EXHIBIT 2.2Escrow Agreement • May 18th, 1999 • Geron Corporation • Pharmaceutical preparations • New York
Contract Type FiledMay 18th, 1999 Company Industry Jurisdiction
Right to Purchase _________ Shares of Common Stock, par value $0.001 per share COMMON STOCK PURCHASE WARRANT D THIS CERTIFIES THAT, for value received, _____________ or its registered assigns (the "Holder"), is entitled to purchase from Geron...Geron Corp • March 1st, 2007 • Pharmaceutical preparations • Delaware
Company FiledMarch 1st, 2007 Industry Jurisdiction
RECITALSSecurities Purchase Agreement • May 15th, 2000 • Geron Corporation • Pharmaceutical preparations • California
Contract Type FiledMay 15th, 2000 Company Industry Jurisdiction
EXHIBIT C TO SECURITIES PURCHASE AGREEMENT REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this "AGREEMENT"), dated as of June 29, 2000, by and between Geron Corporation, a Delaware corporation, with its headquarters located at 230...Registration Rights Agreement • July 6th, 2000 • Geron Corporation • Pharmaceutical preparations • Delaware
Contract Type FiledJuly 6th, 2000 Company Industry Jurisdiction
TEXT OMITTED AND FILED SEPARATELY CONFIDENTIAL TREATMENT REQUESTED UNDER 17 C.F.R. SECTIONS 200.80(b)(4), 200.83 AND 240.24b-2 Agreement No. 99-0027 LICENSE AGREEMENT This Agreement is made effective the 23rd day of April, 1999, by and between...License Agreement • January 21st, 2000 • Geron Corporation • Pharmaceutical preparations
Contract Type FiledJanuary 21st, 2000 Company Industry
EXHBIT 10.1 FIFTH AMENDMENT TO LEASE THIS FIFTH AMENDMENT TO LEASE ("Fifth Amendment") is made this 19th day of March, 2008 (the "Effective Date"), between DAVID D. BOHANNON ORGANIZATION, a California corporation, herein referred to as "Landlord", and...Lease • April 30th, 2008 • Geron Corp • Pharmaceutical preparations • California
Contract Type FiledApril 30th, 2008 Company Industry Jurisdiction
Right to Purchase 500,901 Shares of Common Stock, par value $0.001 per share GERON CORPORATION AMENDED AND RESTATED SERIES D-2 STOCK PURCHASE WARRANT Registered Owner: This warrant is a duly authorized warrant (the "Warrant") of Geron Corporation, a...Geron Corporation • November 14th, 2001 • Pharmaceutical preparations
Company FiledNovember 14th, 2001 Industry
Right to Purchase _______ Shares of Common Stock, par value $0.001 per share COMMON STOCK PURCHASE WARRANT C THIS CERTIFIES THAT, for value received, ________________ (the "Holder") or its registered assigns, is entitled to purchase from Geron...Geron Corp • December 15th, 2006 • Pharmaceutical preparations • Delaware
Company FiledDecember 15th, 2006 Industry Jurisdiction
1 EXHIBIT 1.1 GERON CORPORATION 3,000,000 Shares of Common Stock Underwriting AgreementGeron Corporation • April 7th, 2000 • Pharmaceutical preparations • New York
Company FiledApril 7th, 2000 Industry Jurisdiction
Underwriting Agreement, Dated May 21, 2020 GERON CORPORATION (a Delaware corporation) 107,049,375 Shares of Common Stock Pre-Funded Warrants to Purchase up to 8,335,239 Shares of Common Stock Common Warrants to Purchase up to 57,692,307 Shares of...Underwriting Agreement • May 26th, 2020 • Geron Corp • Pharmaceutical preparations • New York
Contract Type FiledMay 26th, 2020 Company Industry JurisdictionNotwithstanding the foregoing, and subject to the conditions in this paragraph, the undersigned may transfer the Lock-Up Securities without the prior written consent of the Representatives, provided that (1) the Representatives receive a signed lock-up agreement for the balance of the Lock-Up Period from each donee, trustee, distributee, or transferee, as the case may be, (2) any such transfer shall not involve a disposition for value, (3) in the case of clauses (i) through (iii) and (v) below, such transfers are not required to be reported with the Securities and Exchange Commission on Form 4 in accordance with Section 16(a) Exchange Act during the Lock-Up Period, and (4) the undersigned does not otherwise voluntarily effect any public filing or report regarding such transfers during the Lock-Up Period:
