Common Contracts
1 similar Prime Brokerage Agreement contracts
Summary of Agreement for Prime BrokeragePrime Brokerage Agreement • November 7th, 2024
Pershing LLC (“Pershing”) has agreed to act as prime broker for Leverage Shares plc (the “Client”), in accordance with the terms of the Agreement for Prime Brokerage (the “Agreement”) entered into between the Client and the Pershing. Subject to the terms of the Agreement and in accordance with the letter dated January 25, 1994 from the Division of Market Regulation of the Securities and Exchange Commission (or, if applicable, any subsequent amending or superseding letter or order, rule or regulation), Pershing agrees to (i) open and maintain accounts for the Client (the “Account”) and execute transactions therein, (ii) perform certain settlement and clearance services in connection with transactions in such accounts, and (iii) perform other services in support thereof. Pershing is a FINRA member broker-dealer registered with the U.S. Securities and Exchange Commission (“SEC”) and is subject to the laws, rules and regulations, of all U.S. and if applicable, non-U.S., federal state and l
