ACCOUNT AGREEMENTCustomer Margin and Short Account Agreement • September 6th, 2024
Contract Type FiledSeptember 6th, 2024This Customer Margin and Short Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex, the Introducing Broker and the Customer (all as defined below) in connection with the Customer’s margin account opened with the Introducing Broker for the purchase and sale of securities and/or the borrowing of funds. The Customer understands that Apex has been designated as the clearing firm on the account and the Customer hereby acknowledges and agrees that the margin extended to the Customer hereunder is provided by Apex.
ContractCustomer Margin and Short Account Agreement • May 31st, 2024
Contract Type FiledMay 31st, 2024This Customer Margin and Short Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex and the Customer (all as defined below) in connection with the Customer’s margin account opened with Apex for the purchase and sale of securities and/or the borrowing of funds. The Customer understands that Apex Clearing Corporation (“Apex”) has been designated as the brokerage firm on the account and the Customer hereby acknowledges and agrees that the margin extended to the Customer hereunder is provided by Apex.
ACCOUNT AGREEMENTCustomer Margin and Short Account Agreement • April 23rd, 2024
Contract Type FiledApril 23rd, 2024This Customer Margin and Short Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex, the Introducing Broker and the Customer (all as defined below) in connection with the Customer’s margin account opened with the Introducing Broker for the purchase and sale of securities and/or the borrowing of funds. The Customer understands that Apex has been designated as the clearing firm on the account and the Customer hereby acknowledges and agrees that the margin extended to the Customer hereunder is provided by Apex.
ACCOUNT AGREEMENTCustomer Margin and Short Account Agreement • March 18th, 2023
Contract Type FiledMarch 18th, 2023This Customer Margin and Short Account Agreement (the “Agreement”) sets forth the respective rights and obligations of M1 Finance LLC and the Customer (all as defined below) in connection with the Customer’s margin account opened with M1 Finance LLC for the purchase and sale of securities and/or the borrowing of funds. The Customer understands that M1 Finance has been designated as the clearing firm on the account and the Customer hereby acknowledges and agrees that the margin extended to the Customer hereunder is provided by M1 Finance.
A P EX C L EA RING CO RP ORA TIO N AN D/ OR B RO KER DE A LERS F OR WH I C H I T CL E ARSCustomer Margin and Short Account Agreement • December 11th, 2018
Contract Type FiledDecember 11th, 2018This Customer Margin and Short Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex, the Introducing Broker and the Customer (all as defined below) in connection with the Customer’s margin account opened with the Introducing Broker for the purchase and sale of securities and/or the borrowing of funds. The Customer understands that Apex has been designated as the clearing firm on the account and the Customer hereby acknowledges and agrees that the margin extended to the Customer hereunder is provided by Apex.
A P EX C L EA RING CO RP ORA TIO N AN D/ OR B RO KER DE A LERS F OR WH I C H I T CL E ARSCustomer Margin and Short Account Agreement • December 11th, 2018 • Texas
Contract Type FiledDecember 11th, 2018 JurisdictionThis Customer Margin and Short Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex, the Introducing Broker and the Customer (all as defined below) in connection with the Customer’s margin account opened with the Introducing Broker for the purchase and sale of securities and/or the borrowing of funds. The Customer understands that Apex has been designated as the clearing firm on the account and the Customer hereby acknowledges and agrees that the margin extended to the Customer hereunder is provided by Apex.
A P EX C L EA RING CO RP ORA TIO N AN D/ OR B RO KER DE A LERS F OR WH I C H I T CL E ARSCustomer Margin and Short Account Agreement • December 11th, 2018 • Texas
Contract Type FiledDecember 11th, 2018 JurisdictionThis Customer Margin and Short Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex, the Introducing Broker and the Customer (all as defined below) in connection with the Customer’s margin account opened with the Introducing Broker for the purchase and sale of securities and/or the borrowing of funds. The Customer understands that Apex has been designated as the clearing firm on the account and the Customer hereby acknowledges and agrees that the margin extended to the Customer hereunder is provided by Apex.
A P EX C L EA RING CO RP ORA TIO N AN D/ OR B RO KER DE A LERS F OR WH I C H I T CL E ARSCustomer Margin and Short Account Agreement • December 11th, 2018 • Texas
Contract Type FiledDecember 11th, 2018 JurisdictionThis Customer Margin and Short Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex, the Introducing Broker and the Customer (all as defined below) in connection with the Customer’s margin account opened with the Introducing Broker for the purchase and sale of securities and/or the borrowing of funds. The Customer understands that Apex has been designated as the clearing firm on the account and the Customer hereby acknowledges and agrees that the margin extended to the Customer hereunder is provided by Apex.
