BREATHE BIOMEDICAL INC. UNDERWRITING AGREEMENTUnderwriting Agreement • October 10th, 2024 • Breathe BioMedical Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledOctober 10th, 2024 Company Industry JurisdictionThe undersigned, Breathe Biomedical Inc., a corporation incorporated under the laws of Canada (the “Company”), hereby confirms its agreement (this “Agreement”) to issue and sell to the underwriter or underwriters, as the case may be, named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Maxim Group LLC (“Maxim”) is acting as representative (in such capacity, the “Representative”), (A) an aggregate of ___________common shares (the “Firm Shares”), without par value per share, of the Company (“Common Shares”) and (B) at the election of the Representative, up to an additional _________ Common Shares (the “Option Shares” and together with the Firm Shares, the “Shares” or the “Securities”). The Representative Warrants (as defined in Section 1(g) of this Agreement) and the Common Shares issuable upon exercise of the Representative’s Warrants (the “Representative’s Warrant Shares”) are collectively referred to herein as the “Representative’s Securi
ARMLOGI HOLDING CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • April 16th, 2024 • Armlogi Holding Corp. • Public warehousing & storage • New York
Contract Type FiledApril 16th, 2024 Company Industry Jurisdiction
UNDERWRITING AGREEMENT between KWESST MICRO SYSTEMS INC. and THINKEQUITY LLC as Representative of the Several UnderwritersUnderwriting Agreement • April 8th, 2024 • KWESST Micro Systems Inc. • Services-prepackaged software • New York
Contract Type FiledApril 8th, 2024 Company Industry JurisdictionThe undersigned, KWESST Micro Systems Inc., a corporation formed under the laws of British Columbia, Canada (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates KWESST Micro Systems Inc. the "Company"), hereby confirms its agreement (this "Agreement") with ThinkEquity LLC (hereinafter referred to as "you" (including its correlatives) or the "Representative") and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the "Underwriters" or, individually, an "Underwriter") as follows:
Geron Corporation (a Delaware corporation) 41,999,998 shares of Common Stock Pre-Funded Warrants to Purchase up to 8,002,668 shares of Common Stock Underwriting AgreementUnderwriting Agreement • March 20th, 2024 • Geron Corp • Pharmaceutical preparations • New York
Contract Type FiledMarch 20th, 2024 Company Industry Jurisdiction
ARMLOGI HOLDING CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • February 29th, 2024 • Armlogi Holding Corp. • Public warehousing & storage • New York
Contract Type FiledFebruary 29th, 2024 Company Industry Jurisdiction
ARMLOGI HOLDING CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • February 21st, 2024 • Armlogi Holding Corp. • Public warehousing & storage • New York
Contract Type FiledFebruary 21st, 2024 Company Industry Jurisdiction
Orangekloud Technology Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • February 20th, 2024 • Orangekloud Technology Inc. • Services-prepackaged software • New York
Contract Type FiledFebruary 20th, 2024 Company Industry Jurisdiction
ARMLOGI HOLDING CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • January 31st, 2024 • Armlogi Holding Corp. • Public warehousing & storage • New York
Contract Type FiledJanuary 31st, 2024 Company Industry JurisdictionThe undersigned, Armlogi Holding Corp., a Nevada corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters named in Schedule A hereto (such underwriters including Representative (as defined below), collectively, hereafter referred to as the “Underwriters,” and each of them as an “Underwriter”), for which Prime Number Capital LLC is acting as the representative of the several Underwriters (in such capacity, the “Representative”), to issue and sell an aggregate of 2,000,000 shares of common stock (the “Firm Shares”) of the Company, par value of $0.00001 per share (the “Common Stock”).
ARMLOGI HOLDING CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • December 15th, 2023 • Armlogi Holding Corp. • Public warehousing & storage • New York
Contract Type FiledDecember 15th, 2023 Company Industry JurisdictionThe undersigned, Armlogi Holding Corp., a Nevada corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters named in Schedule A hereto (such underwriters including Representative (as defined below), collectively, hereafter referred to as the “Underwriters,” and each of them as an “Underwriter”), for which Prime Number Capital LLC is acting as the representative of the several Underwriters (in such capacity, the “Representative”), to issue and sell an aggregate of 2,000,000 shares of common stock (the “Firm Shares”) of the Company, par value of $0.00001 per share (the “Common Stock”).
ARMLOGI HOLDING CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • November 9th, 2023 • Armlogi Holding Corp. • Public warehousing & storage • New York
Contract Type FiledNovember 9th, 2023 Company Industry JurisdictionThe undersigned, Armlogi Holding Corp., a Nevada corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters named in Schedule A hereto (such underwriters including Representative (as defined below), collectively, hereafter referred to as the “Underwriters,” and each of them as an “Underwriter”), for which Prime Number Capital LLC is acting as the representative of the several Underwriters (in such capacity, the “Representative”), to issue and sell an aggregate of 2,000,000 shares of common stock (the “Firm Shares”) of the Company, par value of $0.00001 per share (the “Common Stock”).
