FORM OF SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • September 1st, 2021 • First Western Financial Inc • State commercial banks • New York
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of August 31, 2021, and is made by and between First Western Financial, Inc., a Colorado corporation (the “Company”), and the purchaser of the Subordinated Notes (as defined herein) identified on the signature page hereto (the “Purchaser”).
EMPLOYMENT AGREEMENTEmployment Agreement • February 21st, 2024 • First Western Financial Inc • State commercial banks • Colorado
THIS EMPLOYMENT AGREEMENT (this “Agreement”) effective as of February 14, 2024 (the “Effective Date”) is by and between First Western Financial Inc., a Colorado corporation (the “Company” or “FWFI”), and David Weber, an individual resident of the State of Colorado (the “Executive”).
FIRST WESTERN FINANCIAL, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 9th, 2018 • First Western Financial Inc • State commercial banks • New York
part, the economic consequence of ownership of the Common Stock, whether any such swap, hedge or transaction is to be settled by delivery of Common Stock or other securities, in cash or otherwise, or (iii) publicly disclose the intention to make any such offer, pledge, sale or disposition, or to enter into any such swap, hedge, transaction or other arrangement. For the avoidance of doubt, if the undersigned is an officer or director of the Company, the undersigned acknowledges that the foregoing shall be applicable to any shares of Common Stock the undersigned may purchase through the directed share program of the Offering.
AMENDED & RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • June 19th, 2018 • First Western Financial Inc • State commercial banks • Colorado
THIS AMENDED & RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) effective as of March 5, 2018 (the “Effective Date”) is by and between First Western Financial Inc., a Colorado corporation (the “Company” or “FWFI”), and Julie Courkamp, an individual resident of the State of Colorado (the “Executive”).
FORM OF SUBORDINATED NOTE PURCHASE AGREEMENT Dated as of March 17, 2020 by and among FIRST WESTERN FINANCIAL, INC. and THE PURCHASERS NAMED HEREINSubordinated Note Purchase Agreement • March 17th, 2020 • First Western Financial Inc • State commercial banks
This SUBORDINATED NOTE PURCHASE AGREEMENT, dated as of March 17, 2020 (this “Agreement”), is by and among First Western Financial, Inc., a Colorado corporation (the “Company”), and the several purchasers of the Notes (each a “Purchaser” and, collectively, the “Purchasers”).
FORM OF SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • June 19th, 2018 • First Western Financial Inc • State commercial banks • Colorado
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of , 2016 and is made by and between First Western Financial, Inc., a Colorado corporation (the “Company”), and the investor named on the signature page hereto (the “Investor”).
FIRST AMENDMENT TO LEASELease • June 19th, 2018 • First Western Financial Inc • State commercial banks
This First Amendment to Lease dated June 8, 2010, by and between 1001 LINCOLN LIMITED LIABILITY COMPANY (“Landlord”) and FIRST WESTERN FINANCIAL, INC. (“Tenant”).
AGREEMENT AND PLAN OF MERGER by and between FIRST WESTERN FINANCIAL, INC., and TETON FINANCIAL SERVICES, INC. Dated as of July 22, 2021Merger Agreement • July 22nd, 2021 • First Western Financial Inc • State commercial banks • Colorado
Agreement and Plan of Merger (this “Agreement”), dated as of July 22, 2021, by and between First Western Financial, Inc., a Colorado corporation (“Parent”) and Teton Financial Services, Inc., a Wyoming corporation (“Company”).
AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • January 30th, 2020 • First Western Financial Inc • State commercial banks
THIS AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) is dated January 30, 2020 by and between First Western Financial, Inc., a Colorado corporation (the “Company” or “FWFI”), and Scott Wylie, an individual resident of the State of Colorado (the “Executive”). Together the Company and the Executive are referred to herein as the “Parties”.
TENTH AMENDMENT TO BUSINESS LOAN AGREEMENTBusiness Loan Agreement • July 30th, 2019 • First Western Financial Inc • State commercial banks • Wisconsin
THIS TENTH AMENDMENT TO BUSINESS LOAN AGREEMENT is made as of June 30, 2019, by and between FIRST WESTERN FINANCIAL, INC., a Colorado corporation (the “Borrower”), and BMO HARRIS BANK N.A., as successor-by-merger to M&I Marshall and Ilsley Bank, a national banking association (“Lender”).
FORM OF INVESTOR AGREEMENTInvestor Agreement • June 19th, 2018 • First Western Financial Inc • State commercial banks • Colorado
This INVESTOR AGREEMENT (this “Agreement”), effective as of , 20 (the “Effective Date”), is between First Western Financial, Inc., a Colorado corporation (the “Company”) and each of the investors who is a signatory hereto (each, a “Shareholder” and collectively, the “Shareholders”).
