GUARANTEE, PLEDGE AND SECURITY AGREEMENT dated as of January 15, 2021 among BARINGS CAPITAL INVESTMENT CORPORATION, as Borrower, the SUBSIDIARY GUARANTORS party hereto, ING CAPITAL LLC,Guarantee, Pledge and Security Agreement • January 22nd, 2021 • Barings Capital Investment Corp • New York
Contract Type FiledJanuary 22nd, 2021 Company JurisdictionGUARANTEE, PLEDGE AND SECURITY AGREEMENT, dated as of January 15, 2021 (as amended, supplemented, or otherwise modified from time to time, this “Agreement”), among BARINGS CAPITAL INVESTMENT CORPORATION, a corporation duly organized and validly existing under the laws of the State of Maryland (the “Borrower”), BCIC Holdings, Inc., a corporation duly organized and validly existing under the laws of the State of Delaware (“BCIC Holdings”), and each other entity that becomes a “SUBSIDIARY GUARANTOR” after the date hereof pursuant to Section 7.05 hereof (collectively with BCIC Holdings, the “Subsidiary Guarantors” and, together with the Borrower, the “Obligors”), ING CAPITAL LLC, as administrative agent for the Revolving Lenders (as hereinafter defined) (in such capacity, together with its successors in such capacity, the “Revolving Administrative Agent”), each “Financing Agent” (as hereinafter defined) or “Designated Indebtedness Holder” (as hereinafter defined) that becomes a party heret
EX-99.(K)(5) 12 d794665dex99k5.htm GUARANTEE PLEDGE AND SECURITY AGREEMENT Exhibit (k)(5) GUARANTEE, PLEDGE AND SECURITY AGREEMENT dated as of October 31, 2014 among CREDIT SUISSE CORPORATE CREDIT SOLUTIONS, LLC, as Borrower The SUBSIDIARY GUARANTORS...Guarantee, Pledge and Security Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionGUARANTEE, PLEDGE AND SECURITY AGREEMENT, dated as of October 31, 2014 (as amended, supplemented, or otherwise modified from time to time, this “Agreement”), among Credit Suisse Corporate Credit Solutions, LLC , a limited liability company duly formed and validly existing under the laws of the State of Delaware (the “Borrower”), each other entity that becomes a “SUBSIDIARY GUARANTOR” after the date hereof pursuant to Section 7.05 hereof (collectively, the “Subsidiary Guarantors” and, together with the Borrower, the “Obligors”), and CAPITAL ONE, N.A., as administrative agent for the parties defined as “Lenders” under the Revolving Credit Facility referred to below (in such capacity, together with its successors in such capacity, the “Revolving Administrative Agent”) and as collateral agent for the Secured Parties hereinafter referred to (in such capacity, together with its successors in such capacity, the “Collateral Agent”).