June 29, 2000 Right to Purchase 834,836 Shares of Common Stock, par value $0.001 per share GERON CORPORATION STOCK PURCHASE WARRANT Registered Owner: This warrant is a duly authorized warrant (the "Warrant") of Geron Corporation, a Delaware...Geron Corporation • July 6th, 2000 • Pharmaceutical preparations
Company FiledJuly 6th, 2000 Industry
1 EXHIBIT 10.41Registration Rights Agreement • December 17th, 1998 • Geron Corporation • Pharmaceutical preparations • New York
Contract Type FiledDecember 17th, 1998 Company Industry Jurisdiction
EXHIBIT 4.1 COMMON STOCK PURCHASE AGREEMENT THIS COMMON STOCK PURCHASE AGREEMENT ("Agreement") is made and entered into as of August 13, 2008 (the "Effective Date"), by and between GERON CORPORATION, a Delaware corporation having its principal place...Common Stock Purchase Agreement • August 21st, 2008 • Geron Corp • Pharmaceutical preparations • California
Contract Type FiledAugust 21st, 2008 Company Industry Jurisdiction
ARTICLE I DEFINITIONSEmployment Agreement • April 30th, 2003 • Geron Corporation • Pharmaceutical preparations • California
Contract Type FiledApril 30th, 2003 Company Industry Jurisdiction
EXHIBIT 10.38 SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (this "AGREEMENT"), dated as of March 27, 1998, by and among Geron Corporation, a Delaware corporation, with headquarters located at 230 Constitution Drive, Menlo Park,...Securities Purchase Agreement • April 2nd, 1998 • Geron Corporation • Pharmaceutical preparations • Delaware
Contract Type FiledApril 2nd, 1998 Company Industry Jurisdiction
INDENTUREGeron Corporation • January 29th, 2002 • Pharmaceutical preparations • New York
Company FiledJanuary 29th, 2002 Industry Jurisdiction
EXHIBIT 1.1Underwriting Agreement • October 29th, 2003 • Geron Corporation • Pharmaceutical preparations • New York
Contract Type FiledOctober 29th, 2003 Company Industry Jurisdiction
EXHIBIT 4.1 THIS WARRANT HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR ANY STATE SECURITIES LAWS, AND HAS BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR...Geron Corp • October 30th, 2007 • Pharmaceutical preparations • New York
Company FiledOctober 30th, 2007 Industry Jurisdiction
andRights Agreement • July 23rd, 2001 • Geron Corporation • Pharmaceutical preparations • California
Contract Type FiledJuly 23rd, 2001 Company Industry Jurisdiction
WARRANT -------Agreement • October 15th, 2003 • Geron Corporation • Pharmaceutical preparations • New York
Contract Type FiledOctober 15th, 2003 Company Industry Jurisdiction
TEXT OMITTED AND FILED SEPARATELY CONFIDENTIAL TREATMENT REQUESTED UNDER 17 C.F.R. SECTIONS 200.80(b)(4), 200.83 AND 240.24B-2 AMENDMENT TO LICENSE AGREEMENT This Agreement is made effective October 1, 1999, by and between Wisconsin Alumni Research...License Agreement • November 15th, 1999 • Geron Corporation • Pharmaceutical preparations
Contract Type FiledNovember 15th, 1999 Company Industry
EXHIBIT 10.40Securities Purchase Agreement • December 17th, 1998 • Geron Corporation • Pharmaceutical preparations • New York
Contract Type FiledDecember 17th, 1998 Company Industry Jurisdiction
EXHIBIT 4.6 FORM OF INDENTURE TO BE ENTERED INTO BETWEEN THE COMPANY AND A TRUSTEE TO BE NAMED GERON CORPORATIONGeron Corporation • May 5th, 2004 • Pharmaceutical preparations • New York
Company FiledMay 5th, 2004 Industry Jurisdiction
GERON CORPORATION AND _____________, AS WARRANT AGENT FORM OF PREFERRED STOCK WARRANT AGREEMENT DATED AS OF __________ GERON CORPORATION FORM OF PREFERRED STOCK WARRANT AGREEMENTWarrant Agreement • January 4th, 2023 • Geron Corp • Pharmaceutical preparations • New York
Contract Type FiledJanuary 4th, 2023 Company Industry JurisdictionTHIS PREFERRED STOCK WARRANT AGREEMENT (this “Agreement”), dated as of [•], between GERON CORPORATION, a Delaware corporation (the “Company ”), and [•], a [corporation] [national banking association] organized and existing under the laws of [•] and having a corporate trust office in [•], as warrant agent (the “Warrant Agent”).
