Palm Harbor Homes, Inc. $86,406,000 ------------------------------------------- -------------------------------------Capital Southwest Corp • June 16th, 2000
JOINT FILING AGREEMENTJoint Filing Agreement • January 31st, 2003 • Capital Southwest Corp
JOINT FILING AGREEMENTJoint Filing Agreement • January 26th, 2005 • Capital Southwest Corp
Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1 (f) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Entities (as such term is defined in the Schedule 13G)...Joint Filing Agreement • January 14th, 2002 • Capital Southwest Corp
Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1 (f) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Entities (as such term is defined in the Schedule 13G)...Joint Filing Agreement • April 10th, 2003 • Capital Southwest Corp
In accordance with Rule 13d-1 (f) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Entities (as such term is defined in the Schedule 13G) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, $1.00 par value per share, of Capital Southwest, and that this Agreement be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts all of which taken together shall constitute one and the same instrument.
Twelve Largest Investments - March 31, 1999 Palm Harbor Homes, Inc. $125,682,000 ------------------------------------------------------------------ -------------- Palm Harbor Homes, Dallas, Texas, is an integrated manufactured housing company,...Capital Southwest Corp • June 25th, 1999
CUSTODY AGREEMENTCustody Agreement • September 8th, 2017 • Capital Southwest Corp • New York
This CUSTODY AGREEMENT (this “Agreement”) is dated as of August 30, 2016, and is by and between CAPITAL SOUTHWEST CORPORATION (and any successor or permitted assign, the “Company”), a corporation formed under the laws of the State of Texas, having its principal place of business at 5400 LBJ Freeway, Suite 1300, Dallas, TX 75240, and U.S. BANK NATIONAL ASSOCIATION (and any successor or permitted assign acting as custodian hereunder, the “Custodian”), a national banking association having a place of business at 8 Greenway Plaza, Suite 1100, Houston, TX 77046.
SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of August 9, 2021 among CAPITAL SOUTHWEST CORPORATION as Borrower The LENDERS Party Hereto ING CAPITAL LLC as Administrative Agent, Arranger and Bookrunner and TEXAS...Secured Revolving Credit Agreement • August 9th, 2021 • Capital Southwest Corp • New York
SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of August 9, 2021 (this “Agreement”), among CAPITAL SOUTHWEST CORPORATION, a Texas corporation (the “Borrower”), the LENDERS party hereto, solely with respect to Section 2.02(e)(ii), the DEPARTING LENDERS party hereto and ING CAPITAL LLC, as Administrative Agent, and TEXAS CAPITAL BANK, N.A., as documentation agent.
THIRD AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of August 2, 2023 among CAPITAL SOUTHWEST CORPORATION as Borrower The LENDERS Party Hereto ING CAPITAL LLC as Administrative Agent, Arranger and Bookrunner and TEXAS CAPITAL...Senior Secured Revolving Credit Agreement • August 2nd, 2023 • Capital Southwest Corp • New York
THIRD AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of August 2, 2023 (this “Agreement”), among CAPITAL SOUTHWEST CORPORATION, a Texas corporation (the “Borrower”), the LENDERS party hereto and ING CAPITAL LLC, as Administrative Agent, and TEXAS CAPITAL BANK, as documentation agent.