ANNOVIS BIO, INC. 1,250,000 Shares of Common Stock Warrants to Purchase 1,250,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 1st, 2023 • Annovis Bio, Inc. • Pharmaceutical preparations • New York
Contract Type FiledNovember 1st, 2023 Company Industry Jurisdiction
UNDERWRITING AGREEMENT between PERMEX PETROLEUM CORPORATION and THINKEQUITY LLC as Representative of the Several Underwriters PERMEX PETROLEUM CORPORATIONUnderwriting Agreement • October 20th, 2023 • Permex Petroleum Corp • Drilling oil & gas wells • New York
Contract Type FiledOctober 20th, 2023 Company Industry JurisdictionThe undersigned, Permex Petroleum Corporation, a British Columbia corporation (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates of Permex Petroleum Corporation, the “Company”), hereby confirms its agreement (this “Agreement”) with ThinkEquity LLC (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
UNITS EACH UNIT CONSISTING OF ONE ORDINARY SHARE AND oNE WARRANT TO PURCHASE ONE ORDINARY SHARE INNOVATION BEVERAGE GROUP LIMITED UNDERWRITING AGREEMENTUnderwriting Agreement • September 29th, 2023 • Innovation Beverage Group LTD • Beverages • New York
Contract Type FiledSeptember 29th, 2023 Company Industry JurisdictionThe undersigned, INNOVATION BEVERAGE GROUP LIMITED, a company incorporated under the laws of Australia (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which MAXIM GROUP LLC (“Maxim”) is acting as representative to the several Underwriters (in such capacity, the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
ARMLOGI HOLDING CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • September 25th, 2023 • Armlogi Holding Corp. • Public warehousing & storage • New York
Contract Type FiledSeptember 25th, 2023 Company Industry JurisdictionThe undersigned, Armlogi Holding Corp., a Nevada corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters named in Schedule A hereto (such underwriters including Representative (as defined below), collectively, hereafter referred to as the “Underwriters,” and each of them as an “Underwriter”), for which Prime Number Capital LLC is acting as the representative of the several Underwriters (in such capacity, the “Representative”), to issue and sell an aggregate of 2,000,000 shares of common stock (the “Firm Shares”) of the Company, par value of $0.00001 per share (the “Common Stock”).
ORDINARY SHARES INNOVATION BEVERAGE GROUP LIMITED UNDERWRITING AGREEMENTUnderwriting Agreement • August 10th, 2023 • Innovation Beverage Group LTD • Beverages • New York
Contract Type FiledAugust 10th, 2023 Company Industry JurisdictionThe undersigned, INNOVATION BEVERAGE GROUP LIMITED, a company incorporated under the laws of Australia (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which MAXIM GROUP LLC (“Maxim”) is acting as representative to the several Underwriters (in such capacity, the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
ARB IOT GROUP LIMITED UNDERWRITING AGREEMENTUnderwriting Agreement • December 22nd, 2022 • ARB IOT Group LTD • Services-computer integrated systems design • New York
Contract Type FiledDecember 22nd, 2022 Company Industry JurisdictionThe undersigned, ARB IOT Group Limited, an exempted company incorporated under the laws of the Cayman Islands (the “Company”), hereby confirms its agreement (this “Agreement”) to issue and sell to the underwriter or underwriters, as the case may be, named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters;”), for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative”), (A) an aggregate of __________ ordinary shares (the “Firm Shares”) par value $0.0001 per share of the Company (“Ordinary Shares”) and (B) at the election of the Representative, up to an additional _______ Ordinary Shares (the “Option Shares”, and together with the Firm Shares, the “Shares”). The offering and sale of the Shares contemplated by this Agreement is referred to herein as the “Offering”.
INTCHAINS GROUP LIMITED UNDERWRITING AGREEMENTUnderwriting Agreement • September 2nd, 2022 • Intchains Group LTD • Semiconductors & related devices • New York
Contract Type FiledSeptember 2nd, 2022 Company Industry JurisdictionThe undersigned, Intchains Group Limited, an exempted company with limited liability incorporated under the laws of the Cayman Islands (the “Company”), hereby confirms its agreement (this “Agreement”) to issue and sell to the underwriter or underwriters, as the case may be, named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative”), (A) an aggregate of __________ Class A ordinary shares, to be delivered in the form of an aggregate of _____ American Depositary Shares (the “Firm ADSs”), each American Depositary Share (“ADS”) representing _____ Class A ordinary shares, par value $0.000001 per share of the Company (“Class A Ordinary Shares”) and (B) at the election of the Representative, up to an additional _______ ADSs (the “Option ADSs”, and together with the Firm ADSs, the “Securities”). The offering and sale of the Securities contemplated by this Agreement is re
SELLAS Life Sciences Group, Inc. (a Delaware corporation) 4,629,630 Shares of Common Stock and Warrants to Purchase 4,629,630 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 1st, 2022 • SELLAS Life Sciences Group, Inc. • Pharmaceutical preparations • New York
Contract Type FiledApril 1st, 2022 Company Industry Jurisdiction
SONNET BIOTHERAPEUTICS HOLDINGS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • August 3rd, 2021 • Sonnet BioTherapeutics Holdings, Inc. • Pharmaceutical preparations • New York
Contract Type FiledAugust 3rd, 2021 Company Industry Jurisdiction
20,410,000 SHARES OF COMMON STOCK AND WARRANTS TO PURCHASE UP TO 20,410,000 SHARES OF COMMON STOCK SESEN BIO, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • June 19th, 2019 • Sesen Bio, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJune 19th, 2019 Company Industry Jurisdiction
UNDERWRITING AGREEMENT between TOWERSTREAM CORPORATION and JOSEPH GUNNAR & CO., LLC as Representative of the Several UnderwritersUnderwriting Agreement • September 26th, 2017 • Towerstream Corp • Communications services, nec • New York
Contract Type FiledSeptember 26th, 2017 Company Industry JurisdictionJoseph Gunnar & Co., LLC As Representative of the several Underwriters named on Schedule 1 attached hereto 30 Broad Street, 11th Fl