A P EX C L EA RING CO RP ORA TIO N AN D/ OR B RO KER DE A LERS F OR WH I C H I T CL E ARSCustomer Margin and Short Account Agreement • December 11th, 2018 • Texas
Contract Type FiledDecember 11th, 2018 JurisdictionThis Customer Margin and Short Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex, the Introducing Broker and the Customer (all as defined below) in connection with the Customer’s margin account opened with the Introducing Broker for the purchase and sale of securities and/or the borrowing of funds. The Customer understands that Apex has been designated as the clearing firm on the account and the Customer hereby acknowledges and agrees that the margin extended to the Customer hereunder is provided by Apex.
A P EX C L EA RING CO RP ORA TIO N AN D/ OR B RO KER DE A LERS F OR WH I C H I T CL E ARSCustomer Margin and Short Account Agreement • December 11th, 2018 • Texas
Contract Type FiledDecember 11th, 2018 JurisdictionThis Customer Margin and Short Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex, the Introducing Broker and the Customer (all as defined below) in connection with the Customer’s margin account opened with the Introducing Broker for the purchase and sale of securities and/or the borrowing of funds. The Customer understands that Apex has been designated as the clearing firm on the account and the Customer hereby acknowledges and agrees that the margin extended to the Customer hereunder is provided by Apex.
ACCOUNT AGREEMENTCustomer Margin and Short Account Agreement • August 16th, 2018 • Texas
Contract Type FiledAugust 16th, 2018 JurisdictionThis Customer Margin and Short Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex, the Introducing Broker and the Customer (all as defined below) in connection with the Customer’s margin account opened with the Introducing Broker for the purchase and sale of securities and/or the borrowing of funds. The Customer understands that Apex has been designated as the clearing firm on the account and the Customer hereby acknowledgesand agrees that the margin extended to the Customer hereunder is provided by Apex.
APEX CLEARING CORPORATION AND/ OR BROKER DEALERS FOR WHICH IT CLEARSCustomer Margin and Short Account Agreement • July 13th, 2018 • Texas
Contract Type FiledJuly 13th, 2018 JurisdictionThis Customer Margin and Short Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex, the Introducing Broker and the Customer (all as defined below) in connection with the Customer’s margin account opened with the Introducing Broker for the purchase and sale of securities and/or the borrowing of funds. The Customer understands that Apex has been designated as the clearing firm on the account and the Customer hereby acknowledgesand agrees that the margin extended to the Customer hereunder is provided by Apex.
Customer Margin and Short Account AgreementCustomer Margin and Short Account Agreement • July 19th, 2016 • Texas
Contract Type FiledJuly 19th, 2016 JurisdictionThis Customer Margin and Short Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex, the Introducing Broker and the Customer (all as defined below) in connection with the Customer’s margin account opened with the Introducing Broker for the purchase and sale of securities and/or the borrowing of funds. The Customer understands that Apex has been designated as the clearing firm on the account and the Customer hereby acknowledges and agrees that the margin extended to the Customer hereunder is provided by Apex.
CUSTOMER MARGIN AND SHORT ACCOUNT AGREEMENTCustomer Margin and Short Account Agreement • April 4th, 2014 • Texas
Contract Type FiledApril 4th, 2014 JurisdictionThis Customer Margin and Short Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex, the Introducing Broker and the Customer (all as defined below) in connection with the Customer’s margin account opened with the Introducing Broker for the purchase and sale of securities and/or the borrowing of funds. The Customer understands that Apex has been designated as the clearing firm on the account and the Customer hereby acknowledges and agrees that the margin extended to the Customer hereunder is provided by Apex.
CUSTOMER MARGIN AND SHORT ACCOUNT AGREEMENTCustomer Margin and Short Account Agreement • April 4th, 2014 • Texas
Contract Type FiledApril 4th, 2014 JurisdictionThis Customer Margin and Short Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex, the Introducing Broker and the Customer (all as defined below) in connection with the Customer’s margin account opened with the Introducing Broker for the purchase and sale of securities and/or the borrowing of funds. The Customer understands that Apex has been designated as the clearing firm on the account and the Customer hereby acknowledges and agrees that the margin extended to the Customer hereunder is provided by Apex.
CUSTOMER MARGIN AND SHORT ACCOUNT AGREEMENTCustomer Margin and Short Account Agreement • April 4th, 2014 • Texas
Contract Type FiledApril 4th, 2014 JurisdictionThis Customer Margin and Short Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex, the Introducing Broker and the Customer (all as defined below) in connection with the Customer’s margin account opened with the Introducing Broker for the purchase and sale of securities and/or the borrowing of funds. The Customer understands that Apex has been designated as the clearing firm on the account and the Customer hereby acknowledges and agrees that the margin extended to the Customer hereunder is provided by Apex.