Common Contracts
2 similar Agency Agreement contracts by Kaiser Federal Financial Group, Inc.
subject to increase to 9,918,750 shares) COMMON SHARES ($.01 Par Value) Subscription Price $10.00 Per Share AGENCY AGREEMENTAgency Agreement • August 25th, 2010 • Kaiser Federal Financial Group, Inc. • Savings institution, federally chartered • New York
Kaiser Federal Financial Group, Inc., a Maryland corporation (the “Company”), Kaiser Federal Bank, a federally-chartered stock savings association (the “Bank”), K-Fed Bancorp, a federal corporation, the current mid-tier holding company of the Bank (“Mid-Tier”), and K-Fed Mutual Holding Company, a federally-chartered mutual holding company and the current majority owner of Mid-Tier (the “MHC”), hereby confirm their agreement with Keefe, Bruyette & Woods, Inc. (“Keefe Bruyette”), as representative of the several Selling Agents (as defined below)(in its capacity as such, the “Representative”) and Sterne Agee & Leach, Inc. (“Sterne Agee,” and together with Keefe Bruyette, the “Selling Agents”) to serve as agents of the Company to assist the Company in the sale of up to 8,625,000 shares (subject to increase up to 9,918,750 shares) of Common Stock (as defined below) of the Company (the “Shares” or “Conversion Stock”) in the Subscription and Community Offerings, and, if necessary, a Syndicate
KAISER FEDERAL FINANCIAL GROUP, INC. 14,950,000 Shares (subject to increase to 17,192,500 shares) COMMON SHARES ($.01 Par Value) Subscription Price $10.00 Per Share AGENCY AGREEMENT November __, 2007Agency Agreement • November 2nd, 2007 • Kaiser Federal Financial Group, Inc. • Savings institution, federally chartered • New York
Kaiser Federal Financial Group, Inc., a Maryland corporation (the “Company”), Kaiser Federal Bank, a federally-chartered stock savings bank (the “Bank”), K-Fed Bancorp, a federal corporation, the current mid-tier holding company of the Bank (“Mid-Tier”), and K-Fed Mutual Holding Company, a federally-chartered mutual holding company and the current majority owner of Mid-Tier (the “MHC”), hereby confirm their agreement with Keefe, Bruyette & Woods, Inc. (“Keefe Bruyette” or the “Selling Agent”) to serve as agent of the Company to assist the Company in the sale of up to 14,950,000 (subject to increase up to 17,192,500 shares) of Common Stock (as defined below) of the Company (the “Shares” or “Conversion Stock”) in the Subscription and Community Offerings, and, if necessary, a Syndicated Community Offering, as defined below, as follows:
