Management Income Fund Inc • New York
Credit Suisse Asset Management Income Fund, Inc., a Maryland corporation (the “Fund”), Credit Suisse Asset Management, LLC, a Delaware limited liability company (the “Investment Adviser”), and JonesTrading Institutional Services LLC, a Delaware limited liability company (“Jones”) hereby confirm their agreement in the form of this Sales Agreement (the “Agreement”) as follows:
WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. COMMON SHARES CAPITAL ON DEMAND™ AMENDED AND RESTATED SALES AGREEMENTSales Agreement • May 12th, 2021 • Western Asset Mortgage Opportunity Fund Inc. • New York
Western Asset Mortgage Opportunity Fund Inc., a Maryland corporation (the “Fund”), Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”), Western Asset Management Company LLC, a California limited liability company (the “Subadviser”) and JonesTrading Institutional Services LLC (“Jones”) previously entered into a Capital on Demand™ Sales Agreement dated April 20, 2020 (the “Original Agreement”). The parties hereby amend and restate the Original Agreement and collectively confirm their agreement in the form of this Amended and Restated Sales Agreement (this “Agreement”), which supersedes and replaces the Original Agreement, as follows:
WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. COMMON SHARES CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • March 8th, 2021 • Western Asset Mortgage Opportunity Fund Inc. • New York
Western Asset Mortgage Opportunity Fund Inc., a Maryland corporation (the “Fund”), Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”) and Western Asset Management Company LLC, a California limited liability company (the “Subadviser”) confirm their agreement (this “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
PIMCO CORPORATE & INCOME STRATEGY FUND COMMON SHARES CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • December 11th, 2020 • Pimco Corporate & Income Strategy Fund • New York
PIMCO Corporate & Income Strategy Fund, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), and Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), confirm their agreement (this “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
FUND NAME] COMMON SHARES CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • September 28th, 2020 • Pimco Corporate & Income Strategy Fund • New York
[Fund Name], an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), and Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), confirm their agreement (this “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
PIMCO INCOME OPPORTUNITY FUND COMMON SHARES CAPITAL ON DEMAND™ AMENDED AND RESTATED SALES AGREEMENTSales Agreement • January 28th, 2020 • PIMCO Income Opportunity Fund • New York
PIMCO Income Opportunity Fund, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), and Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), previously entered into a Capital on Demand ™ Sales Agreement with JonesTrading Institutional Services LLC (“Jones”) dated July 6, 2018 (the “Original Agreement”). The Original Agreement is hereby amended and restated as follows (this “Agreement”):
PIMCO DYNAMIC CREDIT AND MORTGAGE INCOME FUND COMMON SHARES CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • December 6th, 2019 • PIMCO Dynamic Credit & Mortgage Income Fund • New York
PIMCO Dynamic Credit and Mortgage Income Fund, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), and Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), confirm their agreement (this “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
SALES AGREEMENTSales Agreement • November 26th, 2019 • Miller/Howard High Income Equity Fund • New York
Miller/Howard High Income Equity Fund, a Delaware statutory trust (the “Fund”), Miller/Howard Investments, Inc. a Delaware corporation (the “Adviser”) and JonesTrading Institutional Services LLC (“Jones”) previously entered into a Capital on Demand™ Sales Agreement dated October 18, 2017 (the “Prior Agreement”). The parties hereby terminate the Prior Agreement and confirm their agreement in the form of this Sales Agreement (this “Agreement”) as follows:
PIMCO DYNAMIC INCOME FUND COMMON SHARES CAPITAL ON DEMAND™ AMENDED AND RESTATED SALES AGREEMENTSales Agreement • November 14th, 2019 • PIMCO Dynamic Income Fund • New York
PIMCO Dynamic Income Fund, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), and Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), previously entered into a Capital on Demand™ Sales Agreement with JonesTrading Institutional Services LLC (“Jones”), dated March 23, 2017 (the “Original Agreement”). The Original Agreement is hereby amended and restated as follows (this “Agreement”):
PIMCO CORPORATE & INCOME OPPORTUNITY FUND COMMON SHARES CAPITAL ON DEMAND™ AMENDED AND RESTATED SALES AGREEMENTSales Agreement • July 12th, 2019 • Pimco Corporate & Income Opportunity Fund • New York
PIMCO Corporate & Income Opportunity Fund, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), and Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), previously entered into a Capital on Demand™ Sales Agreement with JonesTrading Institutional Services LLC (“Jones”), dated March 23, 2017 (the “Original Agreement”). The Original Agreement is hereby amended and restated as follows (this “Agreement”):
