Common Contracts
3 similar Underwriting Agreement contracts by Sun BioPharma, Inc., Tantech Holdings LTD, Zosano Pharma Corp
TANTECH HOLDINGS LTD. UNDERWRITING AGREEMENTUnderwriting Agreement • March 21st, 2022 • Tantech Holdings LTD • Industrial organic chemicals • New York
The undersigned, Tantech Holdings Ltd., a British Virgin Islands company limited by shares (collectively with its Subsidiaries (as defined below) the “Company”), hereby confirms its agreement (this “Agreement”) with Aegis Capital Corp. acting as underwriter (the “Underwriter” or “Aegis”).
SUN BIOPHARMA, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • August 20th, 2020 • Sun BioPharma, Inc. • Pharmaceutical preparations • New York
The undersigned, Sun BioPharma, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Sun BioPharma, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Craig-Hallum Capital Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
10,146,154 SHARES OF COMMON STOCK, 12,307,693 SERIES C WARRANTS (EXERCISABLE FOR 12,307,693 SHARES), AND 2,161,539 SERIES D WARRANTS (EXERCISABLE FOR 2,161,539 SHARES) ZOSANO PHARMA CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • February 13th, 2020 • Zosano Pharma Corp • Pharmaceutical preparations • New York
The undersigned, Zosano Pharma Corporation, a company incorporated under the laws of Delaware (collectively with its subsidiaries and Affiliates (as defined below), including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or Affiliates of Zosano Pharma Corporation, the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which H.C. Wainwright & Co., LLC is acting as representative (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