Capital Southwest Corporation Up to $250,000,000 Shares of Common Stock (par value $0.25 per share) THIRD AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • May 26th, 2021 • Capital Southwest Corp • New York
Capital Southwest Corporation, a Texas corporation (the “Company”), and [ ] (the “Manager”) confirm their agreement to amend and restate that certain Second Amended and Restated Equity Distribution Agreement, dated February 4, 2020, by and between the Company and the Manager, as amended to date (the “Second Amended and Restated Agreement”), which amended and restated that certain Amended and Restated Equity Distribution Agreement, dated August 20, 2019, by and between the Company and the Manager (the “Amended and Restated Agreement”), which amended and restated that certain Equity Distribution Agreement, dated March 4, 2019, by and between the Company and the Manager (the “Initial Agreement,” and together with the Second Amended and Restated Agreement and the Amended and Restated Agreement, the “Prior Agreements”) on the terms and conditions described below in this Third Amended and Restated Equity Distribution Agreement (this “Agreement”), as follows:
AGREEMENTSeverance Pay Agreement • July 19th, 2005 • Capital Southwest Corp
CAPITAL SOUTHWEST CORPORATION (a Texas Corporation) $62,500,000 7.75% Notes due 2028 UNDERWRITING AGREEMENT June 7, 2023Underwriting Agreement • June 8th, 2023 • Capital Southwest Corp • New York
Capital Southwest Corporation, a Texas corporation (the “Company”), confirms its agreement with the underwriters named in Schedule A hereto (the “Underwriters”), for whom Oppenheimer & Co. Inc. (“OpCo”) is acting as representative (in such capacity, the “Representative”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly (the “Offering”), of $62,500,000 aggregate principal amount of 7.75% Notes due 2028 (the “Initial Securities”), as set forth on Schedule A hereto, and with respect to the grant by the Company to the Underwriters of the option described in Section 2(b) hereof to purchase all or any part of $9,375,000 aggregate principal amount of Notes (the “Option Securities”) to cover over-allotments, if any. The Initial Securities to be purchased by the Underwriters and all or any part of the Option Securities are hereinafter called, collectively, the “Securities.” In the event that only one Underwriter is listed
Execution Version AMENDED AND RESTATED GUARANTEE, PLEDGE AND SECURITY AGREEMENT dated as of December 21, 2018 among CAPITAL SOUTHWEST CORPORATION, as Borrower, the SUBSIDIARY GUARANTORS party hereto, ING CAPITAL LLC, as Revolving Administrative Agent...Guarantee, Pledge and Security Agreement • December 21st, 2018 • Capital Southwest Corp • New York
LOAN FINANCING AND SERVICING AGREEMENT dated as of March 20, 2024 CAPITAL SOUTHWEST SPV LLC, as Borrower CAPITAL SOUTHWEST CORPORATION, as Equityholder and as Servicer, THE LENDERS FROM TIME TO TIME PARTIES HERETO, DEUTSCHE BANK AG, NEW YORK BRANCH,...Financing and Servicing Agreement • March 21st, 2024 • Capital Southwest Corp • New York
THIS LOAN FINANCING AND SERVICING AGREEMENT is made and entered into as of March 20, 2024, among CAPITAL SOUTHWEST SPV LLC, a Delaware limited liability company (the “Borrower”), CAPITAL SOUTHWEST CORPORATION, a Texas corporation, as equityholder (in such capacity, together with its successors and permitted assigns in such capacity, the “Equityholder”), the SERVICER (as hereinafter defined), each LENDER (as hereinafter defined) FROM TIME TO TIME PARTY HERETO, U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Collateral Agent (as hereinafter defined), U.S. BANK NATIONAL ASSOCIATION, as Collateral Custodian (as hereinafter defined), and DEUTSCHE BANK AG, NEW YORK BRANCH, as Facility Agent (in such capacity, together with its successors and permitted assigns in such capacity, the “Facility Agent”).