GUARANTEE, PLEDGE AND SECURITY AGREEMENT dated as of February 21, 2019 among BARINGS BDC, INC., as Borrower, the SUBSIDIARY GUARANTORS party hereto, ING CAPITAL LLC, as Revolving Administrative Agent for the Revolving Lenders, each FINANCING AGENT and...Guarantee, Pledge and Security Agreement • May 9th, 2019 • Barings BDC, Inc. • New York
Contract Type FiledMay 9th, 2019 Company JurisdictionGUARANTEE, PLEDGE AND SECURITY AGREEMENT, dated as of February 21, 2019 (as amended, supplemented, or otherwise modified from time to time, this “Agreement”), among BARINGS BDC, INC., a corporation duly organized and validly existing under the laws of the State of Maryland (the “Borrower”), Energy Hardware Holdings, Inc., a corporation duly organized and validly existing under the laws of the State of Delaware (“Energy Hardware”) and each other entity that becomes a “SUBSIDIARY GUARANTOR” after the date hereof pursuant to Section 7.05 hereof (collectively with Energy Hardware, the “Subsidiary Guarantors” and, together with the Borrower, the “Obligors”), ING CAPITAL LLC, as administrative agent for the Revolving Lenders (as hereinafter defined) (in such capacity, together with its successors in such capacity, the “Revolving Administrative Agent”), each “Financing Agent” (as hereinafter defined) or “Designated Indebtedness Holder” (as hereinafter defined) that becomes a party hereto afte
AMENDED & RESTATED GUARANTEE, PLEDGE AND SECURITY AGREEMENT dated as of May 6, 2019 among SPECIAL VALUE CONTINUATION PARTNERS LLC, as Borrower, the SUBSIDIARY GUARANTORS party hereto, ING CAPITAL LLC, as Revolving Administrative Agent and ING CAPITAL...Guarantee, Pledge and Security Agreement • May 8th, 2019 • BlackRock TCP Capital Corp. • New York
Contract Type FiledMay 8th, 2019 Company JurisdictionAMENDED & RESTATED GUARANTEE, PLEDGE AND SECURITY AGREEMENT, dated as of May 6, 2019 (as amended, supplemented, or otherwise modified from time to time, this “Agreement”), among SPECIAL VALUE CONTINUATION PARTNERS LLC, a Delaware limited liability company (the “Borrower”), 36TH STREET CAPITAL PARTNERS HOLDINGS, LLC, a Delaware limited liability company (“36th Street”), and each other entity that becomes a “SUBSIDIARY GUARANTOR” after the Restatement Effective Date pursuant to Section 7.05 hereof (collectively with 36th Street, the “Subsidiary Guarantors” and, together with the Borrower, the “Obligors”), ING CAPITAL LLC, as administrative agent for the Revolving Lenders (as hereinafter defined) (in such capacity, together with its successors in such capacity, the “Revolving Administrative Agent”), and ING CAPITAL LLC, as collateral agent for the Secured Parties hereinafter referred to (in such capacity, together with its successors in such capacity, the “Collateral Agent”).
AMENDED AND RESTATED GUARANTEE, PLEDGE AND SECURITY AGREEMENT dated as of April 24, 2019 among FIDUS INVESTMENT CORPORATION, as Borrower, the SUBSIDIARY GUARANTORS party hereto, ING CAPITAL LLC, as Revolving Administrative Agent for the Revolving...Guarantee, Pledge and Security Agreement • April 24th, 2019 • FIDUS INVESTMENT Corp • New York
Contract Type FiledApril 24th, 2019 Company JurisdictionAMENDED AND RESTATED GUARANTEE, PLEDGE AND SECURITY AGREEMENT, dated as of April 24, 2019 (as amended, supplemented, or otherwise modified from time to time, this “Agreement”), among FIDUS INVESTMENT CORPORATION, a corporation duly organized and validly existing under the laws of the State of Maryland (the “Borrower”), FIDUS INVESTMENT HOLDINGS, INC., a corporation duly organized and validly existing under the laws of the State of Delaware (“FIH”), FCMGI, INC., a corporation duly organized and validly existing under the laws of the State of Delaware (“FCMGI”), BBRSS BLOCKER CORP., a corporation duly organized and validly existing under the laws of the State of Delaware (“BBRSS”) and FCDS CORP., a corporation duly organized and validly existing under the laws of the State of Delaware (“FCDS”), and each other entity that becomes a “SUBSIDIARY GUARANTOR” after the date hereof pursuant to Section 7.05 hereof (collectively with FIH, FCMGI, BBRSS and FCDS, the “Subsidiary Guarantors” and, to
