Common Contracts
6 similar Structuring Fee Agreement contracts by DoubleLine Yield Opportunities Fund, RiverNorth Flexible Municipal Income Fund II, Inc., RiverNorth Flexible Municipal Income Fund, Inc., others
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • February 10th, 2022 • RiverNorth Managed Duration Municipal Income Fund II, Inc. • New York
Reference is made to the Underwriting Agreement dated [●], 2022 (the “Underwriting Agreement”), by and among RiverNorth Managed Duration Municipal Income Fund II, Inc. (the “Fund”), RiverNorth Capital Management, LLC (the “Adviser”), MacKay Shields LLC (the “Sub-Adviser) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s shares of common stock, $0.0001 par value per share (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • July 27th, 2021 • Thornburg Income Builder Opportunities Trust • New York
Reference is made to the Underwriting Agreement dated July 27, 2021 (the “Underwriting Agreement”), by and among Thornburg Income Builder Opportunities Trust (the “Fund”), Thornburg Investment Management, Inc. (the “Adviser”) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s shares of common stock, $0.001 par value per share (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • February 22nd, 2021 • RiverNorth Flexible Municipal Income Fund II, Inc. • New York
Reference is made to the Underwriting Agreement dated [●], 2021 (the “Underwriting Agreement”), by and among RiverNorth Flexible Municipal Income Fund II, Inc. (the “Fund”), RiverNorth Capital Management, LLC (the “Adviser”), MacKay Shields LLC (the “Sub-Adviser) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s shares of common stock, $0.0001 par value per share (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • March 25th, 2020 • RiverNorth Flexible Municipal Income Fund, Inc. • New York
Reference is made to the Underwriting Agreement dated [●], 2020 (the “Underwriting Agreement”), by and among RiverNorth Flexible Municipal Income Fund, Inc. (the “Fund”), RiverNorth Capital Management, LLC (the “Adviser”), MacKay Shields LLC (the “Sub-Adviser) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s shares of common stock, $0.0001 par value per share (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
FORM OF STRUCTURING FEE AGREEMENTStructuring Fee Agreement • February 25th, 2020 • DoubleLine Yield Opportunities Fund • New York
Reference is made to the Underwriting Agreement dated February [•], 2020 (the “Underwriting Agreement”), by and among DoubleLine Yield Opportunities Fund (the “Fund”), DoubleLine Capital LP (the “Adviser”) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, $0.00001 par value per share (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • September 27th, 2016 • RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. • New York
Reference is made to the Underwriting Agreement dated [●], 2016 (the “Underwriting Agreement”), by and among RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (the “Fund”), RiverNorth Capital Management, LLC (the “Adviser”), DoubleLine Capital LP (the “Subadviser”) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s shares of common stock, $0.0001 par value per share (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
