Mr. Siping Xu Chief Executive Officer MDJM LTD Fernie Castle, Letham Cupar, Fife, KY15 7RU United Kingdom Dear Mr. Xu:Placement Agent Agreement • September 19th, 2024 • MDJM LTD • Real estate agents & managers (for others) • New York
Contract Type FiledSeptember 19th, 2024 Company Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and MDJM LTD, a Cayman Islands company (the “Company”), that Maxim shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed private placement (the “Placement”) of ordinary shares (the “Shares”) of the Company, par value $0.001 per share (the “Ordinary Shares”), Series A warrants to purchase Ordinary Shares (the “Series A Warrants”) and Series B warrants to purchase Ordinary Shares (the “Series B Warrants,” collectively with the Series A Warrants, the “Warrants,” and the shares issuable upon exercise of the Warrants, the “Warrant Shares” and the Shares, Warrants and Warrant Shares, collectively, the “Securities”). The terms of the Placement shall be mutually agreed upon by the Company, Maxim and the purchasers of the Securities (each, a “Purchaser” and collectively, the “Purchasers”) and nothing here
Mrs. Yefang Zhang Chief Executive Officer Farmmi, Inc. Fl 1, Building No. 1, 888 Tianning Street, Liandu District Lishui, Zhejiang Province 323000 People’s Republic of China Dear Mrs. Zhang:Placement Agent Agreement • August 27th, 2024 • Farmmi, Inc. • Canned, fruits, veg, preserves, jams & jellies • New York
Contract Type FiledAugust 27th, 2024 Company Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Farmmi, Inc., a company incorporated under the laws of the Cayman Islands (the “Company”), that Maxim shall serve as the exclusive placement agent for the Company, on a “commercially reasonable efforts” basis, in connection with the proposed registered offering (the “Registered Placement”) of the Company’s ordinary shares, par value $0.20 (the “Ordinary Shares” and such offered Ordinary Shares, the “Shares”) and pre-funded warrants to purchase Ordinary Shares (the “Pre-Funded Warrants”), and concurrent private placement (the “Private Placement” and together with the Registered Placement, the “Placement”) of Series A warrants to purchase Ordinary Shares (the “Series A Warrants”, or the “Common Warrants”, collectively with the Pre-Funded Warrants, the “Warrants,” and the shares issuable upon exercise of the Warrants, the “Warrant Shares” and the Shares, Warrants and Warr
Mr. Wangfeng Yan Chief Executive Officer Tantech Holdings Ltd.Placement Agent Agreement • April 26th, 2024 • Tantech Holdings LTD • Industrial organic chemicals • New York
Contract Type FiledApril 26th, 2024 Company Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Tantech Holdings Ltd., a British Virgin Islands company (the “Company”), that Maxim shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed private placement (the “Placement”) of shares (the “Shares”) of the Company’s common shares, par value $0.24 (the “Common Stock”), pre-funded warrants to purchase Common Stock (the “Pre-Funded Warrants”), Series A warrants to purchase Common Stock (the “Series A Warrants”) and Series B warrants to purchase Common Stock (the “Series B Warrants”, collectively with the Series A Warrants, the “Common Warrants”, collectively with the Pre-Funded Warrants, the “Warrants,” and the shares issuable upon exercise of the Warrants, the “Warrant Shares” and the Shares, Warrants and Warrant Shares, collectively, the “Securities”). The terms of the Placement shall be mutua
Mr. Gareth Genner Chief Executive Officer T Stamp Inc.Placement Agent Agreement • April 4th, 2024 • T Stamp Inc • Services-prepackaged software • New York
Contract Type FiledApril 4th, 2024 Company Industry Jurisdiction
Mr. David Ly Chief Executive Officer and Chairman Iveda Solutions, Inc.Placement Agent Agreement • August 12th, 2022 • Iveda Solutions, Inc. • Services-prepackaged software • New York
Contract Type FiledAugust 12th, 2022 Company Industry Jurisdiction
Mr. Gerald Proehl President and Chief Executive Officer Dermata Therapeutics, Inc.Placement Agent Agreement • April 25th, 2022 • Dermata Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledApril 25th, 2022 Company Industry Jurisdiction
Guardforce AI Co., LimitedPlacement Agent Agreement • January 21st, 2022 • Guardforce AI Co., LTD • Services-detective, guard & armored car services • New York
Contract Type FiledJanuary 21st, 2022 Company Industry Jurisdiction