ContractGuarantee, Pledge and Security Agreement • February 27th, 2019 • Barings BDC, Inc. • New York
Contract Type FiledFebruary 27th, 2019 Company Jurisdiction
Execution Version AMENDED AND RESTATED GUARANTEE, PLEDGE AND SECURITY AGREEMENT dated as of December 21, 2018 among CAPITAL SOUTHWEST CORPORATION, as Borrower, the SUBSIDIARY GUARANTORS party hereto, ING CAPITAL LLC, as Revolving Administrative Agent...Guarantee, Pledge and Security Agreement • December 21st, 2018 • Capital Southwest Corp • New York
Contract Type FiledDecember 21st, 2018 Company Jurisdiction
AMENDED AND RESTATED GUARANTEE, PLEDGE AND SECURITY AGREEMENT dated as of September 21, 2018 among ALCENTRA CAPITAL CORPORATION, as Borrower, The SUBSIDIARY GUARANTORS Party Hereto ING CAPITAL LLC, as Revolving Administrative Agent for the Revolving...Guarantee, Pledge and Security Agreement • September 24th, 2018 • Alcentra Capital Corp • New York
Contract Type FiledSeptember 24th, 2018 Company JurisdictionAMENDED AND RESTATED GUARANTEE, PLEDGE AND SECURITY AGREEMENT, dated as of September 21, 2018 (as amended, supplemented, or otherwise modified from time to time, this “Agreement”), among Alcentra Capital Corporation, a corporation duly organized and validly existing under the laws of the State of Maryland (the “Borrower”), Alcentra BDC Equity Holdings, LLC, a limited liability company duly organized and validly existing under the laws of the State of Delaware (the “Blocker Subsidiary”), each other entity that becomes a “SUBSIDIARY GUARANTOR” after the date hereof pursuant to Section 7.05 hereof (together with the Blocker Subsidiary, the “Subsidiary Guarantors” and, together with the Borrower and the Blocker Subsidiary, the “Obligors”), ING CAPITAL LLC, as administrative agent for the parties defined as “Lenders” under the Revolving Credit Agreement referred to below (in such capacity, together with its successors in such capacity, the “Revolving Administrative Agent”), each “Financing
GUARANTEE, PLEDGE AND SECURITY AGREEMENT dated as of February 26, 2018 among SPECIAL VALUE CONTINUATION PARTNERS, LP, as Borrower, the SUBSIDIARY GUARANTORS party hereto, ING CAPITAL LLC, as Revolving Administrative Agent and ING CAPITAL LLC, as...Guarantee, Pledge and Security Agreement • February 27th, 2018 • TCP Capital Corp. • New York
Contract Type FiledFebruary 27th, 2018 Company JurisdictionGUARANTEE, PLEDGE AND SECURITY AGREEMENT, dated as of February 26, 2018 (as amended, supplemented, or otherwise modified from time to time, this “Agreement”), among SPECIAL VALUE CONTINUATION PARTNERS, LP, a Delaware limited partnership (the “Borrower”), 36TH STREET CAPITAL PARTNERS HOLDINGS, LLC, a Delaware limited liability company, and each other entity that becomes a “SUBSIDIARY GUARANTOR” after the Effective Date pursuant to Section 7.05 hereof (collectively, the “Subsidiary Guarantors” and, together with the Borrower, the “Obligors”), ING CAPITAL LLC, as administrative agent for the parties defined as “Lenders” under the Revolving Credit Facility referred to below in such capacity, the “Revolving Administrative Agent”), and ING CAPITAL LLC, as collateral agent for the Secured Parties hereinafter referred to (in such capacity, together with its successors in such capacity, the “Collateral Agent”).
