UBS SECURITIES LLC MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Agreement Among Underwriters • January 28th, 2013 • PIMCO Dynamic Credit Income Fund • New York
This Master Agreement Among Underwriters (this “Master AAU”), dated as of August 2, 2012, is by and between UBS Securities LLC (“UBS,” or “we”) and the party named on the signature page hereto (an “Underwriter,” as defined in Section 1.1 hereof, or “you”). From time to time we or one or more of our affiliates may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale of securities (an “Offering”) to which this Master AAU will apply, we will send the information set forth in Section 1.1 hereof to you by one or more wires, telexes, telecopy or electronic data transmissions, or other written communications (each, a “Wire,” and collectively, an “AAU”), unless you are otherwise deemed to have accepted an AAU with respect to such
UBS Securities LLC MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Selected Dealers Agreement • January 28th, 2013 • PIMCO Dynamic Credit Income Fund • New York
This Master Selected Dealers Agreement (this “Master SDA”), dated as of May 23, 2012, is by and between UBS Securities LLC (including its successors and assigns) (“we,” “our,” “us” or the “Manager”) and the party named on the signature page hereof (a “Dealer,” “you” or “your”). From time to time, in connection with an offering and sale (an “Offering”) of securities (the “Securities”), managed solely by us or with one or more other managers or co-managers, we or one or more of our affiliates may offer you (and others) the opportunity to purchase as principal a portion of such securities on the terms set forth herein as a Selected Dealer (as defined below).
PIMCO DYNAMIC CREDIT INCOME FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST December 12, 2012Agreement and Declaration of Trust • January 28th, 2013 • PIMCO Dynamic Credit Income Fund • Massachusetts
AGREEMENT AND DECLARATION OF TRUST made this 12th day of December, 2012, by the Trustees hereunder, and by the holders of shares of beneficial interest to be issued hereunder as hereinafter provided amending and restating the Agreement and Declaration of Trust made at Boston, Massachusetts the 27th day of September, 2012, for the purposes of eliminating references to the sole initial trustee, adding Trustees as signatories hereto and making such other changes as the Trustees deemed necessary.
CUSTODIAN AGREEMENTCustodian Agreement • January 28th, 2013 • PIMCO Dynamic Credit Income Fund • Massachusetts
This Agreement, dated as of December 5, 2012, is between PIMCO DYNAMIC CREDIT INCOME FUND a business trust organized and existing under the laws of The Commonwealth of Massachusetts (the “Fund”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • January 28th, 2013 • PIMCO Dynamic Credit Income Fund • New York
Reference is made to the Underwriting Agreement dated [—], 2013 (the “Underwriting Agreement”), by and among PIMCO Dynamic Credit Income Fund (the “Fund”), Allianz Global Investors Fund Management LLC (the “Investment Manager”) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares, par value $0.00001 (the “Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
AMENDED AND RESTATED BYLAWS of PIMCO DYNAMIC CREDIT INCOME FUND (Dated as of December 12, 2012)Bylaws • January 28th, 2013 • PIMCO Dynamic Credit Income Fund
PIMCO DYNAMIC CREDIT AND MORTGAGE INCOME FUND COMMON SHARES CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • December 6th, 2019 • PIMCO Dynamic Credit & Mortgage Income Fund • New York
PIMCO Dynamic Credit and Mortgage Income Fund, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), and Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), confirm their agreement (this “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • January 28th, 2013 • PIMCO Dynamic Credit Income Fund • New York
Reference is made to the Underwriting Agreement dated [—], 2013 (the “Underwriting Agreement”), by and among PIMCO Dynamic Credit Income Fund (the “Fund”), Allianz Global Investors Fund Management LLC (the “Adviser”) and each of the Underwriters named in Schedule I thereto, with respect to the issue and sale of the Fund’s Shares (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
PIMCO Dynamic Credit Income Fund [•] Common Shares of Beneficial Interest Par Value $0.00001 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • January 28th, 2013 • PIMCO Dynamic Credit Income Fund • New York
PORTFOLIO MANAGEMENT AGREEMENT PIMCO Dynamic Credit Income FundPortfolio Management Agreement • January 28th, 2013 • PIMCO Dynamic Credit Income Fund
This Portfolio Management Agreement is executed as of December 17, 2012 by and between ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC, a Delaware limited liability company (the “Manager”), and PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, a Delaware limited liability company (the “Portfolio Manager”).
INVESTMENT MANAGEMENT AGREEMENT PIMCO Dynamic Credit Income FundInvestment Management Agreement • January 28th, 2013 • PIMCO Dynamic Credit Income Fund
This Investment Management Agreement is executed as of December 17, 2012 by and between PIMCO DYNAMIC CREDIT INCOME FUND, a Massachusetts business trust (the “Fund”), and ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC, a Delaware limited liability company (the “Manager”).
