AGREEMENT FOR PRIME BROKERAGE CLEARANCE SERVICESAgreement for Prime Brokerage Clearance Services • February 4th, 2011 • New York
For the avoidance of doubt, the Clearing Broker is either (i) an executing self-clearing firm or (ii) the clearing firm of an introducing broker acting as an executing broker.
AGREEMENT FOR PRIME BROKERAGE CLEARANCE SERVICESAgreement for Prime Brokerage Clearance Services • July 26th, 2010 • New York
, its successors and assignees (the "Clearing Broker") will clear securities transactions for Customer (hereinafter, “Customer”) with such broker-dealer as Customer may designate, from time to time, as Customer’s prime broker ("Prime Broker"), provided that the Clearing Broker has entered into a Prime Brokerage Agreement with such broker-dealer with respect to Prime Brokerage transactions (hereinafter referred to as "Prime Brokerage Transactions(s)").
AGREEMENT FOR PRIME BROKERAGE CLEARANCE SERVICESAgreement for Prime Brokerage Clearance Services • April 4th, 2005 • New York
[insert name of executing broker], its successors and assigns (the “Executing Broker”) will clear your securities transactions through the facilities of Pershing LLC (“Pershing”) pursuant to the fully disclosed clearing agreement between Executing Broker and Pershing with such broker-dealer as you may designate, from time to time, as your prime broker (“Prime Broker”), provided that Pershing has entered into a Prime Brokerage Agreement with such broker-dealer with respect to your prime brokerage transactions (hereinafter referred to as “Prime Brokerage Transaction(s)”).
AGREEMENT FOR PRIME BROKERAGE CLEARANCE SERVICESAgreement for Prime Brokerage Clearance Services • January 9th, 2013 • New York
This Agreement sets forth the terms and conditions under which Bolton Global Capital, Inc., its successors and assigns (the "Executing Broker") will accept your instructions to execute securities transactions for your account and clear such transactions through the facilities of Pershing LLC (“Pershing”) pursuant to the fully disclosed clearing agreement between Executing Broker and Pershing with such broker-dealer as you may designate, from time to time, as your prime broker ("Prime Broker"), provided that Pershing has entered into a Prime Brokerage Agreement with such broker-dealer with respect to your prime brokerage transactions (hereinafter referred to as "Prime Brokerage Transaction(s) ").
AGREEMENT FOR PRIME BROKERAGE CLEARANCE SERVICESAgreement for Prime Brokerage Clearance Services • June 30th, 1999 • Caldwell & Orkin Funds Inc • New York
