SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 13th, 2013 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledMay 13th, 2013 Company Industry JurisdictionThis SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of the 9th day of May, 2013 (the “Effective Date”), by and between Institutional Financial Markets, Inc., a Maryland corporation (the “Company”) and Cohen Bros. Financial, LLC, a Delaware limited liability company of which Daniel G. Cohen is the sole member (“Buyer”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 13th, 2013 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledMay 13th, 2013 Company Industry JurisdictionThis SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of the 9th day of May, 2013 (the “Effective Date”), by and among Institutional Financial Markets, Inc., a Maryland corporation (the “Company”), and Mead Park Capital Partners LLC, a Delaware limited liability company (“Buyer”) and, solely for purposes of Section 6.3 hereof, Mead Park Holdings, LP, a Delaware limited partnership (“Mead Park”).