Customer Margin and Short Account Agreement Sample Contracts

ACCOUNT AGREEMENT
Customer Margin and Short Account Agreement • September 6th, 2024

This Customer Margin and Short Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex, the Introducing Broker and the Customer (all as defined below) in connection with the Customer’s margin account opened with the Introducing Broker for the purchase and sale of securities and/or the borrowing of funds. The Customer understands that Apex has been designated as the clearing firm on the account and the Customer hereby acknowledges and agrees that the margin extended to the Customer hereunder is provided by Apex.

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A P EX C L EA RING CO RP ORA TIO N AN D/ OR B RO KER DE A LERS F OR WH I C H I T CL E ARS
Customer Margin and Short Account Agreement • May 11th, 2020

This Customer Margin and Short Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex, the Introducing Broker and the Customer (all as defined below) in connection with the Customer’s margin account opened with the Introducing Broker for the purchase and sale of securities and/or the borrowing of funds. The Customer understands that Apex has been designated as the clearing firm on the account and the Customer hereby acknowledges and agrees that the margin extended to the Customer hereunder is provided by Apex.

ROBINHOOD FINANCIAL AND ROBINHOOD SECURITIES CUSTOMERMARGINAND SHORTACCOUNTAGREEMENT
Customer Margin and Short Account Agreement • January 13th, 2024

This Customer Margin and Short Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Robinhood Securities, LLC (“RHS”), Robinhood Financial LLC, (“the Introducing Broker”), and the Customer (all as defined below) in connection with the Customer’s margin account opened with the Introducing Broker for the purchase and sale of securities and/or the borrowing of funds. The Customer understands that RHS has been designated as the clearing firm on the account and the Customer hereby acknowledges and agrees that the margin extended to the Customer hereunder is provided by RHS.

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