NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT Centerstone Investors Fund Centerstone International FundOperating Expenses Limitation Agreement • March 3rd, 2021 • Northern Lights Fund Trust Iii • New York
Contract Type FiledMarch 3rd, 2021 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 23rd day of November, 2020, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Centerstone Investors Fund and Centerstone International Fund (collectively, the “Funds”) a series of the Trust, and the Advisor of the Funds, CENTERSTONE INVESTORS, LLC, (the “Advisor”).
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT ACM TACTICAL INCOME FUNDOperating Expenses Limitation Agreement • December 21st, 2018 • Northern Lights Fund Trust Iii • New York
Contract Type FiledDecember 21st, 2018 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 28th day of November, 2018, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the ACM Tactical Income Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Ascendant Capital Management, LLC, (the “Advisor”).
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT COUNTERPOINT TACTICAL HY MUNICIPAL FUNDOperating Expenses Limitation Agreement • May 1st, 2018 • Northern Lights Fund Trust Iii • New York
Contract Type FiledMay 1st, 2018 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 20th day of February, 2018, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Counterpoint Tactical HY Municipal Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Counterpoint Mutual Funds, LLC, (the “Advisor”).
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT COUNTERPOINT LONG-SHORT EQUITY FUNDOperating Expenses Limitation Agreement • July 14th, 2017 • Northern Lights Fund Trust Iii • New York
Contract Type FiledJuly 14th, 2017 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 31st day of May, 2017, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Counterpoint Long-Short Equity Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Counterpoint Mutual Funds, LLC, (the “Advisor”).
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT BOYD WATTERSON LIMITED DURATION ENHANCED INCOME FUNDOperating Expenses Limitation Agreement • June 17th, 2016 • Northern Lights Fund Trust Iii • New York
Contract Type FiledJune 17th, 2016 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 24th day of May, 2016, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Boyd Watterson Limited Duration Enhanced Income Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Boyd Watterson Asset Management, LLC, an Ohio limited liability company (the “Advisor”).
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT SWAN DEFINED RISK FOREIGN DEVELOPED FUND SWAN DEFINED RISK U.S. SMALL CAP FUNDOperating Expenses Limitation Agreement • October 27th, 2015 • Northern Lights Fund Trust Iii • New York
Contract Type FiledOctober 27th, 2015 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 27th day of August, 2015, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Swan Defined Risk Foreign Developed Fund and Swan Defined Risk U.S. Small Cap Fund (each the “Fund”, together the “Funds”) series of the Trust, and the Advisor of the Fund, Swan Capital Management, LLC, (the “Advisor”).
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT PINNACLE SHERMAN MULTI-STRATEGY CORE FUNDOperating Expenses Limitation Agreement • September 3rd, 2015 • Northern Lights Fund Trust Iii • New York
Contract Type FiledSeptember 3rd, 2015 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 27th day of August, 2015, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Pinnacle Sherman Multi-Strategy Core Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Pinnacle Family Advisors, LLC, (the “Advisor”).
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT NEWFOUND RISK MANAGED U.S. SECTORS FUNDOperating Expenses Limitation Agreement • June 2nd, 2015 • Northern Lights Fund Trust Iii • New York
Contract Type FiledJune 2nd, 2015 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 28th day of May, 2015, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Newfound Risk Managed U.S. Sectors Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Newfound Research LLC, (the “Advisor”).
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT GOOD HARBOR TACTICAL CORE INTERNATIONAL EMERGING MARKETS FUNDOperating Expenses Limitation Agreement • December 11th, 2013 • Northern Lights Fund Trust Iii • New York
Contract Type FiledDecember 11th, 2013 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 21st day of November, 2013, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Good Harbor Tactical Core International Emerging Markets Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Good Harbor Financial, LLC (the “Advisor”).