SUPPORT SERVICES AGREEMENTSupport Services Agreement • October 27th, 2020 • PIMCO Dynamic Credit & Mortgage Income Fund • New York
AGREEMENT made on April 4, 2012, as amended May 23, 2012 and January 4, 2013, and as further amended this 5th day of September, 2014, by and between PIMCO Investments LLC, a Delaware limited liability company (“PI”) and each of the investment companies listed on Appendix A hereto (each a “Fund” and, collectively, the “Funds”), in each case acting and agreeing with PI severally and neither jointly nor jointly and severally with any other Fund.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • December 4th, 2019 • PIMCO Dynamic Credit & Mortgage Income Fund • California
INVESTMENT MANAGEMENT AGREEMENT, made this 8th day of May, 2018, between each Delaware limited liability company listed on Appendix A attached hereto (each a “Fund” and, together, the “Funds”), and Pacific Investment Management Company LLC (“PIMCO”), a Delaware limited liability company. Capitalized terms not otherwise defined herein have the meanings specified in the Limited Liability Company Agreement of each Fund (as amended, restated or otherwise modified from time to time, the “LLC Agreement”).
AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • October 27th, 2020 • PIMCO Dynamic Credit & Mortgage Income Fund • New York
THIS AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT (this “Amendment”), dated as of December 13, 2018 (the “Effective Date”), by and between PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, a Delaware limited liability company (“PIMCO”), on behalf of each of the funds listed on Exhibit A hereto and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”; together with PIMCO, the “Parties” and each, a “Party”).
SUPPORT SERVICES AGREEMENTSupport Services Agreement • January 28th, 2013 • PIMCO Dynamic Credit Income Fund • New York
AGREEMENT made on April 4, 2012, as amended May 23, 2012, and as further amended this 4th day of January, 2013, by and between Allianz Global Investors Distributors LLC, a Delaware limited liability company (“AGID”) and each of the investment companies listed on Appendix A hereto (each a “Fund” and, collectively, the “Funds”), in each case acting and agreeing with AGID severally and neither jointly nor jointly and severally with any other Fund.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • January 28th, 2013 • PIMCO Dynamic Credit Income Fund • New York
This agreement is between Pacific Investment Management Company LLC (the “Company”) and Morgan Stanley & Co. LLC (“Morgan Stanley”) with respect to the PIMCO Dynamic Credit Income Fund (the “Fund”).
PIMCO DYNAMIC CREDIT INCOME FUND Subscription AgreementSubscription Agreement • January 28th, 2013 • PIMCO Dynamic Credit Income Fund • New York
This Subscription Agreement made as of December 6, 2012 by and between PIMCO Dynamic Credit Income Fund, a Massachusetts business trust (the “Fund”), and Allianz Asset Management of America L.P. (the “Subscriber”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • January 28th, 2013 • PIMCO Dynamic Credit Income Fund • New York
Reference is made to the Underwriting Agreement dated January [ ], 2013 (the “Underwriting Agreement”), by and among PIMCO Dynamic Credit Income Fund (the “Fund”), Allianz Global Investors Fund Management LLC, (the “Investment Manager”) and each of the Underwriters named in Schedule A thereto, with respect to the issue and sale of the Fund’s Common Shares (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • October 27th, 2020 • PIMCO Dynamic Credit & Mortgage Income Fund • New York
This Amendment (this “Amendment”) is made as of July __, 2016, by and between Pacific Investment Management Company LLC, a Delaware corporation, on behalf of each of the funds listed on Exhibit A of the Agreement (as defined below), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
SUPPORT SERVICES AGREEMENTSupport Services Agreement • January 28th, 2013 • PIMCO Dynamic Credit Income Fund • New York
AGREEMENT made on April 4, 2012, as amended May 23, 2012, and as further amended this 4th day of January, 2013, by and between PIMCO Investments LLC, a Delaware limited liability company (“PI”) and each of the investment companies listed on Appendix A hereto (each a “Fund” and, collectively, the “Funds”), in each case acting and agreeing with PI severally and neither jointly nor jointly and severally with any other Fund.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • January 28th, 2013 • PIMCO Dynamic Credit Income Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of [•], 2013, between Barclays Capital Inc. (“Barclays”) and Pacific Investment Management Company LLC (the “Sub-Adviser”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • January 28th, 2013 • PIMCO Dynamic Credit Income Fund • New York
This agreement (the “Agreement”) is between Pacific Investment Management Company LLC (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to the PIMCO Dynamic Credit Income Fund (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the principal underwriting agreement (the “Underwriting Agreement”) relating to the Offering (as defined below).