FIRST WESTERN FINANCIAL, INC. 2008 STOCK INCENTIVE PLAN2008 Stock Incentive Plan • June 19th, 2018 • First Western Financial Inc • State commercial banks • Colorado
First Western Financial, Inc., a Colorado corporation (the “Company”), sets forth herein the terms of its 2008 Stock Incentive Plan (the “Plan”) as follows:
SECOND AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • January 30th, 2020 • First Western Financial Inc • State commercial banks
THIS SECOND AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) is dated January 30, 2020 by and between First Western Financial, Inc., a Colorado corporation (the “Company” or “FWFI”), and Julie Courkamp, an individual resident of the State of Colorado (the “Executive”). Together the Company and the Executive are referred to herein as the “Parties”.
FORM OF VOTING AND SUPPORT AGREEMENTVoting and Support Agreement • October 6th, 2021 • First Western Financial Inc • State commercial banks • Colorado
THIS VOTING AND SUPPORT AGREEMENT (this “Agreement”), dated as of July 22, 2021, is entered into by and among First Western Financial, Inc., a Colorado corporation (“Parent”), each of the shareholders of Teton Financial Services, Inc., a Wyoming corporation (the “Company”), identified in Exhibit A to this Agreement (each, a “Shareholder”), and solely for the purposes of Article 4 hereof, each individual identified as a “Spouse” in Exhibit A to this Agreement (each, a “Spouse”; it being understood that if such Spouse is an owner or a joint owner or co-owner of some or all of the shares of Company Common Stock (“Shares”), such Spouse is also a party hereto in his or her capacity as a Shareholder).
00037957909-10000-007010312009* BANK BUSINESS LOAN AGREEMENT Principal Loan Date Maturity Loan No Call / Coll Account Officer Initials $19,750,000.00 10-31-2009 06-30-2010 37957909-10000 00006195777 24740 LAK References in the boxes above are for...Business Loan Agreement • June 19th, 2018 • First Western Financial Inc • State commercial banks • Wisconsin
THIS FOURTH AMENDMENT TO BUSINESS LOAN AGREEMENT is made as of October 31, 2012, by and between FIRST WESTERN FINANCIAL, INC., a Colorado corporation (the “Borrower”), and BMO HARRIS BANK N.A., successor-by-merger to M&I Marshall and Ilsley Bank, a national banking association (“Bank”).
NINTH AMENDMENT TO BUSINESS LOAN AGREEMENTBusiness Loan Agreement • March 22nd, 2019 • First Western Financial Inc • State commercial banks • Wisconsin
THIS NINTH AMENDMENT TO BUSINESS LOAN AGREEMENT is made as of March 18, 2019, by and between FIRST WESTERN FINANCIAL, INC., a Colorado corporation (the “Borrower”), and BMO HARRIS BANK N.A., as successor-by-merger to M&I Marshall and Ilsley Bank, a national banking association (“Lender”).
ASSET PURCHASE AGREEMENT by and among FIRST WESTERN TRUST BANK as Buyer, EMC HOLDINGS, LLC as Seller, WHMC, LLC, as the sole member of Seller and ALAN SCHRUMAsset Purchase Agreement • June 19th, 2018 • First Western Financial Inc • State commercial banks • Colorado
This ASSET PURCHASE AGREEMENT (the “Agreement”) is made and entered into effective as of August 18, 2017 (the “Effective Date”), by and among (a) FIRST WESTERN TRUST BANK, a Colorado state banking corporation (“Buyer”); (b) EMC HOLDINGS, LLC, a Colorado limited liability company (“Seller”); (c) WHMC, LLC, a Colorado limited liability company, as the sole member of Seller (the “Member”) and (d) ALAN SCHRUM (“Schrum”) (Seller, the Member and Schrum are collectively referred to herein as the “Seller Group”) (Buyer and each member of Seller Group are sometimes referred to herein individually as a “Party” and collectively as the “Parties”).
INDEMNIFICATION AGREEMENTIndemnification Agreement • June 19th, 2018 • First Western Financial Inc • State commercial banks • Colorado
THIS INDEMNIFICATION AGREEMENT (“Agreement”) is made as of , 20 , by and between First Western Financial, Inc., a Colorado corporation (the “Company”), and (“Indemnitee”). This Agreement supersedes and replaces any and all previous agreements between the Company and Indemnitee covering the subject matter of this Agreement.
FORM OF CONVERSION AND INVESTMENT AGREEMENTConversion and Investment Agreement • June 19th, 2018 • First Western Financial Inc • State commercial banks • Colorado
This CONVERSION AND INVESTMENT AGREEMENT (this “Agreement”) is made as of , 20 and is made by and between First Western Financial, Inc. (the “Company”), and the holder named on the signature page hereto (“Holder”).
AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • May 8th, 2019 • First Western Financial Inc • State commercial banks
THIS AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) is dated May 2, 2019 by and between First Western Financial Inc., a Colorado corporation (the “Company” or “FWFI”), and Julie Courkamp, an individual resident of the State of Colorado (the “Executive”). Together the Company and the Executive are referred to herein as the “Parties”.