50,000,000 Aggregate Principal Amount 5.95% Notes due 2022 UNDERWRITING AGREEMENT New York, New York December 12, 2017Underwriting Agreement • December 15th, 2017 • Capital Southwest Corp • New York
Capital Southwest Corporation, a Texas corporation (the “Company”), confirms its agreement with Keefe, Bruyette & Woods, Inc. and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters”, which term shall also include any underwriter substituted as hereinafter provided in Section 9 hereof), for whom Keefe, Bruyette & Woods, Inc. is acting as representative (in such capacity, the “Representative”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of $50,000,000 aggregate principal amount of 5.95% Notes due 2022 (the “Securities”) of the Company, and with respect to the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase Option Securities (as hereinafter defined). The Securities will be issued under an indenture, dated as of October 23, 2017 (the “Base Indenture”), between the Company and U.S. Bank N
Capital Southwest Corporation Up to $50,000,000 Shares of Common Stock (par value $0.25 per share) EQUITY DISTRIBUTION AGREEMENTTerms Agreement • March 4th, 2019 • Capital Southwest Corp • New York
Capital Southwest Corporation, a Texas corporation (the “Company”), confirms its agreement (this “Agreement”) with [●] (the “Manager”), as follows:
DISTRIBUTION AGREEMENT BY AND BETWEEN CAPITAL SOUTHWEST CORPORATION AND CSW INDUSTRIALS, INC. DATED AS OF SEPTEMBER 8, 2015Distribution Agreement • September 14th, 2015 • Capital Southwest Corp • Delaware
This Distribution Agreement (this “Agreement”) is dated as of September 8, 2015, by and between Capital Southwest Corporation, a Texas corporation (“Capital Southwest”), and CSW Industrials, Inc., a Delaware corporation and a wholly-owned subsidiary of Capital Southwest (“CSWI” and, together with Capital Southwest, the “Parties”).
CAPITAL SOUTHWEST CORPORATION (a Texas Corporation) $50,000,000 3.375% Notes due 2026 UNDERWRITING AGREEMENT November 4, 2021Capital Southwest Corp • November 9th, 2021 • New York
The Securities will be issued under an indenture dated as of October 23, 2017 (the “Base Indenture”), as supplemented by the Fourth Supplemental Indenture, dated as of August 27, 2021 (the “Fourth Supplemental Indenture” and, collectively with the Base Indenture, the “Indenture”), between the Company and U.S. Bank National Association, as trustee (the “Trustee”). The Securities will be issued to Cede & Co. as nominee of the Depository Trust Company (“DTC”) pursuant to a blanket letter of representations (the “DTC Agreement”) between the Company and DTC. The Company understands that the Underwriters propose to make a public offering of the Securities as soon as the Underwriters deem advisable after this Agreement has been executed and delivered.
FOURTH SUPPLEMENTAL INDENTURE between CAPITAL SOUTHWEST CORPORATION and as Trustee Dated as of August 27, 2021Fourth Supplemental Indenture • August 27th, 2021 • Capital Southwest Corp • New York
THIS FOURTH SUPPLEMENTAL INDENTURE (this “Fourth Supplemental Indenture”), dated as of August 27, 2021, is between Capital Southwest Corporation, a Texas corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).
SECOND AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENT OFLimited Liability Company Operating Agreement • March 12th, 2021 • Capital Southwest Corp • Delaware
THIS SECOND AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENT (the “Agreement”) of I-45 SLF LLC (the “Company”) dated as of March 11, 2021 is entered into by and among the Persons executing this Agreement and those other Persons who become Members of the Company from time to time, as hereinafter provided. This Agreement amends and restates, and supersedes the limited liability operating agreement entered into on April 14, 2017 as set forth herein.
capital southwest corporation INDEMNIFICATION AGREEMENTIndemnification Agreement • November 7th, 2017 • Capital Southwest Corp • Texas
This Indemnification Agreement (this “Agreement”) is made and entered into as of the ______ day of ________________ 20___, by and between Capital Southwest Corporation, a Texas corporation (the “Corporation”), and ________________ (“Indemnitee”).
Capital Southwest Corporation FIFTH AMENDMENT TO AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • October 30th, 2024 • Capital Southwest Corp
FIFTH AMENDMENT TO AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENT, dated as of October 30, 2024 (this “Fifth Amendment”), by and between Capital Southwest Corporation, a Texas corporation (the “Company”), and [ ] (the “Manager”).
hereto agree that compliance with the limitations set forth in this Section 1 regarding the Maximum Amount of Shares issued and sold pursuant to this Agreement, the Alternative Equity Distribution Agreements, any Terms Agreement and any Alternative...Equity Distribution Agreement • August 20th, 2019 • Capital Southwest Corp • New York
CAPITAL SOUTHWEST CORPORATION Amended and Restated Cash Incentive Award AgreementCash Incentive Award Agreement • November 9th, 2015 • Capital Southwest Corp • Texas
This Amended and Restated Cash Incentive Award Agreement (this “Agreement”) is entered into as of _______, 2015 (the “Effective Date”), between Capital Southwest Corporation (the “Company”), and ____________________ (the “Executive”).
