MERRIMAN HOLDINGS, INC. COMMON STOCK PURCHASE WARRANTCommon Stock Purchase Warrant • April 13th, 2011 • Merriman Holdings, Inc • Security brokers, dealers & flotation companies • California
Contract Type FiledApril 13th, 2011 Company Industry JurisdictionTHIS CERTIFIES THAT, FOR VALUE RECEIVED, [________________] or its registered assigns (the "Holder") is entitled to purchase, on the terms and conditions hereinafter set forth, at any time in whole or in part from the Original Issue Date set forth above until 5:00 p.m., Eastern Time, on the third anniversary of the Original Issue Date, or if such date is not a day on which the Company (as hereinafter defined) is open for business, then the next succeeding day on which the Company is open for business (such date is the "Expiration Date"), but not thereafter, [_____________] thousand (______,000) shares of the Common Stock, $0.0001 par value per share (the "Common Stock"), of MERRIMAN HOLDINGS, INC., a Delaware corporation (the "Company"), at $2.2865 per share (the "Exercise Price"), such number of shares and Exercise Price being subject to adjustment upon the occurrence of the contingencies set forth in this Warrant. Each share of Common Stock as to which this Warrant is exercisable is
MERRIMAN HOLDINGS, INC. COMMON STOCK PURCHASE WARRANTCommon Stock Purchase Warrant • April 13th, 2011 • Merriman Holdings, Inc • Security brokers, dealers & flotation companies • California
Contract Type FiledApril 13th, 2011 Company Industry JurisdictionTHIS CERTIFIES THAT, FOR VALUE RECEIVED, [________________] or its registered assigns (the "Holder") is entitled to purchase, on the terms and conditions hereinafter set forth, at any time in whole or in part from and after the Initial Exercise Date (as defined below), until 5:00 p.m., Eastern Time, on the third anniversary of the Original Issue Date, or if such date is not a day on which the Company (as hereinafter defined) is open for business, then the next succeeding day on which the Company is open for business (such date is the "Expiration Date"), but not thereafter, provided that, if Stockholder Approval is never obtained, this warrant shall never be exercisable, [_____________] Thousand (______,000) shares of the Common Stock, $0.0001 par value per share (the "Common Stock"), of MERRIMAN HOLDINGS, INC., a Delaware corporation (the "Company"), at $2.2865 per share (the "Exercise Price"), such number of shares and Exercise Price being subject to adjustment upon the occurrence of