FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGERAgreement and Plan of Merger • March 18th, 2014 • Summit Financial Services Group Inc • Security brokers, dealers & flotation companies • Florida
Contract Type FiledMarch 18th, 2014 Company Industry JurisdictionThis FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER (this “Amendment”) is made and entered into as of March 17, 2014, by and among RCS Capital Corporation, a Delaware corporation (“Parent”), Dolphin Acquisition, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Parent (“Merger Sub”), and Summit Financial Services Group, Inc., a Florida corporation (the “Company”), and amends that certain Agreement and Plan of Merger, dated as of November 16, 2013, by and among Parent, Merger Sub and the Company (the “Merger Agreement”). Capitalized terms used in this Amendment and not defined herein shall have the meanings given to such terms in the Merger Agreement.
AGREEMENT AND PLAN OF MERGER By and Among RCS Capital Corporation, DOLPHIN ACQUISITION, LLC, and SUMMIT FINANCIAL SERVICES GROUP, INC. Dated as of November 16, 2013Agreement and Plan of Merger • November 18th, 2013 • Summit Financial Services Group Inc • Security brokers, dealers & flotation companies • Florida
Contract Type FiledNovember 18th, 2013 Company Industry JurisdictionTHIS AGREEMENT AND PLAN OF MERGER, dated as of November 16, 2013 (as it may be amended or supplemented, this “Agreement”), is made by and among RCS Capital Corporation, a Delaware corporation (“Parent”), Dolphin Acquisition, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Parent (“Merger Sub”) and Summit Financial Services Group, Inc., a Florida corporation (the “Company”).
AGREEMENT AND PLAN OF MERGER By and Among RCS CAPITAL CORPORATION, ZOE ACQUISITION, LLC, and INVESTORS CAPITAL HOLDINGS, LTD. Dated as of October 27, 2013Agreement and Plan of Merger • October 28th, 2013 • Investors Capital Holdings LTD • Investors, nec • Delaware
Contract Type FiledOctober 28th, 2013 Company Industry JurisdictionTHIS AGREEMENT AND PLAN OF MERGER, dated as of October 27, 2013 (this “Agreement”), is made by and among RCS Capital Corporation, a Delaware corporation (“Parent”), Zoe Acquisition, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Parent (“Merger Sub”), and Investors Capital Holdings, Ltd., a Delaware corporation (the “Company”).
AGREEMENT AND PLAN OF MERGER By and Among RCS Capital Corporation, ZOE ACQUISITION, LLC, and Investors Capital Holdings, Ltd. Dated as of October 27, 2013Agreement and Plan of Merger • October 28th, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledOctober 28th, 2013 Company Industry JurisdictionTHIS AGREEMENT AND PLAN OF MERGER, dated as of October 27, 2013 (this “Agreement”), is made by and among RCS Capital Corporation, a Delaware corporation (“Parent”), Zoe Acquisition, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Parent (“Merger Sub”), and Investors Capital Holdings, Ltd., a Delaware corporation (the “Company”).