FORM OF AMENDMENT NO. 1 TO GUARANTEE, PLEDGE AND SECURITY AGREEMENT] AMENDMENT NO. 1 TO GUARANTEE, PLEDGE AND SECURITY AGREEMENTGuarantee, Pledge and Security Agreement • June 21st, 2017 • Capitala Finance Corp. • New York
Contract Type FiledJune 21st, 2017 Company JurisdictionThis AMENDMENT NO. 1 (this “Amendment”) dated as of June 16, 2017, is made with respect to the Guarantee, Pledge and Security Agreement, dated as of October 17, 2014 (as amended, restated, supplemented or otherwise modified from time to time, the “Security Agreement”), among CAPITALA FINANCE CORP., a Maryland corporation (the “Borrower”), the Subsidiary Guarantors from time to time party thereto, ING CAPITAL LLC (“ING”), as administrative agent for the Lenders under the Credit Agreement (in such capacity, together with its successors in such capacity, the “Administrative Agent”), each “Financing Agent” or “Designated Indebtedness Holder” (each as defined therein) from time to time party thereto, and ING, as collateral agent for the Secured Parties (in such capacity, together with its successors in such capacity, the “Collateral Agent”). Capitalized terms not otherwise defined herein shall have the meanings ascribed to them in the Security Agreement (as amended hereby).
GUARANTEE, PLEDGE AND SECURITY AGREEMENT dated as of August 30, 2016 among CAPITAL SOUTHWEST CORPORATION, as Borrower, the SUBSIDIARY GUARANTORS party hereto, ING CAPITAL LLC, as Revolving Administrative Agent for the Revolving Lenders, each FINANCING...Guarantee, Pledge and Security Agreement • September 2nd, 2016 • Capital Southwest Corp • New York
Contract Type FiledSeptember 2nd, 2016 Company JurisdictionGUARANTEE, PLEDGE AND SECURITY AGREEMENT, dated as of August 30, 2016 (as amended, supplemented, or otherwise modified from time to time, this “Agreement”), among CAPITAL SOUTHWEST CORPORATION, a corporation duly organized and validly existing under the laws of the State of Texas (the “Borrower”), CAPITAL SOUTHWEST EQUITY INVESTMENTS, INC., a corporation duly organized and validly existing under the laws of the State of Delaware (“CSWE”), CAPITAL SOUTHWEST MANAGEMENT CORPORATION, a corporation duly organized and validly existing under the laws of the State of Nevada (“CSWM”), and each other entity that becomes a “SUBSIDIARY GUARANTOR” after the date hereof pursuant to Section 7.05 hereof (collectively with CSWE and CSWM, the “Subsidiary Guarantors” and, together with the Borrower, the “Obligors”), ING CAPITAL LLC, as administrative agent for the Revolving Lenders (as hereinafter defined) (in such capacity, together with its successors in such capacity, the “Revolving Administrative Age
GUARANTEE, PLEDGE AND SECURITY AGREEMENT dated as of May 18, 2016 among BRYN MAWR FUNDING LLC, as Borrower The SUBSIDIARY GUARANTORS Party Hereto BARCLAYS BANK PLC, as Revolving Administrative Agent and BARCLAYS BANK PLC, as Collateral AgentGuarantee, Pledge and Security Agreement • May 24th, 2016 • FS Energy & Power Fund • New York
Contract Type FiledMay 24th, 2016 Company JurisdictionGUARANTEE, PLEDGE AND SECURITY AGREEMENT, dated as of May 18, 2016 (as amended, supplemented, or otherwise modified from time to time, this “Agreement”), among Bryn Mawr Funding LLC, a limited liability company duly organized and validly existing under the laws of the State of Delaware (the “Borrower”), each entity that becomes a “SUBSIDIARY GUARANTOR” after the date hereof pursuant to Section 6.05 hereof (collectively, the “Subsidiary Guarantors” and, together with the Borrower, the “Obligors”), BARCLAYS BANK PLC (“Barclays”), as administrative agent for the parties defined as “Lenders” under the Revolving Credit Facility referred to below (in such capacity, together with its successors in such capacity, the “Revolving Administrative Agent”) and Barclays, as collateral agent for the Secured Parties hereinafter referred to (in such capacity, together with its successors in such capacity, the “Collateral Agent”).