PIMCO INCOME STRATEGY FUND II COMMON SHARES CAPITAL ON DEMAND™ AMENDED AND RESTATED SALES AGREEMENTSales Agreement • June 7th, 2019 • PIMCO Income Strategy Fund II • New York
PIMCO Income Strategy Fund II, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), and Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), previously entered into a Capital on Demand™ Sales Agreement with JonesTrading Institutional Services LLC (“Jones”), dated September 7, 2018 (the “Original Agreement”). The Original Agreement is hereby amended and restated as follows (this “Agreement”):
PIMCO INCOME STRATEGY FUND COMMON SHARES CAPITAL ON DEMAND™ AMENDED AND RESTATED SALES AGREEMENTSales Agreement • June 7th, 2019 • Pimco Income Strategy Fund • New York
PIMCO Income Strategy Fund, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), and Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), previously entered into a Capital on Demand™ Sales Agreement with JonesTrading Institutional Services LLC (“Jones”), dated September 7, 2018 (the “Original Agreement”). The Original Agreement is hereby amended and restated as follows (this “Agreement”):
PIMCO INCOME STRATEGY FUND UP TO 5,500,000 COMMON SHARES CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • September 14th, 2018 • Pimco Income Strategy Fund • New York
PIMCO Income Strategy Fund, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), and Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), confirm their agreement (this “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
PIMCO INCOME STRATEGY FUND II UP TO 11,500,000 COMMON SHARES CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • September 14th, 2018 • PIMCO Income Strategy Fund II • New York
PIMCO Income Strategy Fund II, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), and Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), confirm their agreement (this “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
PIMCO INCOME OPPORTUNITY FUND UP TO 3,000,000 COMMON SHARES CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • July 12th, 2018 • PIMCO Income Opportunity Fund • New York
PIMCO Income Opportunity Fund, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), and Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), confirm their agreement (this “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
COMMON SHARES CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • October 18th, 2017 • Miller/Howard High Income Equity Fund • New York
Miller/Howard High Income Equity Fund, a Delaware statutory trust (the “Fund”), and Miller/Howard Investments, Inc. a Delaware corporation (the “Adviser”), confirm their agreement (this “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
PIMCO DYNAMIC INCOME FUND UP TO 9,500,000 COMMON SHARES CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • March 27th, 2017 • PIMCO Dynamic Income Fund • New York
PIMCO Dynamic Income Fund, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), and Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), confirm their agreement (this “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
PIMCO CORPORATE & INCOME OPPORTUNITY FUND UP TO 14,500,000 COMMON SHARES CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • March 27th, 2017 • Pimco Corporate & Income Opportunity Fund • New York
PIMCO Corporate & Income Opportunity Fund, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), and Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), confirm their agreement (this “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
CREDIT SUISSE ASSET MANAGEMENT INCOME FUND, INC. UP TO 6,500,000 SHARES OF COMMON STOCK CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • February 5th, 2013 • Credit Suisse Asset Management Income Fund Inc • New York
Credit Suisse Asset Management Income Fund, Inc., a Maryland corporation (the “Fund”), Credit Suisse Asset Management, LLC, a Delaware limited liability company (the “Investment Adviser”), and JonesTrading Institutional Services LLC, a Delaware limited liability company (“Jones”) hereby confirm their agreement in the form of this Sales Agreement (the “Agreement”) as follows:
AGIC CONVERTIBLE & INCOME FUND II UP TO 9,600,000 COMMON SHARES CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • December 6th, 2012 • AGIC Convertible & Income Fund II • New York
AGIC Convertible & Income Fund II, a Massachusetts business trust (formerly, Nicholas-Applegate Convertible & Income Fund II) (the “Fund”), and Allianz Global Investors Fund Management LLC, a Delaware limited liability company (formerly, PIMCO Advisors Fund Management LLC) (the “Manager”), confirm their agreement (this “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
AGIC CONVERTIBLE & INCOME FUND UP TO 10,700,000 COMMON SHARES CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • December 6th, 2012 • AGIC Convertible & Income Fund • New York
AGIC Convertible & Income Fund, a Massachusetts business trust (formerly, Nicholas-Applegate Convertible & Income Fund) (the “Fund”), and Allianz Global Investors Fund Management LLC, a Delaware limited liability company (formerly, PIMCO Advisors Fund Management LLC) (the “Manager”), confirm their agreement (this “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