AMENDMENT NO. 1 REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • July 1st, 1999 • Geron Corporation • Pharmaceutical preparations • New York
Contract Type FiledJuly 1st, 1999 Company Industry Jurisdiction
Agreement No. 02-0273 LICENSE AGREEMENT This Agreement is made effective the 8th day of January, 2002, by and between Wisconsin Alumni Research Foundation (hereinafter called "WARF"), a nonstock, nonprofit Wisconsin corporation, and Geron Corporation...Confidential Treatment • January 18th, 2002 • Geron Corporation • Pharmaceutical preparations
Contract Type FiledJanuary 18th, 2002 Company Industry
EXHIBIT 4.2Geron Corporation • December 17th, 1998 • Pharmaceutical preparations
Company FiledDecember 17th, 1998 Industry
EXHIBIT 4.1 SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 6th, 2000 • Geron Corporation • Pharmaceutical preparations • Delaware
Contract Type FiledJuly 6th, 2000 Company Industry Jurisdiction
GERON CORPORATION AND _____________, AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT DATED AS OF __________Common Stock Warrant Agreement • September 4th, 2020 • Geron Corp • Pharmaceutical preparations • New York
Contract Type FiledSeptember 4th, 2020 Company Industry JurisdictionTHIS COMMON STOCK WARRANT AGREEMENT (this “ Agreement ”), dated as of [●], between GERON CORPORATION , a Delaware corporation (the “ Company ”) and [●], a [corporation] [national banking association] organized and existing under the laws of [●] and having a corporate trust office in [●], as warrant agent (the “ Warrant Agent ”).
GERON CORPORATION AND _____________, AS WARRANT AGENT FORM OF DEBT SECURITIES WARRANT AGREEMENT DATED AS OF __________Warrant Agreement • January 4th, 2023 • Geron Corp • Pharmaceutical preparations • New York
Contract Type FiledJanuary 4th, 2023 Company Industry JurisdictionTHIS DEBT SECURITIES WARRANT AGREEMENT (this “ Agreement ”), dated as of [•], between GERON CORPORATION , a Delaware corporation (the “ Company ”) and [•], a [corporation] [national banking association]organized and existing under the laws of [•] and having a corporate trust office in [•], as warrant agent (the “ Warrant Agent ”).
17,391,305 Shares of Common Stock par value $0.001 2,608,695 Over-Allotment Shares GERON CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • December 7th, 2010 • Geron Corp • Pharmaceutical preparations • New York
Contract Type FiledDecember 7th, 2010 Company Industry Jurisdiction
1 EXHIBIT 2.1Sale and Purchase Agreement • May 18th, 1999 • Geron Corporation • Pharmaceutical preparations
Contract Type FiledMay 18th, 1999 Company Industry
EXHIBIT 4.1Registration Rights Agreement • May 18th, 1999 • Geron Corporation • Pharmaceutical preparations • Delaware
Contract Type FiledMay 18th, 1999 Company Industry Jurisdiction
GERON CORPORATION AND _____________, AS WARRANT AGENT FORM OF PREFERRED STOCK WARRANT AGREEMENT DATED AS OF __________Preferred Stock Warrant Agreement • May 24th, 2018 • Geron Corp • Pharmaceutical preparations • New York
Contract Type FiledMay 24th, 2018 Company Industry JurisdictionTHIS PREFERRED STOCK WARRANT AGREEMENT (this “Agreement”), dated as of [●], between GERON CORPORATION, a Delaware corporation (the “Company”) and [●], a [corporation] [national banking association] organized and existing under the laws of [●] and having a corporate trust office in [●], as warrant agent (the “Warrant Agent”).
EXHIBIT 4.2 FORM OF 2006 A WARRANT AMENDMENT AMENDMENT NO. 1 TO COMMON STOCK PURCHASE WARRANT A This AMENDMENT NO. 1 TO COMMON STOCK PURCHASE WARRANT A dated as of December 20, 2007 (this "Amendment"), among Geron Corporation, a Delaware corporation...Geron Corp • December 21st, 2007 • Pharmaceutical preparations
Company FiledDecember 21st, 2007 Industry