GUARANTEE, PLEDGE AND SECURITY AGREEMENT dated as of February 23, 2016 among FS INVESTMENT CORPORATION II, as Borrower The SUBSIDIARY GUARANTORS Party Hereto ING CAPITAL LLC, as Revolving Administrative Agent Each FINANCING AGENT and DESIGNATED...Guarantee, Pledge and Security Agreement • February 26th, 2016 • FS Investment Corp II • New York
Contract Type FiledFebruary 26th, 2016 Company Jurisdiction
GUARANTEE, PLEDGE AND SECURITY AGREEMENT dated as of October 31, 2014 among CREDIT SUISSE CORPORATE CREDIT SOLUTIONS, LLC, as Borrower The SUBSIDIARY GUARANTORS Party Hereto, and CAPITAL ONE, N.A., as Revolving Administrative Agent and Collateral AgentGuarantee, Pledge and Security Agreement • January 9th, 2015 • Credit Suisse Park View BDC, Inc. • New York
Contract Type FiledJanuary 9th, 2015 Company JurisdictionGUARANTEE, PLEDGE AND SECURITY AGREEMENT, dated as of October 31, 2014 (as amended, supplemented, or otherwise modified from time to time, this “Agreement”), among Credit Suisse Corporate Credit Solutions, LLC , a limited liability company duly formed and validly existing under the laws of the State of Delaware (the “Borrower”), each other entity that becomes a “SUBSIDIARY GUARANTOR” after the date hereof pursuant to Section 7.05 hereof (collectively, the “Subsidiary Guarantors” and, together with the Borrower, the “Obligors”), and CAPITAL ONE, N.A., as administrative agent for the parties defined as “Lenders” under the Revolving Credit Facility referred to below (in such capacity, together with its successors in such capacity, the “Revolving Administrative Agent”) and as collateral agent for the Secured Parties hereinafter referred to (in such capacity, together with its successors in such capacity, the “Collateral Agent”).
FORM OF GUARANTEE, PLEDGE AND SECURITY AGREEMENT] GUARANTEE, PLEDGE AND SECURITY AGREEMENT dated as of October 17, 2014 among CAPITALA FINANCE CORP., as Borrower, the SUBSIDIARY GUARANTORS party hereto, ING CAPITAL LLC, as Revolving Administrative...Guarantee, Pledge and Security Agreement • October 21st, 2014 • Capitala Finance Corp. • New York
Contract Type FiledOctober 21st, 2014 Company JurisdictionGUARANTEE, PLEDGE AND SECURITY AGREEMENT, dated as of October 17, 2014 (as amended, supplemented, or otherwise modified from time to time, this “Agreement”), among CAPITALA FINANCE CORP., a corporation duly organized and validly existing under the laws of the State of Maryland (the “Borrower”), and each entity that becomes a “SUBSIDIARY GUARANTOR” after the date hereof pursuant to Section 7.05 hereof (the “Subsidiary Guarantors” and, together with the Borrower, the “Obligors”), ING CAPITAL LLC, as administrative agent for the parties defined as “Lenders” under the Revolving Credit Agreement referred to below (in such capacity, together with its successors in such capacity, the “Revolving Administrative Agent”), each “Financing Agent” or “Designated Indebtedness Holder” that becomes a party hereto after the date hereof pursuant to Section 6.01 hereof and ING CAPITAL LLC, as collateral agent for the Secured Parties hereinafter referred to (in such capacity, together with its successors i
GUARANTEE, PLEDGE AND SECURITY AGREEMENT dated as of May 8, 2014 among ALCENTRA CAPITAL CORPORATION as Borrower The SUBSIDIARY GUARANTORS Party Hereto ING CAPITAL LLC as Revolving Administrative Agent for the Revolving Lenders ING CAPITAL LLC as Term...Guarantee, Pledge and Security Agreement • May 8th, 2014 • Alcentra Capital Corp • New York