ORGANIZATIONAL AND OFFERING EXPENSES REIMBURSEMENT AGREEMENTOrganizational and Offering Expenses Reimbursement Agreement • January 28th, 2013 • PIMCO Dynamic Credit Income Fund • Massachusetts
AGREEMENT made this 17th day of December, 2012, by and between PIMCO DYNAMIC CREDIT INCOME FUND, a Massachusetts business trust (the “Fund”), and PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, a Delaware limited liability company (the “Sub-Adviser”), and is acknowledged and agreed to by ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (“AGID”) and PIMCO INVESTMENTS LLC (“PI”).
PIMCO DYNAMIC CREDIT INCOME FUND AMENDMENT NO. 1 TO THE AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTAmended and Restated Agreement and Declaration of Trust • December 4th, 2019 • PIMCO Dynamic Credit & Mortgage Income Fund
The undersigned, being at least a majority of the Trustees of PIMCO Dynamic Credit Income Fund (the “Trust”), hereby amend the Trust’s Amended and Restated Agreement and Declaration of Trust (the “Declaration of Trust”), a copy of which is on file in the office of the Secretary of State of the Commonwealth of Massachusetts, as follows:
FORM OF PROSPECTUS SUPPLEMENT1 (To Prospectus dated [ ]) PIMCO Dynamic Credit and Mortgage Income Fund Up to $[ ] Common SharesSales Agreement • December 4th, 2019 • PIMCO Dynamic Credit & Mortgage Income Fund
PIMCO Dynamic Credit and Mortgage Income Fund (the "Fund") has entered into a sales agreement (the "Sales Agreement") with [ ] ("[ ]") relating to its common shares of beneficial interest, par value $0.00001 per share ("Common Shares") offered by this Prospectus Supplement and the accompanying Prospectus. In accordance with the terms of the Sales Agreement, the Fund may offer and sell its Common Shares having an aggregate offering value of up to [ ], from time to time through [ ] as its agent for the offer and sales of the Common Shares. Under the Investment Company Act of 1940, as amended (the "1940 Act"), the Fund may not sell any Common Shares at a price below the current net asset value of such common shares, exclusive of any distributing commission or discount. The Fund seeks current income as a primary objective and capital appreciation as a secondary objective.
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • October 27th, 2020 • PIMCO Dynamic Credit & Mortgage Income Fund • New York
This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of __________, 2016 is between Pacific Investment Management Company LLC, a Delaware limited liability company (“PIMCO”), on behalf of each of the funds listed on Exhibit A (each a “Company” and collectively the “Companies”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
PIMCO CORPORATE & INCOME OPPORTUNITY FUND PIMCO DYNAMIC CREDIT AND MORTGAGE INCOME FUND PIMCO DYNAMIC INCOME FUND PIMCO INCOME OPPORTUNITY FUND PIMCO INCOME STRATEGY FUND PIMCO INCOME STRATEGY FUND IISales Agreement • October 27th, 2020 • PIMCO Dynamic Credit & Mortgage Income Fund
OFFERING EXPENSES AGREEMENTOffering Expenses Agreement • October 27th, 2020 • PIMCO Dynamic Credit & Mortgage Income Fund • Massachusetts
AGREEMENT made this 17th day of September, 2020, by and between PIMCO Dynamic Credit and Mortgage Income Fund, a Massachusetts business trust (the “Fund”), and Pacific Investment Management Company LLC, a Delaware limited liability company (the “Adviser”), and is acknowledged and agreed to by PIMCO Investments LLC (“PI”).
PIMCO DYNAMIC CREDIT INCOME FUND AMENDMENT NO. 1 TO THE AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST The undersigned, being at least a majority of the Trustees of PIMCO Dynamic Credit Income Fund (the Trust), hereby amend the Trusts Amended...Amendment to the Amended and Restated Agreement and Declaration of Trust • August 26th, 2016 • PIMCO Dynamic Credit & Mortgage Income Fund
AGREEMENT AND PLAN OF REORGANIZATIONReorganization Agreement • January 3rd, 2022 • PIMCO Dynamic Credit & Mortgage Income Fund • Massachusetts
This Agreement and Plan of Reorganization (the “Agreement”) is made as of November 10, 2021, by and among PIMCO Income Opportunity Fund (“PKO”), PIMCO Dynamic Credit and Mortgage Income Fund (“PCI”) (each, an “Acquired Fund”), and PIMCO Dynamic Income Fund (“PDI” or the “Acquiring Fund”), each a Massachusetts business trust.