INCREMENTAL COMMITMENT AND ASSUMPTION AGREEMENT dated as of December 7, 2023, made by CAPITAL SOUTHWEST CORPORATION, as Borrower, CAPITAL SOUTHWEST EQUITY INVESTMENTS, INC, as a Subsidiary Guarantor, THE ASSUMING LENDER PARTY HERETO, as Assuming...Incremental Commitment and Assumption Agreement • December 7th, 2023 • Capital Southwest Corp • New York
INCREMENTAL COMMITMENT AND ASSUMPTION AGREEMENT, dated as of December 7, 2023 (this “Agreement”), among CAPITAL SOUTHWEST CORPORATION, a Texas corporation (the “Borrower”), CAPITAL SOUTHWEST EQUITY INVESTMENTS, INC., a Delaware corporation (the “Subsidiary Guarantor”), ING CAPITAL LLC (“ING”), in its capacity as Administrative Agent and Issuing Bank, and the financial institution listed on Schedule 1 hereto, as assuming lender (in such capacity, the “Assuming Lender”) and as an Extending Lender, relating to the THIRD AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT, dated as of August 2, 2023 (as amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”), among the Borrower, the Administrative Agent and the Lenders from time to time party thereto.
Capital Southwest Corporation SECOND AMENDMENT TO THIRD AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • November 2nd, 2021 • Capital Southwest Corp • New York
SECOND AMENDMENT TO THIRD AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENT, dated as of November 2, 2021 (this “Second Amendment”), by and between Capital Southwest Corporation, a Texas corporation (the “Company”), and [ ] (the “Manager”).
INCREMENTAL ASSUMPTION AGREEMENT dated as of April 16, 2018, made by HITACHI CAPITAL AMERICA CORP., as Assuming Lender, relating to the SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of August 30, 2016, among CAPITAL SOUTHWEST CORPORATION, as...Incremental Assumption Agreement • April 17th, 2018 • Capital Southwest Corp • New York
INCREMENTAL ASSUMPTION AGREEMENT, dated as of April 16, 2018 (this “Assumption Agreement”), by and among CAPITAL SOUTHWEST CORPORATION (the “Borrower”), ING CAPITAL LLC (“ING”), in its capacity as Administrative Agent (in such capacity, the “Administrative Agent”), and HITACHI CAPITAL AMERICA CORP. (the “Assuming Lender”), relating to the SENIOR SECURED REVOLVING CREDIT AGREEMENT, dated as of August 30, 2016 (as amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”), among the Borrower, the Administrative Agent, the several lenders from time to time party to the Credit Agreement and TEXAS CAPITAL BANK, N.A., as documentation agent.
Capital Southwest Corporation THIRD AMENDMENT TO THIRD AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • August 2nd, 2022 • Capital Southwest Corp • New York
THIRD AMENDMENT TO THIRD AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENT, dated as of August 2, 2022 (this “Third Amendment”), by and between Capital Southwest Corporation, a Texas corporation (the “Company”), and [ ] (the “Manager”).