Contract Type FiledMay 8th, 2014 Company JurisdictionGUARANTEE, PLEDGE AND SECURITY AGREEMENT, dated as of May 8, 2014 (as amended, supplemented, or otherwise modified from time to time, this “Agreement”), among Alcentra Capital Corporation, a corporation duly organized and validly existing under the laws of the State of Maryland (the “Borrower”), Alcentra BDC Equity Holdings, LLC, a limited liability company duly organized and validly existing under the laws of the State of Delaware (the “Blocker Subsidiary”), each other entity that becomes a “SUBSIDIARY GUARANTOR” after the date hereof pursuant to Section 7.05 hereof (together with the Blocker Subsidiary, the “Subsidiary Guarantors” and, together with the Borrower and the Blocker Subsidiary, the “Obligors”), ING CAPITAL LLC, as administrative agent for the parties defined as “Lenders” under the Revolving Credit Agreement referred to below (in such capacity, together with its successors in such capacity, the “Revolving Administrative Agent”), ING CAPITAL LLC, as the lender under the Ter
GUARANTEE, PLEDGE AND SECURITY AGREEMENT dated as of April 3, 2014 among FS INVESTMENT CORPORATION, as Borrower The SUBSIDIARY GUARANTORS Party Hereto ING CAPITAL LLC, as Revolving Administrative Agent Each FINANCING AGENT and DESIGNATED INDEBTEDNESS...Guarantee, Pledge and Security Agreement • April 4th, 2014 • FS Investment CORP • New York
Contract Type FiledApril 4th, 2014 Company JurisdictionGUARANTEE, PLEDGE AND SECURITY AGREEMENT, dated as of April 3, 2014 (as amended, supplemented, or otherwise modified from time to time, this “Agreement”), among FS Investment Corporation, a corporation duly organized and validly existing under the laws of the State of Maryland (the “Borrower”), IC American Energy Investments, Inc., a corporation duly organized and validly existing under the laws of the state of Delaware, FSIC Investments, Inc., a corporation duly organized and validly existing under the laws of the state of Delaware, each other entity that becomes a “SUBSIDIARY GUARANTOR” after the date hereof pursuant to Section 7.05 hereof (collectively, the “Subsidiary Guarantors” and, together with the Borrower, the “Obligors”), ING CAPITAL LLC, as administrative agent for the parties defined as “Lenders” under the Revolving Credit Facility referred to below (in such capacity, together with its successors in such capacity, the “Revolving Administrative Agent”), each “Financing Agen
GUARANTEE, PLEDGE AND SECURITY AGREEMENT dated as of August 4, 2011 among MEDLEY CAPITAL CORPORATION, as Borrower The SUBSIDIARY GUARANTORS Party Hereto ING CAPITAL LLC, as Administrative Agent Each FINANCING AGENT and DESIGNATED INDEBTEDNESS HOLDER...Guarantee, Pledge and Security Agreement • August 9th, 2011 • Medley Capital Corp • New York
Contract Type FiledAugust 9th, 2011 Company JurisdictionGUARANTEE, PLEDGE AND SECURITY AGREEMENT, dated as of August 4, 2011 (as amended, supplemented, or otherwise modified from time to time, this “Agreement”), among Medley Capital Corporation, a corporation duly organized and validly existing under the laws of the State of Delaware (the “Borrower”), MOF I BDC LLC, a Delaware limited liability company, and each other entity that becomes a “SUBSIDIARY GUARANTOR” after the date hereof pursuant to Section 7.05 hereof (collectively, the “Subsidiary Guarantors” and, together with the Borrower, the “Obligors”), ING CAPITAL LLC, as administrative agent for the parties defined as “Lenders” under the Credit Agreement referred to below (in such capacity, together with its successors in such capacity, the “Administrative Agent”), each “Financing Agent” or “Designated Indebtedness Holder” that becomes a party hereto after the date hereof pursuant to Section 6.01 hereof and ING CAPITAL LLC, as collateral agent for the Secured Parties hereinafter referr