FIRST WESTERN FINANCIAL, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 9th, 2018 • First Western Financial Inc • State commercial banks • New York
Contract Type FiledJuly 9th, 2018 Company Industry Jurisdictionpart, the economic consequence of ownership of the Common Stock, whether any such swap, hedge or transaction is to be settled by delivery of Common Stock or other securities, in cash or otherwise, or (iii) publicly disclose the intention to make any such offer, pledge, sale or disposition, or to enter into any such swap, hedge, transaction or other arrangement. For the avoidance of doubt, if the undersigned is an officer or director of the Company, the undersigned acknowledges that the foregoing shall be applicable to any shares of Common Stock the undersigned may purchase through the directed share program of the Offering.
●] Shares EQUITY BANCSHARES, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 2nd, 2015 • Equity Bancshares Inc • State commercial banks • New York
Contract Type FiledNovember 2nd, 2015 Company Industry JurisdictionThis press release is not an offer or sale of the securities in the United States or in any other jurisdiction where such offer or sale is prohibited, and such securities may not be offered or sold in the United States absent registration or an exemption from registration under the United States Securities Act of 1933, as amended.
7,000,000 Shares NATIONAL AMERICAN UNIVERSITY HOLDINGS, INC. Common Stock FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • May 11th, 2010 • National American University Holdings, Inc. • Services-educational services • Delaware
Contract Type FiledMay 11th, 2010 Company Industry JurisdictionNational American University Holdings, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”) for whom you are acting as Representatives (the “Representatives”), and certain shareholders of the Company named in Schedule II hereto (the “Selling Shareholders”) severally propose to sell to the several Underwriters, an aggregate of 7,000,000 shares (the “Firm Shares”) of the common stock, par value $0.0001 per share, of the Company (“Common Stock”), of which 3,500,000 shares are to be issued and sold by the Company and 3,500,000 shares are to be sold by the Selling Shareholders in the respective amounts set forth opposite their respective names in Schedule II hereto. The Company also proposes to sell to the several Underwriters, for the sole purpose of covering over-allotments in connection with the sale of the Firm Shares, at the option of the Underwriters, up to an additional 1,050,000 shares of
8,500,000 Shares of Common Stock CYPRESS SHARPRIDGE INVESTMENTS, INC. UNDERWRITING AGREEMENT June [—], 2009Underwriting Agreement • June 2nd, 2009 • Cypress Sharpridge Investments, Inc. • Real estate investment trusts • New York
Contract Type FiledJune 2nd, 2009 Company Industry JurisdictionCypress Sharpridge Investments, Inc., a corporation organized and existing under the laws of Maryland (the “Company”), which is externally managed and advised by Cypress Sharpridge Advisors LLC, a limited liability company organized and existing under the laws of Delaware (the “Manager”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 8,500,000 shares (the “Firm Shares”) of its Common Stock, par value $0.01 per share (the “Common Stock”). At the option of the Underwriters, the Company also proposes to issue and sell to the Underwriters up to an additional 1,275,000 shares of Common Stock (the “Additional Shares” and together with the Firm Shares, the “Shares”). Barclays Capital Inc. is acting as the sole book-running manager (the “Representative”) in connection with the offering and sale of the Shares contemplated herein (the “Offering”).
5,150,000 Shares NCI, INC. Class A Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 24th, 2005 • NCI, Inc. • Services-computer integrated systems design • Maryland
Contract Type FiledOctober 24th, 2005 Company Industry Jurisdictionregistration or qualification of or with any such court or governmental agency or body is required for the issuance and sale of the Shares to be sold by the Company hereunder or the consummation by the Company of the transactions contemplated by the Agreement, except the registration under the Securities Act of the Shares and such consents, approvals, authorizations, registrations or qualifications as may be required under state securities or Blue Sky laws in connection with the purchase and distribution of the Shares by the Underwriters;