CAPITAL SOUTHWEST CORPORATION Amended and Restated Restricted Stock AgreementRestricted Stock Agreement • November 9th, 2015 • Capital Southwest Corp • Texas
WHEREAS, the Capital Southwest Corporation (the “Company”) and __________ (the “Holder”) currently are parties to a Restricted Stock Agreement, dated __________ (the “Prior Agreement”), whereby the Company granted restricted stock to the Holder under the Capital Southwest Corporation 2010 Restricted Stock Award Plan (the “Plan”);
CAPITAL SOUTHWEST CORPORATION AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee SIXTH SUPPLEMENTAL INDENTURE Dated as of November 8, 2024 to INDENTURE Dated as of October 23, 2017 5.125% Convertible Notes due 2029Capital Southwest Corp • November 8th, 2024 • New York
THIS SIXTH SUPPLEMENTAL INDENTURE dated as of November 8, 2024 (this “Supplemental Indenture”) between CAPITAL SOUTHWEST CORPORATION, a Texas corporation, as issuer (the “Company,” as more fully set forth in Section 1.01) and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, a national banking association, as successor in interest to U.S. BANK NATIONAL ASSOCIATION, as trustee (the “Trustee,” as more fully set forth in Section 1.01), supplementing the Indenture dated as of October 23, 2017 between the Company and the Trustee (the “Base Indenture” and the Base Indenture, as amended and supplemented by this Supplemental Indenture, and as it may be further amended or supplemented from time to time with respect to the Notes, the “Indenture”).
Amended And Restated EMPLOYEE MATTERS AGREEMENT BY AND BETWEEN CAPITAL SOUTHWEST CORPORATION AND CSW INDUSTRIALS, INC. DATED AS OF SEPTEMBER 4, 2015Employee Matters Agreement • September 14th, 2015 • Capital Southwest Corp • Delaware
SECOND SUPPLEMENTAL INDENTURE between CAPITAL SOUTHWEST CORPORATION and as TrusteeSupplemental Indenture • September 27th, 2019 • Capital Southwest Corp • New York
THIS SECOND SUPPLEMENTAL INDENTURE (this “Second Supplemental Indenture”), dated as of September 27, 2019, is between Capital Southwest Corporation, a Texas corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).
INCREMENTAL ASSUMPTION AGREEMENT dated as of March 19, 2020, made byIncremental Assumption Agreement • March 19th, 2020 • Capital Southwest Corp • New York
INCREMENTAL ASSUMPTION AGREEMENT, dated as of March 19, 2020 (this “Assumption Agreement”), by and among CAPITAL SOUTHWEST CORPORATION (the “Borrower”), ING CAPITAL LLC (“ING”), in its capacity as Administrative Agent (in such capacity, the “Administrative Agent”) and as Issuing Bank (in such capacity, the “Issuing Bank”), and Hancock Whitney bank (the “Assuming Lender”), relating to the AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT, dated as of December 21, 2018 (as amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”), among the Borrower, the Administrative Agent, the several lenders from time to time party to the Credit Agreement and TEXAS CAPITAL BANK, N.A., as documentation agent.
CAPITAL SOUTHWEST CORPORATION 2,203,857 Shares of Common Stock UNDERWRITING AGREEMENTCapital Southwest Corp • November 17th, 2022 • New York
Capital Southwest Corporation, a Texas corporation (the “Company”), is entering into this agreement (this “Agreement”) with Raymond James & Associates, Inc. (“Raymond James”) and each of the other underwriters named in Exhibit A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Raymond James is acting as representative (in such capacity, the “Representative”), with respect to the issue and sale by the Company of 2,203,857 shares (the “Initial Securities”) of the Company’s common stock, par value $0.25 per share (the “Common Stock”), and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of Initial Securities set forth in Exhibit A hereto, and with respect to the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of up to 330,579 additional s
CAPITAL SOUTHWEST CORPORATION Amended and Restated Restricted Stock Award AgreementRestricted Stock Award Agreement • November 9th, 2015 • Capital Southwest Corp • Texas
WHEREAS, the Capital Southwest Corporation (the “Company”) and __________ (the “Holder”) currently are parties to a Restricted Stock Award Agreement, dated August 28, 2014, which was amended and restated on September 9, 2015 (the “Prior Agreement”), whereby the Company granted restricted stock to the Holder under the Capital Southwest Corporation 2010 Restricted Stock Award Plan (the “Plan”);
