Common Contracts

AGREEMENT FOR PRIME BROKERAGE CLEARANCE SERVICES

Agreement for Prime Brokerage Clearance Services • January 9th, 2013 • New York

• Contract Type
  Agreement for Prime Brokerage Clearance Services
• Filed
  January 9th, 2013
• Jurisdiction
  New York

This Agreement sets forth the terms and conditions under which Bolton Global Capital, Inc., its successors and assigns (the "Executing Broker") will accept your instructions to execute securities transactions for your account and clear such transactions through the facilities of Pershing LLC (“Pershing”) pursuant to the fully disclosed clearing agreement between Executing Broker and Pershing with such broker-dealer as you may designate, from time to time, as your prime broker ("Prime Broker"), provided that Pershing has entered into a Prime Brokerage Agreement with such broker-dealer with respect to your prime brokerage transactions (hereinafter referred to as "Prime Brokerage Transaction(s) ").